Chapter 4 - Serotonin/dopamine interaction: Electrophysiological and neurochemical evidence

https://doi.org/10.1016/bs.pbr.2021.02.001Get rights and content

Abstract

The interaction between serotonin (5-HT) and dopamine (DA) in the central nervous system (CNS) plays an important role in the adaptive properties of living animals to their environment. These are two modulatory, divergent systems shaping and regulating in a widespread manner the activity of neurobiological networks and their interaction. The concept of one interaction linking these two systems is rather elusive when looking at the mechanisms triggered by these two systems across the CNS. The great variety of their interacting mechanisms is in part due to the diversity of their neuronal origin, the density of their fibers in a given CNS region, the distinct expression of their numerous receptors in the CNS, the heterogeneity of their intracellular signaling pathway that depend on the cellular type expressing their receptors, and the state of activity of neurobiological networks, conditioning the outcome of their mutual influences. Thus, originally conceptualized as inhibition of 5-HT on DA neuron activity and DA neurotransmission, this interaction is nowadays considered as a multifaceted, mutual influence of these two systems in the regulation of CNS functions. These new ways of understanding this interaction are of utmost importance to envision the consequences of their dysfunctions underlined in several CNS diseases. It is also essential to conceive the mechanism of action of psychotropic drugs directly acting on their function including antipsychotic, antidepressant, antiparkinsonian, and drug of abuse together with the development of therapeutic strategies of Alzheimer's diseases, epilepsy, obsessional compulsive disorders. The 5-HT/DA interaction has a long history from the serendipitous discovery of antidepressants and antipsychotics to the future, rationalized treatments of CNS disorders.

Introduction

Serotonin (5-HT) and dopamine (DA) systems interact in the nervous system of multiple organisms across the animal kingdom. The importance of this interaction has been revealed by the analysis of the mechanisms of action of numerous psychotropic drugs including antipsychotics and antidepressant drugs in the treatment of schizophrenia or depression (De Deurwaerdère and Di Giovanni, 2017; Di Giovanni et al., 2008). Thereafter, some pathophysiological data showed alterations in one or the other system or both in neurodegenerative diseases. While the evidence of their interaction was growing over the decades, the neurobiological context was moving with a better description of their neuronal pathways, the knowledge of the function of these neurons, and the discovery of numerous receptors for both neuromodulators. After years of intensive research, both systems are more than ever in the preoccupations of neurobiologists and clinicians to conceive newer treatments with drugs targeting integrative mechanisms rather than specific proteins, and to better act on the wide spectrum of symptoms characterizing the CNS diseases (Millan, 2006; Millan et al., 2015, Millan et al., 2016).

The understanding of the 5-HT/DA interaction today has greatly evolved from the search for the intimate mechanisms triggered by 5-HT along the nigrostriatal DA pathway to the consideration of a more widespread influence in the brain with specific links in each brain region. The concept of interaction between these two systems is complex and could be understood as the convergence of two neuromodulatory systems shaping and regulating the activity of central neurobiological networks. It is interfering with cognition, motor control, endocrine function, and likely participates to the personality traits and interindividual differences (Dalley et al., 2011). The combinations of their influences are therefore multiple which is well highlighted by the current understanding of the mechanisms of action of antipsychotic drugs, the antiparkinsonian drug l-DOPA, drugs of abuse, and antidepressant drugs.

The purpose of this chapter is to give a comprehensive report of this interaction mainly focused on the 5-HT mechanisms altering the activity of ascending DA pathways. We will present the anatomical basis of this interaction including the presentation of the neuroanatomical distribution of the two systems and their receptors. We will then present the electrophysiological and neurochemical evidence reporting the changes of DA neuron function in responses to the modification of 5-HT tone. Thereafter, we will focus on the influences of 5-HT receptors in considering for each of them their distribution, their impact on the activity of DA neurons in basal and activated conditions, and the contribution of these data to the development of therapeutic strategies of CNS diseases.

Section snippets

Neuroanatomical basis of the 5-HT/DA systems interaction

Monoaminergic systems diffusely innervate the brain. However, noticeable differences are characterizing the 5-HT and DA innervation. Whereas the 5-HT innervation covers the whole CNS, the DA innervation is much more heterogeneous, with a very high concentration of DA fibers in the striatum and the nucleus accumbens (NAc) and a very low concentration of terminals in the hippocampus and some cortical areas. To understand this neuroanatomical interaction, we have to consider that the biochemical

Global changes of 5-HT function upon DA neurotransmission

Different approaches have been tested to determine the impact of the 5-HT system on DA neurotransmission. More recently the chemogenetic—DREADD (Designer Receptor Exclusively Activated Designer Drug) (Valencia-Torres et al., 2017)—or optogenetic approaches (Wang et al., 2019) have been used to more selectively increase or decrease 5-HT neurons depending on the device, but it has been poorly used so far to investigate the influence of the 5-HT system on the function of DA neurotransmission.

Distribution of 5-HT1A receptors

The 5-HT1A receptor couples intracellular pathways via pertussis toxin (PTX)-sensitive heterotrimeric G proteins of the Gi/o family (Barnes and Sharp, 1999; Sharp and Barnes, 2020). 5-HT1AR stimulation inhibits adenylyl cyclase activity and open K+ channels, playing an inhibitory role on cells expressing the receptor. The distribution of 5-HT1A receptors, assessed using specific antibodies, radioligands, and complementary cDNA is marked by high heterogeneity in the brain. It is densely

Distribution of 5-HT1B receptors

The 5-HT1B receptor also couple intracellular signaling pathways via pertussis toxin-sensitive heterotrimeric G proteins of the Gi/o family (Barnes and Sharp, 1999; Millan et al., 2008). 5-HT1B receptors are typically expressed in the basal ganglia and notably the SN, VTA, globus pallidus, striatum, NAc, STN and cortex (Domenech et al., 1997; Hamon et al., 1990; Radja et al., 1991; Sari et al., 1997, 1999). In the basal ganglia, mRNAs are expressed by striatal neurons and the protein is highly

Distribution of 5-HT2A receptors

5-HT2A/2B/2C receptors interact with Gαq protein, thereby activating phospholipase C (PLC) to dissociate the inositol 1,4,5-trisphosphate (IP3)-di-acylglycerol (DAG) complex into IP3 and DAG (Berg et al., 1998; Hoyer et al., 1994, 2002). Beyond this canonical pathway, all 5-HT2 receptor subtypes have G-protein-dependent and independent effects that are specific for each subtype (De Deurwaerdere et al., 2020a).

The highest density of 5-HT2A receptors in the brain is found in the cortical regions

Distribution of 5-HT2B receptors

5-HT2B receptors were initially found in the fundus stomach (5-HT2F receptors) and were subsequently termed 5-HT2B receptors (Hoyer et al., 1994). They have similar pharmacology to 5-HT2A and 5-HT2C receptors (Di Giovanni and De Deurwaerdere, 2016). Whereas 5-HT2B receptor mRNAs were found in dog, cat, monkey and the human brain, notably at the level of the DRN, they were not found in the rat brain (Bonaventure et al., 2005; Bonhaus et al., 1995; Helton et al., 1994; Kursar et al., 1994;

Distribution of 5-HT2C receptors

The 5-HT2C receptor is one of the most complex 5-HT receptors due to the multiple described isoforms, regulatory mechanisms of expression, intracellular signaling pathways (Di Giovanni and De Deurwaerdere, 2016; Sharp and Barnes, 2020). Briefly, pre-transcriptional action leads to two different splice variants, one being the main source of several functional isoforms whereas the other one gives a truncated version of the receptor. Impressively, the coding sequence of the mRNA of the functional

Distribution of 5-HT3 receptors

The 5-HT3 receptor has some analogy with the nicotinic receptors. It is a cation ion channel composed of five subunits. The HT3A–E genes correspond to the five possible subunits that have been cloned (Barnes et al., 2009; Niesler et al., 2008; Sharp and Barnes, 2020). The newer cloned subunits of the 5-HT3C–E receptor are found in several mammals but not in rodents (Holbrook et al., 2009). The inherent molecular diversity associated with the assembly of these subunits is still not known (Abad

Distribution of 5-HT4 receptors

The 5-HT4 receptor was initially discovered in the brain as a “non-classical 5-HT receptor positively coupled to adenylate cyclase” (Bockaert et al., 1990; Dumuis et al., 1988b; Hoyer et al., 1994) and displayed to some extent pharmacology shared with the 5-HT3 receptor (Dumuis et al., 1988a). The 5-HT4 receptor has been cloned in 1995 (Gerald et al., 1995) and various slice variants [5-HT4a–4l] have been isolated (Vilaro et al., 2005a). Beyond the canonical activation of cAMP production and

Distribution of 5-HT6 receptors

5-HT6 receptors have been cloned by two groups in 1993 (Monsma et al., 1993; Ruat et al., 1993). It corresponds to a GPCR. Initially considered as positively coupled to Gs, it is associated with multiple distinct partners beyond Gs including Ca2 + signaling, Erk1/2 kinase, Cdk5, mTor, and several other partners (Chaumont-Dubel et al., 2020; Deraredj Nadim et al., 2016; Duhr et al., 2014; Riccioni et al., 2011). The distribution of 5-HT6 receptors indicated that their binding density is elevated

Conclusion

The regulation of DA systems by 5-HT has been the subject of debate for several decades. The data reported here support, in a general sense, the long-standing notion of DA–5-HT opponency. Nevertheless, the complexity of this interaction calls for a refinement of this view. Although DA and 5-HT are tightly related and have a similar degree of functional importance, compared with DA, we have a much less specific understanding of the mechanisms by which 5-HT affects behavior.

Multiple controls of

References (679)

  • N.M. Barnes et al.

    The 5-HT3 receptor—the relationship between structure and function

    Neuropharmacology

    (2009)
  • M.F. Bastide et al.

    Pathophysiology of L-dopa-induced motor and non-motor complications in Parkinson's disease

    Prog. Neurobiol.

    (2015)
  • G. Baxter et al.

    5-HT2 receptor subtypes: a family re-united?

    Trends Pharmacol. Sci.

    (1995)
  • S. Belliveau et al.

    Stereological investigation of 5-HT(3) receptors in the substantia nigra and dorsal raphe nucleus in the rat

    J. Chem. Neuroanat.

    (2021)
  • S. Benloucif et al.

    Facilitation of dopamine release in vivo by serotonin agonists: studies with microdialysis

    Eur. J. Pharmacol.

    (1991)
  • K.A. Berg et al.

    Fine-tuning serotonin2c receptor function in the brain: molecular and functional implications

    Neuropharmacology

    (2008)
  • A. Beyeler et al.

    Stimulation of serotonin2C receptors elicits abnormal oral movements by acting on pathways other than the sensorimotor one in the rat basal ganglia

    Neuroscience

    (2010)
  • E. Bezard et al.

    Anti-dyskinetic effect of anpirtoline in animal models of L-DOPA-induced dyskinesia

    Neurosci. Res.

    (2013)
  • A. Bjorklund et al.

    Dopamine neuron systems in the brain: an update

    Trends Neurosci.

    (2007)
  • P. Blier et al.

    Current advances and trends in the treatment of depression

    Trends Pharmacol. Sci.

    (1994)
  • S. Bonaccorso et al.

    SR46349-B, a 5-HT(2A/2C) receptor antagonist, potentiates haloperidol-induced dopamine release in rat medial prefrontal cortex and nucleus accumbens

    Neuropsychopharmacology

    (2002)
  • P. Bonaventure et al.

    Nuclei and subnuclei gene expression profiling in mammalian brain

    Brain Res.

    (2002)
  • P. Bonaventure et al.

    Molecular and pharmacological characterization of serotonin 5-HT2A and 5-HT2B receptor subtypes in dog

    Eur. J. Pharmacol.

    (2005)
  • N. Bonhomme et al.

    Evidence for 5-HT4 receptor subtype involvement in the enhancement of striatal dopamine release induced by serotonin: a microdialysis study in the halothane-anesthetized rat

    Neuropharmacology

    (1995)
  • L.J. Boothman et al.

    Investigation of the SSRI augmentation properties of 5-HT2 receptor antagonists using in vivo microdialysis

    Neuropharmacology

    (2006)
  • R. Bordet

    Central dopamine receptors: general considerations (part 1)

    Rev. Neurol. (Paris)

    (2004)
  • E.S. Bromberg-Martin et al.

    Dopamine in motivational control: rewarding, aversive, and alerting

    Neuron

    (2010)
  • M.J. Bubar et al.

    Distribution of serotonin 5-HT2C receptors in the ventral tegmental area

    Neuroscience

    (2007)
  • M.J. Bubar et al.

    Prospects for serotonin 5-HT2R pharmacotherapy in psychostimulant abuse

    Prog. Brain Res.

    (2008)
  • C. Cadoni et al.

    Role of vesicular dopamine in the in vivo stimulation of striatal dopamine transmission by amphetamine: evidence from microdialysis and Fos immunohistochemistry

    Neuroscience

    (1995)
  • A.D. Campbell et al.

    Serotonin-3 receptor and ethanol-stimulated dopamine release in the nucleus accumbens

    Pharmacol. Biochem. Behav.

    (1995)
  • A.D. Campbell et al.

    Serotonin-3 receptor and ethanol-stimulated somatodendritic dopamine release

    Alcohol

    (1996)
  • E. Carboni et al.

    Differential inhibitory effects of a 5-HT3 antagonist on drug-induced stimulation of dopamine release

    Eur. J. Pharmacol.

    (1989)
  • M. Carta et al.

    Contribution of pre-synaptic mechanisms to L-DOPA-induced dyskinesia

    Neuroscience

    (2011)
  • A. Cathala et al.

    Serotonin(2B) receptors in the rat dorsal raphe nucleus exert a GABA-mediated tonic inhibitory control on serotonin neurons

    Exp. Neurol.

    (2019)
  • A. Cathala et al.

    Serotonin2B receptor blockade in the rat dorsal raphe nucleus suppresses cocaine-induced hyperlocomotion through an opposite control of mesocortical and mesoaccumbens dopamine pathways

    Neuropharmacology

    (2020)
  • L. Abdallah et al.

    Impact of serotonin 2C receptor null mutation on physiology and behavior associated with nigrostriatal dopamine pathway function

    J. Neurosci.

    (2009)
  • Y. Ago et al.

    Sulpiride in combination with fluvoxamine increases in vivo dopamine release selectively in rat prefrontal cortex

    Neuropsychopharmacology

    (2005)
  • K.D. Alex et al.

    Modulation of dopamine release by striatal 5-HT2C receptors

    Synapse

    (2005)
  • M. Amargos-Bosch et al.

    Co-expression and in vivo interaction of serotonin1A and serotonin2A receptors in pyramidal neurons of prefrontal cortex

    Cereb. Cortex

    (2004)
  • B. Amilhon et al.

    VGLUT3 (vesicular glutamate transporter type 3) contribution to the regulation of serotonergic transmission and anxiety

    J. Neurosci.

    (2010)
  • N.C. Anastasio et al.

    Functional status of the serotonin 5-HT2C receptor (5-HT2CR) drives interlocked phenotypes that precipitate relapse-like behaviors in cocaine dependence

    Neuropsychopharmacology

    (2014)
  • N.C. Anastasio et al.

    Serotonin (5-HT) 5-HT2A receptor (5-HT2AR):5-HT2CR imbalance in medial prefrontal cortex associates with motor impulsivity

    ACS Chem. Neurosci.

    (2015)
  • J.L. Andersson et al.

    Ritanserin potentiates the stimulatory effects of raclopride on neuronal activity and dopamine release selectivity in the mesolimbic dopaminergic system

    Naunyn-Schmiedebergs Arch. Pharmacol.

    (1995)
  • L. Arborelius et al.

    The 5-HT1A receptor selective ligands, (R)-8-OH-DPAT and (S)-UH-301, differentially affect the activity of midbrain dopamine neurons

    Naunyn-Schmiedebergs Arch. Pharmacol.

    (1993)
  • F. Artigas et al.

    Mechanism of action of antidepressants

    Psychopharmacol. Bull.

    (2002)
  • M.B. Assie et al.

    Contrasting contribution of 5-hydroxytryptamine 1A receptor activation to neurochemical profile of novel antipsychotics: frontocortical dopamine and hippocampal serotonin release in rat brain

    J. Pharmacol. Exp. Ther.

    (2005)
  • M.B. Assie et al.

    F15599, a highly selective post-synaptic 5-HT(1A) receptor agonist: in-vivo profile in behavioural models of antidepressant and serotonergic activity

    Int. J. Neuropsychopharmacol.

    (2010)
  • G. Aston-Jones

    Locus coeruleus, A5 and A7 noradrenergic cell groups

  • A. Auclair et al.

    Role of serotonin 2A receptors in the D-amphetamine-induced release of dopamine: comparison with previous data on alpha1b-adrenergic receptors

    J. Neurochem.

    (2004)
  • Cited by (13)

    • Fluoxetine may interfere with learning in fish

      2024, Environmental Toxicology and Pharmacology
    • Characterizing Thalamocortical (Dys)connectivity Following D-Amphetamine, LSD, and MDMA Administration

      2022, Biological Psychiatry: Cognitive Neuroscience and Neuroimaging
      Citation Excerpt :

      However, d-amphetamine and MDMA are structurally related, and both stimulate norepinephrine release (64). Furthermore, neurotransmitter systems have complex interactions at different levels, which might explain the similar neural response (65). Previous findings support d-amphetamine– and MDMA-induced SAL-thalamic hypoconnectivity.

    View all citing articles on Scopus
    View full text