Skip to main content

Convergence Policy and Regulation: A Free Speech Perspective

  • Chapter
Media Convergence Handbook - Vol. 1

Part of the book series: Media Business and Innovation ((MEDIA))

Abstract

Public policy perspectives and convergence related laws seem to assume that convergent technology is predisposed towards convergent organizations, convergent content, convergent consumer behavior and convergent markets; such a cloud of ‘convergent’ thinking in constructing policy perspectives does seem to naturally create a necessity for countervailing or compensatory regulatory intervention from a Free Speech perspective that privileges public access, plurality and diversity.

However, convergence has lead to the emergence of diversified pockets of content. The inherently disaggregated, divergent structure of the Internet has spawned a ‘democratic culture’. Although concerns about control and power continue to exist in a digital world, it is unlikely that even media conglomerates will find it easy to dominate the media in a convergent world tempered by divergence.

The perspective of cross-media ownership, concentration of ownership and competition laws are historically ordained paradigms that need to be revisited to shape public policy responses with respect to convergence. We prefer a nuanced regulatory approach based on a ‘layered network regulatory model’ that differentially treats the ‘horizontal’ and ‘vertical’ network layers based on the realities of media concentration and the ‘convergence’ experience; and propose an alternative policy of ‘affirmative public ownership’ to articulate ‘voice’ and ‘agency’ on behalf of public values.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 84.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 109.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 109.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    In this connection see Bennett and Strange (2008), Caldwell (2006), Doyle (2010) and Vukanovic (2009).

  2. 2.

    See Sect. 6.1 on suggestions for structural regulation across vertical layers.

  3. 3.

    In this connection see NewsCorp (2012)

  4. 4.

    Please discussion of ‘Free Speech’ perspective in Sect. 3.

  5. 5.

    According to Ofcom, an externality is said to occur when a transaction between two parties has an impact on a third party, which is not involved and typically does not take it into account.

  6. 6.

    See the Public Service Broadcasting Review (Phase I) by Ofcom for a detailed discussion of its approach to market failures in public service broadcasting (Ofcom, 2004).

  7. 7.

    ‘The greater the diversity of ownership in a particular area, the less chance there is that a single person or group can have an ‘inordinate effect, in a political, editorial, or similar programming sense, on public opinion at the regional level’ (FCC, 1964).

  8. 8.

    In this connection see Bagdikian (2004) for a detailed description of how a cartel of five giant media corporations that owned most of the newspapers, magazines, books, radio and TV stations, and movie studios of the United States controlled their content.

  9. 9.

    See detailed discussion of ‘Convergence Legislative Frameworks’ in Sect. 5.2.

  10. 10.

    Cited in Yoo (2009).

  11. 11.

    Common law is based on case law and precedent rather than codified law. It is followed in England and most of the Commonwealth of nations (The Robbin Collection, 2010).

  12. 12.

    See discussion on the difference between competition in the product market and information market in Sect. 2.2.1 on ‘competition’.

  13. 13.

    See Kumar (2012) for a discussion of cultural policy issues that need to be considered in addition to market issues while responding to convergence.

  14. 14.

    In this connection also see Sect. 2.2.1 for discussion by Ofcom on ‘private value’ and ‘external value’.

  15. 15.

    See (Horwitz, 2004) for a detailed discussion of these two approaches.

  16. 16.

    Justice O’Connor’s noting in her Metro Broadcasting (1990, p. 626) dissent.

  17. 17.

    We will draw upon the layered organization of networks, and the network layers regulatory model to present our suggestions about ownership regulations from a Free Speech point of view in Sect. 6.

  18. 18.

    See Sect. 6.2.1 for our discussion of Blevin’s notion of ‘infrastructural scarcity’ in the context of our suggested regulatory approach.

  19. 19.

    The network layers framework has been earlier discussed in Sect. 4.3.

  20. 20.

    The issue of ‘access’ is discussed in detail in Sect. 6 on ‘A Suggested Framework’.

  21. 21.

    In this connection see de Steel (n.d.)

  22. 22.

    In this connection see Swanson (2013)

  23. 23.

    The proposal was to revoke a 30-year-old cross-ownership rule that does not allow a company to own one newspaper, two television stations and upto eight radio stations in the same media market.

  24. 24.

    See discussion of ‘networks’ in Sect. 4.1.

  25. 25.

    Here, ‘network layer’ refers to physical transmission infrastructure—the “roads” upon which traffic is transmitted. The ‘application layer’ refers to platforms like search engines and social networking sites that are themselves (like postal packages) transmitted upon these physical roads.

  26. 26.

    In this connection, also see Baxter’s law—‘where the platform (the core monopoly) is subject to regulation but the applications market is not (Farrell, 2003).’

  27. 27.

    This layer is identified as such in Van Dijk’s formulation of network layers which we have discussed in Sect. 4.1. The network layers have been detailed here as those of ‘network infrastructure’ and ‘network services’; in contrast, Blevin uses a broader categorization of ‘network-layers’ and ‘application-layers’ to construct his argument.

  28. 28.

    This is important in the context of increasing concentration of the Internet. See discussion on this in Sect. 5.4 on post-convergence policy challenges.

  29. 29.

    We distinguish between ‘public’ and ‘government’ ownership, although the latter is not necessarily ruled out.

  30. 30.

    Malcolm Matson has celebrated the emergence of ‘hundreds if not thousands of examples of what are becoming known as open public access networks (Matson, 2009).’ Yochai Benchler has discussed the possibilities—and advantages—of ‘open wireless’ systems compared to systems of ‘licensed spectrum’ (Benkler, 2012).

References

  • Abrams v. US, 250 US 616 (Supreme Court 1919).

    Google Scholar 

  • ACMA. (2011). Converged legislative frameworks—International approaches. Occasional paper. Australian Communications and Media Authority.

    Google Scholar 

  • Alleman, J., & Rappoport, P. (2005). Regulatory failure: Time for a new policy paradigm. Communication & Strategies, 60(4), 107–108.

    Google Scholar 

  • Bagdikian, B.H. (2004). The new media monopoly. Boston, MA: Beacon Press

    Google Scholar 

  • Balkin, J. M. (2004). Digital speech and democratic culture. New York University Law Review, 79, 1–58.

    Google Scholar 

  • Barendt, E. (2005). Freedom of speech (2nd ed.). New York, NY: Oxford University Press.

    Google Scholar 

  • Barron, J. A. (2000). Structural regulation of the media and the diversity rationale. Federal Communications Law Journal, 52(3), Article 8.

    Google Scholar 

  • Beitz, C. (2009). The idea of human rights. Oxford: Oxford University Press.

    Book  Google Scholar 

  • Benkler, Y. (2012). Open wireless vs. Licensed spectrum: Evidence from market adoption. Working paper. Harvard.

    Google Scholar 

  • Bennett, J., & Strange, N. (2008). The BBC’s second-shift aesthetics: Interactive television, Multi-platform projects and public service content for a digital era. Media International Australia, 126, 106–119.

    Google Scholar 

  • Blackwell, C. R. (1998). Convergence between telecommunication & other media: How should regulation adapt? Telecommunication Policy, 22(3), 163–170.

    Article  Google Scholar 

  • Blevins, J. (2012). The new scarcity: A first amendment framework for regulating access to digital media platforms. Tennessee Law Review, 79, 353–416.

    Google Scholar 

  • Caldwell, J. (2006). Critical industrial practice: Branding, repurposing, and the migratory patterns of industrial texts. Television & New Media, 7(2), 99–134.

    Article  Google Scholar 

  • Castells, M. (2011). Communication power. New York, NY: Oxford University Press.

    Google Scholar 

  • Cerf, V. G. (2013, January 28). Why the internet works and how to break it. The Economic Times.

    Google Scholar 

  • Cuilenburg, J. V. (2003). Media policy paradigm shifts: Towards a new communication policy paradigm. European Journal of Communication, 18, 181.

    Article  Google Scholar 

  • de Steel, A. (n.d.). The current & future European regulation of electronic communications: A critical assessment. Retrieved September 9, 2013, from www.ucl.ac.uk/laws/conferences/regulated-industries/R02_destreel_paper.pdf

  • Doyle, G. (2002). Media ownership: The economics and politics of convergence and concentration. London: Sage.

    Google Scholar 

  • Doyle, G. (2010). From television to multi-platform. Less from more or more for less? Convergence: The International Journal of Research into New Media Technologies, 16(4), 1–19.

    Google Scholar 

  • Dutton, W. H. (2010). Freedom of connection—Freedom of expression: The changing legal and regulatory ecology shaping the internet. Paris: UNESCO’s Division for Freedom of Expression, Democracy and Peace.

    Google Scholar 

  • Dyer, Z. (2013, January 14). Journalism in the Americas blog. Retrieved January 20, 2013, from Knight Centre for Journalism in the Americas. The University of Texas at Austin: http://knightcentre.utexas.edu/blog/00-12551-relaxation-media-law-could-threaten-media-diversity-us-critics-say

  • Entman, R. A. (1992). Reconciling economic and non-economic perspectives on media policy: Transcending the ‘marketplace of ideas’. Journal of Communication, 42, 5–19.

    Article  Google Scholar 

  • Farrell, J. (2003, September). Modularity, vertical integration and open access policies: Towards a convergence of antitrust and regulation in the internet age. Retrieved September 9, 2013, from Working Paper No. E 02-325_Rev UC Berkeley: http://escholarship.org/uc/item/4dh7q2dd.pdf

  • FCC. (1964). Multiple ownership order, 45 F.C.C. 1476, para 3. FCC.

    Google Scholar 

  • FCC. (1999). Revised duopoly report, 14 F.C.C.R. 12,903, para.15, 17 Comm.Reg. (P&F) 1. Federal Communications Commission.

    Google Scholar 

  • FCC. (2014). Further notice of proposed rulemaking and report and order [FNRM]. Retrieved September 30, 2015, from https://apps.fcc.gov/edocs_public/attachmatch/FCC-14-28A1.pdf

  • Feintuck, M. A. (2006). Media regulation, public interest and the law. Edinburgh: Edinburgh University Press.

    Book  Google Scholar 

  • Garon, J. (2013). Media and monopoly in the information age: Slowing convergence at the marketplace of ideas. Retrieved September 9, 2013, fromwww.trademarkfilingindia.com/case_studies/media.pdf

  • Gentzkow, M. A. (2008). Competition and truth in the market for news. Journal of Economic Perspectives, 22(2), 133–154.

    Article  Google Scholar 

  • Geradin, D., & Kerf, M. (2003). Controlling market power in telecommunications: Antitrust v. sector-specific regulation. Oxford: Oxford University Press.

    Book  Google Scholar 

  • Hitchens, L. (2011). Media regulatory frameworks in the age of broadband: Securing diversity. Journal of Information Policy, 1, 217–240.

    Article  Google Scholar 

  • Horwitz, R. B. (2004). On media concentration and the diversity question. San Diego, CA: University of California.

    Google Scholar 

  • Jenkins, H. (2006). Convergence culture. Where old and new media collide. New York, London: New York University Press.

    Google Scholar 

  • Kumar, V. (2012, December). Internet NZ—discussion document on ‘Responding to convergence in communication markets’. Retrieved September 9, 2013, from http://internetnz.net.nz/system/files/workstreams/2012-12-convergence-paper-final-pdf

  • Matson, M. (2009). Disruptive technologies in communications: Observations from an entrepreneur. In R. W.-F. Kunneke (Ed.), The governance of network industries. Institutions, technology and policy in reregulated infrastructures (pp. 193–206). Cheltenham: Edward Elgar.

    Google Scholar 

  • McPhillips, S. A. (2008). Media convergence and the evolving media business model: An overview and strategic opportunities. The Marketing Review, 8(3), 237–253.

    Article  Google Scholar 

  • Milton, J. (2006). The Project Gutenberg EBook of Areopagitica. Produced by Judith Boss and David Widger. Retrieved October 2, 2015, from http://www.gutenberg.org/files/608/608-h/608-h.htm

  • Murdock, G. (2000). Digital futures: European television in the age of convergence. In J. Wieten, G. Murdock, & P. Dahlgren (Eds.), Television across Europe: A comparative introduction. London: Sage.

    Google Scholar 

  • NewsCorp. (2012, December 3). Press releases. News corporation announces details regarding proposed separation of businesses. Retrieved January 21, 2013, from News Corporation: www.newscorp.com/news/news_549.html

  • Noam, E. (2008, January 17). Columbia Business School ideas@work. Retrieved January 15, 2013, from Columbia University: www4.gsb.columbia.edu/ideasatwork/feature/131444/Media+Concentration+in+an+Era+of+Digital+Convergence

  • Ofcom. (2004). Annex 11: Market failure in broadcasting. Retrieved September 9, 2013, from Review of Public Service Broadcasting Phase 2: http://stakeholders.ofcom.org.uk/binaries/consultations/psb2_1/annexes/annex11.pdf

  • Ofcom. (2007). Digital dividend review. Retrieved September 9, 2013, from Annex 11: Market failure in broadcasting—Stakeholders—Ofcom: http://www.ofcom.org.uk/consult/condocs/ddr/

  • Ofcom. (n.d.). Digital dividend review. Retrieved September 9, 2013, from Annex 11: Market failure in broadcasting—Stakeholders—Ofcom: http://www.ofcom.org.uk/consult/condocs/ddr/

  • Parker, G., & Van Alstyne, M. (2012). A Digital postal platform: Definitions and a roadmap. Cambridge, MA: The MIT Center for Digital Business.

    Google Scholar 

  • Reuters. (2013). FCC withdraws proposal to relax media ownership rules. Retrieved October 2, 2015, from http://www.reuters.com/article/2013/12/17/us-usafcc-mediaownership-idUSBRE9BGODE20131217

  • Swanson, B. (2013, September 8). Society and culture, media & technology. Retrieved September 9, 2013, from American Enterprise Institute—Public Policy Blog: www.aei.ideas.org/2013/08/cbs-time-warner-standoff-is-a-sign-of-market-dynamism-not-market failure/#mbl

  • The Robbin Collection. (2010). Common law and civil law traditions. Retrieved October 4, 2015, from https://www.law.berkeley.edu/library/robbins/pdf/CommonLawCivilLawTraditions.pdf

  • Theckedath, D. (2012, April 10). Media ownership and convergence in Canada. Retrieved January 21, 2013, from Library of Parliament Research Publications: www.parl.gc.ca/Content/LOP/ResearchPublications/2012-17-e.htm

  • van Dijk, J. (2012). The network society (3rd ed.). London: Sage.

    Google Scholar 

  • Verizon Communications, Inc v. Law Offices of Curtis V. Trinko, LLP, 540 U.S. 398 (US Supreme Court 2004).

    Google Scholar 

  • Vukanovic, Z. (2009). Global paradigm shift. Strategic management of new and digital media in new and digital economics. The International Journal of Media Management, 11(2), 81–90.

    Google Scholar 

  • Yoo, C. S. (2009). The convergence of broadcasting and telephony: Legal and regulatory implications. Communications & Convergence Review, 1(1), 44–55.

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Shantanu Dey .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2016 Springer-Verlag Berlin Heidelberg

About this chapter

Cite this chapter

Dey, S. (2016). Convergence Policy and Regulation: A Free Speech Perspective. In: Lugmayr, A., Dal Zotto, C. (eds) Media Convergence Handbook - Vol. 1. Media Business and Innovation. Springer, Berlin, Heidelberg. https://doi.org/10.1007/978-3-642-54484-2_4

Download citation

Publish with us

Policies and ethics