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The Sollen as Otherwise than Being. Notes on Hermann Cohen, Hans Kelsen and Emmanuel Lévinas

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Why Religion? Towards a Critical Philosophy of Law, Peace and God

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Abstract

A crucial Kelsenian thesis was the criticism of the dualist thesis according to which the State exists before the law. It is against this theory that he wrote his first great book, Hauptprobleme der Staatsrechtslehre. In the Foreword to the second Printing, Kelsen recognises that his main intuitions had perfectly been developed by Cohen. Cohen’s ethics helps to understand the distinction between Sein and Sollen. Kelsen explicitly said that such distinction cannot be the object of conceptual analysis; they are elementary concepts. What I will suggest is that such elementary concepts can be analysed on the basis of Cohen and Lévinas’ ethics. By virtue of the contribution of Lévinas, it is possible to keep the distinction out from the realm of neo-kantian postulates, and to give to the Sollen an ethical dimension. The Sollen is not only a category necessary to describe positive law in normative terms; it is also central—as otherwise than being—in order to explain the concept of humanity. International law, conceived as Sollen, does not need to exist. International law can be conceived as a divine command. Only when the individuals assume their responsibility, humanity, not only in the pure ethical relation with the Other, but also in social terms, does emerge. My main point is that the concepts of Sollen and Humanity are inseparable, to the extent that a human being, in his biological dimension, makes himself a human subject when he responds to (and not just conceives) the natural world in normative terms, a world in which he/she is a responsible subject.

My enthusiasm for Judaism is rooted in my conviction of the ethical validity implied in our idea of God. My understanding of Judaism stands within the context of my scholarly work. Hence I feel particularly fortunate that prior to my presentations of more extensive works on the ideas of Judaism I had the opportunity to demonstrate the place of Judaism within a philosophical system. I do not entrust the guidance of my Jewish consciousness to the instinct of loyalty, loyalty to one’s own religious denomination or tribe, but to philosophical methodology, in as far as it is my share (Hermann Cohen).a

Of course, the Jew is really the only man in the Christian world who cannot take war seriously, and therefore is the only genuine “pacifist.” (…) the Jewish people stands outside the world, which does not yet possess it; by living the eternal peace, it stands outside of a warlike temporality; by resting at the goal that it anticipates in hope, it is separated from the march of those who draw near to it in the toil of centuries. Its soul, which is satiated in the beholding of hope, withdraws from toil, action, fighting for the world (Franz Rosenzweig).b

The visage of being that shows itself in war is fixed in the concept of totality, which dominates Western Philosophy. Individuals are reduced to being bearers of forces that command them unbeknown to themselves (Emmanuel Lévinas).c

aThis is an excerpt from a letter written by Cohen in December 1904 to Frankfurtloge, translated to English by Bruckstein (2004), p. XXX.

bRosenzweig (1921), p. 351. Here and after, the year refers to the original edition, but the pages refer, when it is included in the list of references, to the English edition.

cLévinas (1961), p. 21.

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Notes

  1. 1.

    In spite of this, there is an increasing literature on Kelsen’s work and life. Just as an example, see these recent edited books: Duarte d’Almeida et al. (2013), Telman (2016), and Langford et al. (2017).

  2. 2.

    See Ross (1998).

  3. 3.

    See Paulson (2012), where he discusses Raz’s thesis.

  4. 4.

    See Bouretz (2003) and Nordmann (2017).

  5. 5.

    Such criticisms come both from international legal scholars—see von Bernstorff (2010)—and legal theorists—see Luzzati (1999).

  6. 6.

    According to Nordmann (2017), p. 131, “Since the 1930s Lévinas develops a reflection on Judaism envisaged not from a historical, sociological or religious perspective, but as a philosophical category”. On the basis of what he wrote on his “Carnet de captivité (1940–1945)”, he seems to consider the categories of Judaism and the Heideggerian Dasein as alternative philosophical starting points (see pp. 131–133). All the translations from French, Italian, Spanish or German, when an English translation is not included in the list of references, are mine.

  7. 7.

    On these French philosophers, and their relation with Lévinas and Judaism, see Nordmann (2017), pp. 155–157.

  8. 8.

    The demonstration of this point is the central topic of Nordmann (2017). On the new way discovered by Cohen, see Gibbs (2004), p. ix: “Rosenzweig hails him as a Columbus (and I would, as a Copernicus), and claims that Cohen was the first truly Jewish philosopher who discovered a new route, a new thinking. Like a Columbus, it is Cohen who discovered the new possibility and exigency of thought, discovering a land for the voyages not only of Lévinas and Rosenzweig, but also of Buber and Benjamin and, in different ways, of Scholem, Strauss, Pines, and many others”.

  9. 9.

    Lévinas (1961), p. 28; he refers to Rosenzweig (1921).

  10. 10.

    See, respectively: Kelsen (1923, 1925, 1928a, 1979).

  11. 11.

    See, respectively: Kelsen (1967, 1945, 1952a).

  12. 12.

    See Kelsen (1952c).

  13. 13.

    On this I clearly disagree with many opinions according to which such influence has ben overestimated. See Bobbio (1977), p. 179, where he affirms, on one hand, that the relation between Kelsen and the Kantian Critique of Pure Reason was a “mere flirtation”, and, on the other and, he proudly recall that “the name of Cohen has not been cited even once in the second edition of the Pure Theory of Law”. I also disagree with those—see Merle (2007), p. 134, thinking that Kelsen was too little neo-Kantian for “its rejection of any idea of progress towards an ideal”.

  14. 14.

    Schmill (2004), p. 117.

  15. 15.

    I think this is the main worry of Lévinas’ philosophical and ethical engagement, to the extent that this theme appears in one of the first philosophical work as well as in the last works. See Lévinas (1935) and Lévinas (1984).

  16. 16.

    Such plausible influence was exerted, above all, by the two first volumes of Cohen’s System of Philosophy: Cohen (1902, 1904).

  17. 17.

    Novak (1995), p. 54.

  18. 18.

    See Attademo (2003).

  19. 19.

    See Kelsen (2011).

  20. 20.

    See Métall (1969), p. 91.

  21. 21.

    van Roermund (2015), pp. 113–114.

  22. 22.

    Lévinas (1978a), p. xlii.

  23. 23.

    Ross (1998).

  24. 24.

    Kelsen (1998), pp. 15–16.

  25. 25.

    Kelsen (1933), p. 174.

  26. 26.

    Kelsen (1933), p. 173. It is interesting to note that, concerning the lack of knowledge of positive law, Cohen (1904, p. 324) formulated the same criticism against Kant: “But of course Kant did not take into account the connection with the law; it was not his aim. Thus he also did not recognise in the self the task of the moral person that the law developed through the concept of the juridical person”.

  27. 27.

    Edel (1998), p. 199.

  28. 28.

    Novak (2004).

  29. 29.

    Kelsen (1928b), p. 437.

  30. 30.

    Kelsen (1979), pp. 63–82.

  31. 31.

    Cohen (1919).

  32. 32.

    For sure the relation between God’s law and natural law was a central issue in Grotius’ reflection. There is no place here to go further on this topic; my only purpose is to problematise the rejection by Kelsen of Cohen’s normative philosophy because of his subscription of natural law theories. On this Grotius’ reflection, see Leben (2016).

  33. 33.

    See Dworkin (1986).

  34. 34.

    This third possibility is analysed, and rejected, with an explicit reference to the interpretation of Kelsen proposed by Raz, by Paulson (2012).

  35. 35.

    The main argument developed by Paulson (2012) in order to reject the thesis of justified normativity—attributed to Kelsen by Raz—is precisely grounded on the relativisation of the importance, in Kelsen’s theory, of the notion of validity qua bindingness.

  36. 36.

    See Ross (1959) and Hart (1961).

  37. 37.

    On this question, for a comparative analysis of Hart and Kelsen, see Puppo (2011).

  38. 38.

    Edel (1998), pp. 197–199.

  39. 39.

    On the Cohennian critical idealism and its relation with Plato, see Poma (1997), especially chap. 4.

  40. 40.

    An aspect of Kantian philosophy is nonetheless rescued by Cohen as characteristic of a Jewish and prophetic ethics: the concept of humanity. Cohen’s regret, as perfectly summarised by Beiser (2018), p. 274, was that “Kant had no idea about the Old Testament prophets, about their messianic ideals, about their dreams for the future of humanity”.

  41. 41.

    Kelsen (1979), chap. 17, I, pp. 63–66.

  42. 42.

    I am not ignoring the fact that Kelsen (1952b), when he approached the study of biblical sources, inscribed his analysis in what could be considered the Spinozian tradition. In fact, his study aims to demonstrate the internal contradictions characterising the prophetic discourse.

  43. 43.

    Putnam (2008), pp. 11–12.

  44. 44.

    Cohen (1904), p. 87.

  45. 45.

    Cohen (1904), p. 63.

  46. 46.

    See Kelsen (1960), p. 346.

  47. 47.

    See at least Kelsen (1925, 1928a).

  48. 48.

    Kelsen (1928a), p. 249.

  49. 49.

    See Paz (2012), von Bernstorff (2010), and Puppo (2015).

  50. 50.

    For a precise reconstruction, see Lauterpacht (2011), pp. 408–411.

  51. 51.

    Kelsen (1945), pp. 395 ff.

  52. 52.

    Kelsen (1945), p. 341.

  53. 53.

    See Footnote 52.

  54. 54.

    See Footnote 52.

  55. 55.

    See Footnote 52.

  56. 56.

    See Footnote 52.

  57. 57.

    Wittgenstein (1969, para. 634).

  58. 58.

    Kelsen (1934), p. 111.

  59. 59.

    Kelsen (1934), p. 18.

  60. 60.

    Kelsen (1952a), p. 403.

  61. 61.

    Cassese (2012).

  62. 62.

    Kelsen’s first doctrinal enemy is Jellinek’s theory of State. The criticism to such thesis is probably the first great Kelsen’s contribution to legal science. See Kelsen (1923).

  63. 63.

    Kelsen (1960), footnote to p. 5, para. I.4.b, omitted in the English edition.

  64. 64.

    Caracciolo (1997) developed, in my opinion, the finest argument in this sense.

  65. 65.

    See Cohen (1904), pp. 370–371, where he affirms that the Is of the Sollen is precisely the Is of the task.

  66. 66.

    See Cohen (1904), p. 324, where he refers to the Ich—“The I (Ich) of ethics, however, is and remains a task (Aufgabe)”—, and p. 327, where he refers to the Selbst—“the self (Selbst) is merely a task”.

  67. 67.

    Cohen (1904), p. 321.

  68. 68.

    Cohen (1902), p. 56 (“The unity of Judgment is the production of the unity of the object in the unity of knowledge”).

  69. 69.

    Cohen (1902), p. 53.

  70. 70.

    Generally, on this aspect, see the very insightful analysis by Poma (1997), especially pp. 82–97.

  71. 71.

    Kelsen (1979), chap. 59, 1, C, p. 255.

  72. 72.

    Kelsen (1979), chap. 59, 1, D, p. 256.

  73. 73.

    See Comanducci (1998), p. 150.

  74. 74.

    Kelsen (1979), chap. 59, 1, E, p. 257.

  75. 75.

    Novak (2004), p. 244.

  76. 76.

    Novak (2004), p. 246.

  77. 77.

    Novak (2004), p. 244.

  78. 78.

    Bruckstein (2004), p. XXXI. The author quoted Cohen (1902), p. 33.

  79. 79.

    Bruckstein (2004), p. XXXII.

  80. 80.

    Cohen (1917), p. 4.

  81. 81.

    Kelsen (1960), p. 1.

  82. 82.

    See, at least, Vernengo (1986).

  83. 83.

    According to Métall (1969), p. 15, the expression itself “Pure theory of Law” was the result of the influence exerted by Cohen.

  84. 84.

    Schmill (2004), p. 130. See, on the distinction between dogmatic and pure legal science, pp. 127–130.

  85. 85.

    Bruckstein (2004), pp. XXXIII–IV.

  86. 86.

    Novak (2000), p. 594.

  87. 87.

    Schraq (2002), pp. 46–47. About Nietzsche speaking of the God of Israel, he refers to The Antichrist.

  88. 88.

    According to Cohen (1904), p. 14, such association was achieved by Stoicism.

  89. 89.

    I borrow the expression from the title of Putnam’s book. See Putnam (2008).

  90. 90.

    Kelsen (1979), chap. 8, VII, p. 28.

  91. 91.

    Kelsen (1979), chap. 8, VIII, p. 29.

  92. 92.

    Kelsen (1979), chap. 11, V, p. 44.

  93. 93.

    See Footnote 91.

  94. 94.

    Kelsen (1979), chap. 12, p. 48.

  95. 95.

    In this section, my reconstruction of Lévinas’ though is essentially based on Lévinas (1978a).

  96. 96.

    Lévinas (1978b), p. 94.

  97. 97.

    See Buber (1937), considered, according to the English translator, as “one of the epoch-making books of our generation” (p. V). As recalled by Putnam (2008), p. 61, even if the English title of Buber’s book was, and still is, I and Thou, there was no reason for using Thou instead of You. For that reason inside the book the Thous was replaced by Yous.

  98. 98.

    The same deep difference exists between the very famous contemporary moral philosopher Darwell and Lévinas. See Barber (2008).

  99. 99.

    Paz (2012), p. 223.

  100. 100.

    Kelsen (1928a), p. 319, quoted by Paz (2012), pp. 223–224. About Christian Wolff and his concept of civitas maxima, see also Kelsen (1928a), pp. 249–250.

  101. 101.

    Gibbs (1992), pp. 177 ff, clearly reconstructs “the distance between Cohen’s rational idealism and Lévinas’ phenomenology”.

  102. 102.

    Kelsen (1926).

  103. 103.

    Langford and Bryan (2013), p. 101.

  104. 104.

    I am aware that the traditional periodisation proposed by Paulson (1999) ranges this period in the classic phase of Kelsen’s theory. It is probably a mistake because in the 1920’ works, Kelsen has not yet renounced to make explicit his pacifist engagement. In this sense, I agree with Heidemann’s periodisation, criticised by Paulson. Heinemann precisely gives some kind of autonomy to the period 1922–1935. He calls this period “transcendental”, because of the influence of neo-Kantianism, but I prefer to call it “idealist”, in the sense that Kelsen is not yet submitted to the pressure of empiricisation. In this sense, as Schmill suggested to me, in order to find the more transparent Kelsen, it is such a period that the reader has to pay attention to. It is a shame that there are not English translations of many of the works of this period.

  105. 105.

    Kelsen (1925), p. 131. I respected the use of quotation marks made by Kelsen in the German edition.

  106. 106.

    Cohen (1904), pp. 309–311.

  107. 107.

    Kelsen (1925), pp. 131–132.

  108. 108.

    Lévinas (1978a), p. 10.

  109. 109.

    Lévinas (1978a), p. 11.

  110. 110.

    Lévinas (1978a, 13).

  111. 111.

    Lévinas (1978a), p. 18.

  112. 112.

    Lévinas (1984), p. 142.

  113. 113.

    Gibbs (2006), p. 402. See also Diamantides (2007), pp. 182–183.

  114. 114.

    Lévinas (1984), p. 132.

  115. 115.

    Lévinas (1984), p. 136.

  116. 116.

    Lévinas (1984), pp. 137–138.

  117. 117.

    See Losano (1985).

  118. 118.

    Lévinas (1963), p. 90 (emphasis added, translation slightly modified).

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Puppo, A. (2020). The Sollen as Otherwise than Being. Notes on Hermann Cohen, Hans Kelsen and Emmanuel Lévinas. In: Bunikowski, D., Puppo, A. (eds) Why Religion? Towards a Critical Philosophy of Law, Peace and God. Law and Religion in a Global Context, vol 2. Springer, Cham. https://doi.org/10.1007/978-3-030-35484-8_9

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