Validation and refinement of the clinical staging model in a French cohort of outpatient with schizophrenia (FACE-SZ)

https://doi.org/10.1016/j.pnpbp.2019.01.003Get rights and content

Highlights

  • Clinical staging for schizophrenia can be improved by adding assessment of mood symptoms and cognitive handicap

  • Early treatment of depression and cognitive remediation might reduce the number of patients in the most severe stages

  • This data suggests a reverse gear to clinical staging, traditionally thought as uniformly progressive.

Abstract

Objective

Existing staging models have not been fully validated. Thus, after classifying patients with schizophrenia according to the staging model proposed by McGorry et al. (2010), we explored the validity of this staging model and its stability after one-year of follow-up.

Method

Using unsupervised machine-learning algorithm, we classified 770 outpatients into 5 clinical stages, the highest being the most severe. Analyses of (co)variance were performed to compare each stage in regard to socio-demographics factors, clinical characteristics, co-morbidities, ongoing treatment and neuropsychological profiles.

Results

The precision of clinical staging can be improved by sub-dividing intermediate stages (II and III). Clinical validators of class IV include the presence of concomitant major depressive episode (42.6% in stage IV versus 3.4% in stage IIa), more severe cognitive profile, lower adherence to medication and prescription of >3 psychotropic medications. Follow-up at one-year showed good stability of each stage.

Conclusion

Clinical staging in schizophrenia could be improved by adding clinical elements such as mood symptoms and cognition to severity, relapses and global functioning. In terms of therapeutic strategies, attention needs to be paid on the factors associated with the more stages of schizophrenia such as treatment of comorbid depression, reduction of the number of concomitant psychotropic medications, improvement of treatment adherence, and prescription of cognitive remediation.

Introduction

Clinical staging has been widely used to predict course and to optimize treatment in most chronic medical disorders, but until recently it has relatively been neglected in psychiatry (Fava and Kellner, 1993). Clinical staging differs from conventional diagnostic practice in that it defines not only the extent of progression of a disorder at a given point in time, but also where a person currently lies along the illness course continuum (McGorry et al., 2010). The last two decades have seen the gradual emergence of clinical staging in psychiatric disorders. In schizophrenia, staging models are likely to have heuristic utility in the understanding of illness progression, improving the exploration of relationships of stages with biomarkers and psychosocial risk factors. A major advantage of clinical staging models is the guidance they provide to clinicians to estimate prognosis and to define therapeutic strategies relevant for each stage.

Different theoretical staging models, have been proposed such as stage 1 as the “latent stage” to stage IV as the “chronic and refractory stage” (McGorry et al., 2010; Scott et al., 2013) without necessarily identifying external validators of these different propositions. Few follow-up studies have as of yet been performed and most of them have been done in the field of bipolar disorder (Rosa et al., 2014; Magalhães et al., 2012; Grande et al., 2014). In schizophrenia, to the best of our knowledge, only three studies have applied clinical staging models in individuals with schizophrenia. In a sample of 171 individuals at a high risk of psychosis followed-up over 3 years, Carrion and colleagues showed that the severity of early prodromal symptoms plays a critical role in determining clinical outcome, including the risk of psychosis, time to emergence and medication treatment (Carrión et al., 2017). However, this study only focused on the early phases of the illness and transition to psychosis. In a sample of 203 patients with schizophrenia, Ortiz et al. investigated whether clinical and psychopathological differences exist between first-episode schizophrenia and multiple-episode patients; however they focused on hospitalized patients (Ortiz et al., 2017). Tedja et al., concluded that clinical staging was applicable to schizophrenia (Tedja A, 2017) by investigating a retrospective cohort of 649 patients diagnosed with schizophrenia, followed up for 3 years. However, in order to fulfill the defined staging criteria, only 20% of the initial sample could be assignable to a clinical stage, thereby limiting the generalization of their results. To date, no study has applied a clinical staging framework, as defined by McGorry et al. (2010) (Scott et al., 2013), in a large systematically recruited cohort of outpatients with schizophrenia.

The present study has three aims: (i) to classify patients with schizophrenia according to the staging model proposed by McGorry et al. (2010), using number of episodes, daily functioning and current illness severity, in a prospective cohort of 770 patients (ii) to use clinical, cognitive and treatment characteristics to explore the validity of this staging model, and (iii) to explore the stability of these different stages after one-year of follow-up.

Section snippets

Design

The study sample was composed of outpatients, assessed and followed up in a French network of schizophrenia expert centers (Carrión et al., 2017). The FACE-SZ (FondaMental Advanced Centers of Expertise- Schizophrenia) cohort is based on a French network of 10 Schizophrenia Expert Centers, coordinated by the FondaMental Foundation (www.fondation-fondamental.org).

Clinically stable outpatients (defined by the absence of hospitalizations or changes in treatment during the eight weeks before

Clinical and sociodemographic measures

All patients were interviewed by a psychiatrist using the Structured Clinical Interview for Mental Disorders (SCID 1.0) to confirm diagnosis. Information concerning education, the onset and course of the illness, family history, psychiatric and somatic comorbidities were also recorded. Schizophrenic symptomatology was assessed using the Positive And Negative Syndrome Scale (PANSS) (Guelfi, 1997) and the PANSS five-factor model for the PANSS items in order to evaluate specific domains of

Neuropsychological assessment

Neuropsychological performances were assessed with a comprehensive test battery covering a wide range of relevant aspects of cognition in schizophrenia. The National Adult Reading Test (NART) (Nelson and O'Connell, 1978) provides an estimate of premorbid intellectual ability based on current reading performance. Wechsler Adult Intelligence Scale3rd Edition (WAIS-III) (Wechsler, 2008) provides a measure of general intellectual function in older adolescents and adults. California Verbal

Clinical staging

In order to classify patients into 5 clinical stages, we used the three clinical indicators used by McGorry et al. (2010) criteria for clinical staging (McGorry et al., 2010) (see Supplementary Figure):

  • The severity of symptoms, using the PANSS total score.

  • Recurrence or relapses based the number of lifetime psychotic episodes.

  • Global functioning, using the GAF score.

These 5 clinical stages ranged from favorable functioning and no symptoms (stage II) to unremitted illness and poor functioning

Statistical analysis

Sociodemographics, clinical data, and treatments are presented as the mean ± the standard deviation (SD) for continuous variables and frequency distribution for categorical variables.

We performed unsupervised machine learning algorithm using clustering analysis based on k-means estimation. In order to check the stability of our cluster, we generated a simple random sample without replacement of 500 patients from the original dataset and rerun the cluster analysis (not shown). Analyses of

Characteristics of the sample

770 stable SZ outpatients (mean age 32 years, 74% male) were included in the FACE-SZ cohort. Among the 770 patients assessed at the initial visit, 325 were evaluated at one-year. There were no significant differences between patients seen at the beginning of the study and those lost during follow-up in regard to our variables of interest (severity of the disease, level of functioning, number of lifetime episode, cognitive abilities) (all p > .05, data not shown). Of the 325 patients with two

Discussion

In a large French prospective cohort of stable SZ outpatients, using unsupervised machine learning, we were able to classify patients in 5 stages from II to V. We showed that the model proposed by McGorry et al. in 2010 (McGorry et al., 2010) can be improved by sub-dividing the intermediate stages (II and III) and by adding clinical elements such as mood symptoms and assessment of cognitive handicap. It is important to note that this is based on data-driven cluster analysis, which assumes no a

Conflict of interest

No conflicts to disclose.

Funding sources

This work was funded by AP-HP (Assistance Publique des Hôpitaux de Paris), Fondation FondaMental (RTRS Santé Mentale), by the Investissements d'Avenir program managed by the ANR under reference ANR-11-IDEX-0004-02 and ANR-10-COHO-10-01, and by INSERM (Institut National de la Santé et de la Recherche Médicale). This funding source had no role in the study design, data collection, analysis, preparation of the manuscript, or decision to submit the manuscript for publication. O Godin had full

Acknowledgments

We thank the FondaMental Foundation (www-fondation-fondamental.org) which is a non-profit foundation supporting research in psychiatry in France and coordinating the infrastructure of Bipolar Expert Centers. We express all our thanks to the patients who have accepted to be included in the present study. We thank the team of FondaMental foundation, Hakim Laouamri and his team (Seif Ben Salem, Karmène Souyris,Victor Barteau and Mohamed Laaidi) for the development of the FACE-SZ computer

Authors' contributions

Conception and design: ML, PML.

Inclusion and clinical data collection: All authors except OG and DC.

Analysis of data: OG.

Interpretation of data: OG, GF, ML, DC, PML.

Drafting and writing of the manuscript: all of the authors.

Ethical statement

The study was carried out in accordance with ethical principles for medical research involving humans (WMA, Declaration of Helsinki). The assessment protocol was approved by the relevant ethical review board (CPP-Ile de France IX, January 18, 2010). All data were collected anonymously. A non-opposition form was signed by all participants as this study including data coming from regular healthcare assessments.

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