Skip to main content

The Development and Validation of a Guide for Peruvian Research Ethics Committees to Assist in the Review of Ethical-Scientific Aspects of Clinical Trials

  • Chapter
  • First Online:
Book cover Human Medical Research

Abstract

Peru has made great strides in clinical trials (CTs) regulation in recent years. However, by 2008, Peru did not have guidance on how to review the ethical and scientific aspects of clinical trials for use by research ethics committees (RECs). In 2009, REC inspections by the Peruvian National Institute of Health (NIH) indicated that there were serious deficiencies in their ability to perform their moral functions, mainly because it appeared that the ethical-scientific reviews had become a mere administrative formality. This project developed and validated a guide for reviewing the ethical and scientific aspects of CTs to be used as an institutional standard for the Peruvian RECs. We took the following steps: (a) Review-synthesis of relevant bibliography on the ethics of research with human subjects and analysis of their applicability in the local Peruvian context; (b) development and validation of the format and content of a guide for reviewing the ethical-scientific aspects of CTs, and (c) identification and analysis of the ethical and scientific issues which surfaced during CT reviews by RECs that were included in their decision reports. The guide described here is the result of a collaboration of multinational experts in ethics and clinical research, Peruvian NIH officials and members of 12 RECs. The guide has been available at http://www.ins.gob.pe/insvirtual/hcnsopde.aspx?87 since August 2010.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 129.00
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 169.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 169.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    Profit-making RECs exist in Latin America that have been established to facilitate the approval of clinical trials in centre founded directly or indirectly by the pharmaceutical industry.

  2. 2.

    As Alan Wertheimer suggests, a fully voluntary transaction between A and B is exploitative if the division of the benefits and burdens created though the transaction is distributively unfair. In developing countries’ research, the worries about the standard of care, the quality of informed consent procedures and the post-trial availability of interventions that have proved to be useful, all relate to exploitation (Hawkins and Emanuel 2008).

  3. 3.

    Content analysis is defined as a research method for the subjective interpretation of the content of text data through the systematic classification process of coding and identifying themes or patterns (Hsieh and Shannon 2005).

References

  • Asensio J, Díaz F, Galende I, Iglesias P, Íñigo J, Madero R, Marcos A, Ochoa D, Pablo I, Pérez A (2007) Lista Guía para la evaluación de protocolos de ensayos clínicos. In: Galende I (ed) Guías Operativas para CEI-II. Evaluación de protocolos de Investigación Biomédica. Fundación AstraZeneca Press, Madrid, pp 187–193

    Google Scholar 

  • Ashcroft RE (2003) The ethics and governance of medical research: what does regulation have to do with morality? New Rev Bioethics 1(1):41–58

    Article  Google Scholar 

  • The University of Hong Kong Clinical Trials Centre, Hong Kong SAR, PR China (2010) Association for the Accreditation of Human Research Protection Programs, Inc. Washington DC. In: Karlberg JPE, Speers MA (eds) Reviewing Clinical Trials: A Guide for the Ethics Committee. Hong Kong http://www.ClinicalTrialMagnifier.com. Accessed 15 May 2010

  • Cortina A, Conill J (2005) Ética y Empresas Sanitarias. In: Simon-Lorda P (ed) Ética de las Organizaciones Sanitarias: Nuevos Modelos de Calidad. Triacastela Press, Madrid, pp 15–32

    Google Scholar 

  • Council for International Organizations of Medical Sciences (CIOMS), World Health Organization (WHO) (2002) International Ethical Guidelines for Biomedical Research Involving Human Subjects. CIOMS, Geneva http://www.cioms.ch/publications/guidelines/guidelines_nov_2002_blurb.htm. Accessed 15 June 2011

  • Council of Europe (1997) Convention for the Protection of Human Rights and Dignity of the Human Being with Regard to the Application of Biology and Medicine. Council of Europe, Oviedo, Spain. http://www.coe.int/t/dg3/healthbioethic/Activities/01_Oviedo%20Convention/default_en.asp. Accessed 15 May 2009)

  • Department of Health and Human Services, Food and Drug Administration (2008) Human subject protection; foreign clinical studies not conducted under an investigational new drug application. Fed Reg 28 April;22800–22816

    Google Scholar 

  • Dixon-Woods M, Ashcroft RE (2008) Regulation and the social license for medical research. Med Health Care Philos 11(4):381–391. doi:10.1007/s11019-008-9152-0

    Article  PubMed  Google Scholar 

  • Emanuel EJ, Wendler D, Grady C (2000) What makes clinical research ethical? JAMA 283:2701–2711. doi:10.1001/jama.283.20.2701

    Article  PubMed  CAS  Google Scholar 

  • Emanuel EJ, Wendler D, Killen J, Grady C (2004) What makes clinical research in developing countries ethical? the benchmarks of ethical research. J Infect Dis 189(5):764–765

    Article  Google Scholar 

  • Fisher J (2009) Medical research for hire: the political economy of pharmaceutical clinical trials. Rutgers University Press, London

    Google Scholar 

  • Galende Domínguez I (2008) In: La ética en investigación clínica y los Comités de Ética en Investigación Clínica. Fundación AstraZeneca Press, Madrid, pp 9, 21–24

    Google Scholar 

  • Glickman SW, McHutchison JG, Peterson ED, Cairns CB, Harrington RA, Califf RM et al. (2009) Ethical and scientific implications of the globalization of clinical research. New Engl J Med 360(8):816–823

    Article  PubMed  CAS  Google Scholar 

  • Gray PS et al. (2007) Content analysis. In: The research imagination: an introduction to qualitative and quantitative methods. Cambridge University Press, Cambridge, pp 283–301

    Google Scholar 

  • Hawkins JS, Emanuel EJ (2008) Introduction: why exploitation? In: Hawkins JS, Emanuek EJ (eds) Exploitation and developing countries: the ethics of clinical research. Princeton University Press, Princeton, pp 1–20, 44–53

    Google Scholar 

  • Homedes N, Ugalde A (2012) La globalización de la investigación clínica en América Latina. In: Homedes N, Ugalde A (eds) Ética y Ensayos Clínicos en Latinoamérica. Lugar Editorial, Buenos Aires (in Press)

    Google Scholar 

  • Homedes N, Ugalde A (2009) Discrepancies around Helsinki: are we messing the point? Clin Trial Magnifier 2(3):106–111

    Google Scholar 

  • Hsieh HF, Shannon SE (2005) Three approaches to qualitative content analysis. Qual Health Res 15(9):1277–1288. doi:10.1177/1049732305276687

    Article  PubMed  Google Scholar 

  • International Conference of Harmonization of Technical Requirement for Registration of Pharmaceuticals for Human Use (ICH) (1996) Good Clinical Practice: consolidated guidance. E6(R1). ICH Secretarial, Geneva:Switzerland

    Google Scholar 

  • Latin American Network on Ethics and Clinical Trials (RELEM) (2008) The Buenos Aires Declaration on Ethics and Clinical Trials. http://www.saludyfarmacos.org/lang/es/relem/actividades-de-relem/. Accessed 15 Sept 2010

  • Lorenzo C, Garrafa V, Solbakk JH, Vidal S (2010) Hidden risks associated with clinical trials in developing countries. J Med Ethics 36:111–115 doi:10.1136/jme.2009.031708

    Article  PubMed  Google Scholar 

  • Minaya G, Olave-Quispe S, Fuentes D (2012) Regulación de ensayos Clínicos en el Perú y Conflictos Éticos. In: Homedes N, Ugalde A (eds) Ética y Ensayos Clínicos en Latinoamérica. Lugar Editorial, Buenos Aires (in Press)

    Google Scholar 

  • National Commission for the Protection of Human Subjects of Biomedical and Behavioral Research (NCPHSB BR) (1979) The Belmont Report. Ethical Principles and Guidelines for the Protection of Human Subjects of Research. Government Printing Office, Washington DC http://ohsr.od.nih.gov/guidelines/belmont.html. Accessed 15 June 2011)

  • Olave-Quispe S, Fuentes D, Minaya G, Surco R, Yagui M, Espinoza M (2010) Aspectos éticos, legales y metodológicos de los ensayos clínicos para su uso por los Comités de Ética. Instituto Nacional de Salud, Lima

    Google Scholar 

  • Olave-Quispe S (2007) Outsourcing clinical trials to Latin America; trends and risks. In: Clinical trials and protection of trial subject in low-income and developing countries. Expert meeting organized by The Netherlands Wemos Foundation, at the European Parliament, Brussels. 6 Nov 2007

    Google Scholar 

  • Olave-Quispe S (2010) Reflexión Bioética: Principales Discrepancias en la Legislación de Ensayos Clínicos con Medicamentos de Perú. University of Barcelona, Barcelona, pp 1–46

    Google Scholar 

  • Olave-Quispe S (2012) La investigación trasnacional: Contexto y Horizontes Éticos. In: Casado M, Luna F (eds) Cuestiones de Bioética en/desde Latinoamérica. Civitas-Thomson Reuters, Spain (in Press)

    Google Scholar 

  • Pan American Health Organization (PAHO) (2005) Good Clinical Practice: Americas Document. http://www.paho.org/Spanish/AD/THS/EV/IVCONF_BPC-doct-esp.doc. Accessed 15 Dec 2009

  • Peru. Ministry of Health (1981) Rule for use of drugs in clinical trials. Resolución Ministerial Nº 0212-81-SA/DVM

    Google Scholar 

  • Peru. National Institute of Health (2009) In: Perspectivas de Regulación sobre ensayos clínicos en Peru. Lima. http://www.ins.gob.pe/ensayosclinicos/reporteador/Perspectivas_Regulacion_Ensayos_Clinicos_Peru_2009.pdf. Accessed 15 J2010

  • Peru. National Institute of Statistics and Information Technology (INEI) (2007) National Census: XI de Población y VI de Vivienda. Perfil Socio demográfico del Perú. http://www.inei.gob.pe/Anexos/libro.pdf. Accessed 15 June 2011

  • Peru. National Institute of Statistics and Information Technology (INEI) (2005–2007) Encuesta Nacional de Hogares. http://www.inei.gob.pe/. Accessed 15 Mar 2010

  • Peru. The Congress of the Republic (1997) National Health Law. Ley Nº 26842. El Peruano Official Journal 20 July, article 28

    Google Scholar 

  • Peru. The Congress of the Republic (2009) Law that outlines the rights of the users of the health system. Ley N° 29414. El Peruano Official Journal October

    Google Scholar 

  • Peru. The President of the Republic (2006) Regulation of Clinical Trials. Decreto Supremo N°017-2006-SA. El Peruano Official Journal 29 July

    Google Scholar 

  • Peru. The President of the Republic (2007) The amendment of the regulation of clinical trials. Decreto Supremo N° 006-2007-SA 2007. El Peruano Official Journal 8 June

    Google Scholar 

  • Petryna A (2009) When experiments travel: clinical trials and the global search for human subjects. Princeton University Press, Princeton

    Google Scholar 

  • The Office for Human Research Protections and US Department of Health and Human Services (2010) In: International Compilation of Human Research Protections. http://www.hhs.gov/ohrp/international/HSPCompilation.pdf. Accessed 15 Sept 2010

  • The Office of Human Subjects Research (OHSR) (1949) The Nuremberg Code Directives for Human Experimentation. Washington, DC. US Government Printing Office http://ohsr.od.nih.gov/guidelines/nuremberg.html. Accessed 15 June 2011

  • United Nations Educational, Scientific and Cultural Organization (UNESCO) (2005) Universal Declaration of Bioethics and Human Right http://unesdoc.unesco.org/images/0014/001461/146180S.pdf. Accessed 15 June 2011

  • World Medical Association (WMA) (2008) Declaration of Helsinki. Ethical principles for biomedical research involving human subjects. Amendment 59th WMA General Assembly, Seoul

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Susy Olave Quispe .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2012 Springer Basel AG

About this chapter

Cite this chapter

Quispe, S.O. et al. (2012). The Development and Validation of a Guide for Peruvian Research Ethics Committees to Assist in the Review of Ethical-Scientific Aspects of Clinical Trials. In: Schildmann, J., Sandow, V., Rauprich, O., Vollmann, J. (eds) Human Medical Research. Springer, Basel. https://doi.org/10.1007/978-3-0348-0390-8_9

Download citation

Publish with us

Policies and ethics