Abstract
We consider a nonnegative self-adjoint operator L on \(L^2(X)\), where \(X\subseteq {{\mathbb {R}}}^d\). Under certain assumptions, we prove atomic characterizations of the Hardy space
We state simple conditions, such that \(H^1(L)\) is characterized by atoms being either the classical atoms on \(X\subseteq {\mathbb {R}^d}\) or local atoms of the form \(|Q|^{-1}\chi _Q\), where \(Q\subseteq X\) is a cube (or cuboid). One of our main motivation is to study multidimensional operators related to orthogonal expansions. We prove that if two operators \(L_1, L_2\) satisfy the assumptions of our theorem, then the sum \(L_1 + L_2\) also does. As a consequence, we give atomic characterizations for multidimensional Bessel, Laguerre, and Schrödinger operators. As a by-product, under the same assumptions, we characterize \(H^1(L)\) also by the maximal operator related to the subordinate semigroup \(\exp (-tL^\nu )\), where \(\nu \in (0,1)\).
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1 Background and main results
1.1 Introduction
Let us first recall that the classical Hardy space \(H^1({\mathbb {R}^d})\) can be defined by the maximal operator, i.e.
Here and thereafter \(H_t = \exp (t\Delta )\) is the heat semigroup on \({\mathbb {R}^d}\) given by \(H_t f(x) = \int _{{\mathbb {R}^d}} H_t(x,y) f(y) \, dy\),
Among many equivalent characterizations of \(H^1({\mathbb {R}^d})\) one of the most useful is the characterization by atomic decompositions proved by Coifman [4] in the one-dimensional case and by Latter [19] in the general case \(d\in \mathbb {N}\). It says that \(f\in H^1({\mathbb {R}^d})\) if and only if \(f(x) = \sum _{k=1}^\infty \lambda _k a_k(x)\), where \(\lambda _k \in \mathbb {C}\) are such that \(\sum _{k=1}^\infty \left| \lambda _k\right| <\infty \) and \(a_k\) are atoms. By definition, a function a is an atom if there exists a ball \(B \subseteq {\mathbb {R}^d}\) such that:
i.e. a satisfies well-known localization, size, and cancellation conditions.
Later, Goldberg in [16] noticed that if we restrict the supremum in the maximal operator above to the range \(t\in (0, \tau ^2)\), with \(\tau >0\) fixed, then still the atomic characterization holds, but with additional atoms of the form \(a(x) = |B|^{-1} \chi _B(x)\), where \(\chi \) is the characteristic function and B is a ball of radius \(\tau \) (see Sect. 2 for details).
Then, many atomic characterizations were proved for various operators including operators with Gaussian (or Davies-Gaffney) estimates, operators on spaces of homogeneous type, operators related to orthogonal expansions, Schrödinger operators, and others. The reader is referred to [1, 2, 6, 9,10,11, 17, 21, 22] and references therein.
In this paper we deal with atomic characterizations of the Hardy space \(H^1\) for operators, such that \(H^1\) admits atoms of local type, i.e. atoms of the form \(|B|^{-1} \chi _B\). We shall consider operators defined on \(L^2(X)\), where \( X \subseteq {\mathbb {R}^d}\) with the Lebesgue measure. Our main focus will be on sums of the form \(L=L_1+\cdots +L_d\), where each \(L_i\) acts only on the variable \(x_i\), where \(x=(x_1,...,x_d)\). For such L we look for atomic decompositions. As an application, we can take operators related to some multidimensional orthogonal expansions. Additionally we prove characterizations of \(H^1\) by subordinate semigroups.
1.2 Notation
Let \(X = (a_1, b_1) \times \cdots \times (a_d,b_d)\) be a subset of \({\mathbb {R}^d}\). We allow \(a_j=-\infty \) and \(b_j = \infty \) so that we consider products of lines, half-lines, and finite intervals. We equip X with the Euclidean metric and the Lebesgue measure. In the product case it is more convenient to use cubes and cuboids instead of balls, so denote for \(z = (z_1, ..., z_d)\in X\) and \(r_1,...,r_d>0\) the closed cuboid
and the cube \(Q(z,r) = Q(z,r,...,r).\) We shall call such z the center of a cube/cuboid. For a cuboid Q by \(d_Q\) we shall denote the diameter of Q.
Definition 1.2
Let \({\mathcal {Q}}\) be a set of cuboids in X. We call \({\mathcal {Q}}\) an admissible covering of X if there exist \(C_1, C_2 >0\) such that:
- 1.:
-
\(X = \bigcup _{Q\in {\mathcal {Q}}} Q\),
- 2.:
-
if \(Q_1, Q_2 \in {\mathcal {Q}}\) and \(Q_1\ne Q_2\) , then \(|Q_1\cap Q_2| = 0\),
- 3.:
-
if \(Q = Q(z,r_1,...,r_d)\in {\mathcal {Q}}\), then \(r_i\le C_1 r_j\) for \(i,j \in \left\{ 1,...,d\right\} \),
- 4.:
-
if \(Q_1, Q_2 \in {\mathcal {Q}}\) and \(Q_1 \cap Q_2 \ne \emptyset \), then \(C_2^{-1} d_{Q_1} \le d_{Q_2}\le C_2 d_{Q_1}\).
Let us note that 3. means that our cuboids are almost cubes. In fact, we shall often use only cubes.
By \(Q^*\) we shall denote a slight enlargement of Q. More precisely, if \(Q=(z,r_1,...,r_d)\), then \(Q^*:= Q(z, \kappa r_1,...,\kappa r_d)\), where \(\kappa >1\). Observe that if \({\mathcal {Q}}\) is an admissible covering of \(\mathbb {R}^d\), then choosing \(\kappa \) close enough to 1 the family \(\left\{ Q^{***}\right\} _{Q\in {\mathcal {Q}}}\) is a finite covering of \({\mathbb {R}^d}\), namely
and, for \(Q_1,Q_2 \in {\mathcal {Q}}\),
In this paper we always choose \(\kappa \) such that (1.3) and (1.4) are satisfied. Let us emphasize that Q and \(Q^{*}\) are always defined as a subset of X, not as a subset of \({\mathbb {R}^d}\).
Having two admissible coverings \({\mathcal {Q}}_1\) and \({\mathcal {Q}}_2\) on \(\mathbb {R}^{d_1}\) and \(\mathbb {R}^{d_2}\) we would like to produce an admissible covering on \(\mathbb {R}^{d_1+d_2}\). However, one simply observe that products \(\left\{ Q_1 \times Q_2 \ : \ Q_1 \in {\mathcal {Q}}_1, Q_2 \in {\mathcal {Q}}_2\right\} \), would not produce admissible covering (in general, 3. would fail). Therefore, for the sake of this paper, let us state the following definition.
Definition 1.5
Assume that \({\mathcal {Q}}_1\) and \({\mathcal {Q}}_2\) are admissible coverings of \(X_1 \subseteq \mathbb {R}^{d_1}\) and \(X_2 \subseteq \mathbb {R}^{d_2}\), respectively. We define an admissible covering of \(X_1 \times X_2\) in the following way. First, consider the covering \(\left\{ Q_1 \times Q_2 \ : \ Q_1 \in {\mathcal {Q}}_1, Q_2 \in {\mathcal {Q}}_2\right\} \). Then we further split each \(Q=Q_1 \times Q_2\). Without loss of generality let us assume that \(d_{Q_1}>d_{Q_2}\). We split \(Q_1\) into cuboids \(Q_1^{[j]}\), \(j=1,...,M\), such that all of them have diameters comparable to \(d_{Q_2}\) and satisfy 3. of Definition 1.2. Then the cuboids \(Q^{[j]} = Q_1^{[j]} \times Q_2\), \(j=1,...,M\), satisfy:
-
\(Q = \bigcup _{j=1}^M Q^{[j]}\),
-
for \(i,j \in \left\{ 1,...,M\right\} \), \(i\ne j\), we have \(|Q^{[i]} \cap Q^{[j]}| = 0\),
-
each \(Q^{[j]}\) satisfies 3. from Definition 1.2.
Notice that \(M\le [d_{Q_1}/d_{Q_2}]^{d_1}\). We shall denote such covering by \({\mathcal {Q}}_1 \boxtimes {\mathcal {Q}}_2\). One may check that the definition above leads to an admissible covering of \(X_1\times X_2\).
Having an admissible covering \({\mathcal {Q}}\) of \(X \subseteq {\mathbb {R}^d}\) we define a local atomic Hardy space \(H^1_{at}({\mathcal {Q}})\) related to \({\mathcal {Q}}\) in the following way. We say that a function \(a \, : \, X \rightarrow \mathbb {C}\) is a \({\mathcal {Q}}-atom\) if:
-
(i)
either there is \(Q\in {\mathcal {Q}}\) and a cube \(K\subset Q^{*} \), such that:
$$\begin{aligned} \text {supp}\, a \subseteq K, \ \ \left\| a\right\| _\infty \le |K|^{-1}, \ \ \int a(x)\, dx = 0; \end{aligned}$$ -
(ii)
or there exists \(Q\in {\mathcal {Q}}\) such that
$$\begin{aligned} \alpha (x) = |Q|^{-1}\chi _Q(x). \end{aligned}$$
Having \({\mathcal {Q}}\)-atoms we define the local atomic Hardy space related to \({\mathcal {Q}}\), \(H^1_{at}({\mathcal {Q}})\), in a standard way. Namely, we say that a function f is in \(H^1_{at}({\mathcal {Q}})\) if \(f(x) = \sum _k \lambda _k a_k(x)\) with \(\sum _k |\lambda _k| <\infty \) and \(a_k\) being \({\mathcal {Q}}\)-atoms. Moreover, the norm of \(H^1_{at}({\mathcal {Q}})\) is given by
where the infimum is taken over all possible representations of \(f(x) = \sum _k \lambda _k a_k(x)\) as above. One may simply check that \(H^1_{at}({\mathcal {Q}})\) is a Banach space.
In the whole paper by L we shall denote a nonnegative self-adjoint operator and by \(T_t= \exp (-tL)\) the heat semigroup generated by L. We shall always assume that there exists a nonnegative integral kernel \(T_t(x,y)\) such that \(T_tf(x) = \int _X T_t(x,y) f(y) \, dy\). Our initial definition of the Hardy space \(H^1(L)\) shall be given by means of the maximal operator associated with \(T_t\), namely
Moreover, we shall consider the subordinate semigroup \(K_{t,\nu }=\exp (-tL^\nu )\), \(\nu \in (0,1)\), and its Hardy space, which is defined by
1.3 Main results
Let us assume that an admissible covering \({\mathcal {Q}}\) of X is given. Recall that \(H_t(x,y)\) is the classical semigroup on \({\mathbb {R}^d}\) given in (1.1), and denote by \(P_{t,\nu }=\exp (-t(-\Delta )^\nu )\) the semigroup generated by \((-\Delta )^\nu \), \(\nu \in (0,1)\), and given by \(P_{t,\nu }f(x) = \int _{{\mathbb {R}^d}} P_{t,\nu }(x,y) f(y) \, dy\). The kernel \(P_{t,\nu }(x,y)\) is a transition density of the symmetric \(2\nu \)-stable Lévy process in \({\mathbb {R}^d}\). It is well-known that
see e.g. [18, Subsec. 2.6], [15]. Let us mention that in the particular case of \(\nu = 1/2\), the semigroup \(P_{t,1/2}\) is the well-known Poisson semigroup on \(\mathbb {R}^d\).
Assume that an operator L is as in Sect. 1.2. Let \(\nu \in (0,1)\) and suppose that \(\widetilde{T_t}(x,y)\) is either \(H_t(x,y)\) or \(P_{t^\nu , \nu }(x,y)\). Consider the following assumptions:
Theorem A
Assume that for L, \(T_t\), and an admissible covering \({\mathcal {Q}}\) the conditions (\(A_0'\))– (\(A_2'\)) hold. Then \(H^1(L) = H^1_{at}({\mathcal {Q}})\) and the corresponding norms are equivalent.
The proof of Theorem A is standard and uses only local characterization of Hardy spaces as in [16]. For the convenience of the reader we present the proof in Sect. 3.
Our first main goal is to describe atomic characterizations for sums of the form \(L_1 + \cdots + L_N\), where each \(L_j\) satisfies (\(A_0'\))–(\(A_2'\)) on a proper subspace. This is very useful in many cases such as multidimensional orthogonal expansions. Instead of dealing with products of kernels of semigroups, we can consider only one-dimensional kernel, but we shall need to prove slightly stronger conditions. More precisely, we consider \(X_1 \times \cdots \times X_N \subseteq \mathbb {R}^{d_1} \times \cdots \times \mathbb {R}^{d_N} = {\mathbb {R}^d}\). Assume that \(L_i\) is an operator on \(L^2(X_i)\), as in Sect. 1.2. Slightly abusing the notation we keep the symbol \(L_i\) for \(I\otimes ... \otimes L_i \otimes ... \otimes I\) as the operator on \(L^2(X)\) and denote
For \(x_i,y_i \in X_i\), by \(T^{[i]}_t(x_i,y_i)\) we denote the kernel of \(T^{[i]}_t = \exp \left( -tL_i \right) \). We shall assume that each \(T^{[i]}_t(x_i,y_i)\) , \(i=1,...,N\), is nonnegative and has the upper Gaussian estimates, namely
Obviously, (\(A_0\)) implies (\(A_0'\)) for \(T_t(x,y) = T_t^{[1]}(x_1,y_1)... T_t^{[N]}(x_N,y_N)\). Moreover, we shall assume that for each \(i \in \left\{ 1,...,N\right\} \) there exist a proper covering \({\mathcal {Q}}_i\) of \(\mathbb {R}^{d_i}\) such that the following generalizations of (\(A_1'\)) and (\(A_2'\)) hold: there exists \(\gamma \in (0,1/3)\) such that for every \(\delta \in [0,\gamma )\) and every \(i=1,..,N,\)
Here \(H_t\) is the classical heat semigroup on \(\mathbb {R}^{d_i}\), depending on the context. Now, we are ready to state our first main theorem.
Theorem B
Assume that for \(i=1,...,N\) kernels \(T^{[i]}_t(x_i, y_i)\) are related to \(L_i\) and suppose that for \(T^{[i]}_t(x_i, y_i)\) together with admissible coverings \({\mathcal {Q}}_i\) the conditions (\(A_0\))– (\(A_2\)) hold. If \(L=L_1+\cdots +L_N\) is as in (1.7), then
and the corresponding norms are equivalent.
Our second main goal is to characterize \(H^1(L)\) by the subordinate semigroup \(K_{t,\nu } = \exp (-tL^\nu )\), for \(0<\nu <1\). Obviously, one can try to apply Theorem A, but for many operators the subordinate kernel \(K_{t,\nu }(x,y) \) is harder to analyze than \(T_t(x,y)\) (e.g., in some cases a concrete formula with special functions exists for \(T_t(x,y)\), but not for \(K_{t,\nu }(x,y)\)). However, it appears that under our assumptions (\(A_0\))– (\(A_2\)) we obtain the characterization by the subordinate semigroup essentially for free.
Theorem C
Under the assumptions of Theorem B, for \(\nu \in (0,1)\), we have that
Moreover, the corresponding norms are equivalent.
1.4 Applications
One of the goals of this paper is to verify the assumptions of Theorems B and C for various well-known operators. In this subsection we provide a list of such operators.
1.4.1 Bessel operator
For \(\beta >0\) let \(L_B^{[\beta ]}=-\frac{d^2}{dx} + \frac{\beta ^2-\beta }{x^2}\) denote the one-dimensional Bessel operator on the positive half-line \(X = (0,\infty )\) equipped with the Lebesgue measure. The semigroup \(T_{B,t}= \exp (-t L_B^{[\beta ]})\) is given by \(T_{B,t} f(x) = \int _X T_{B,t}(x,y)f(y)\, dy\), where
Here, \(I_\tau \) is the modified Bessel function of the first kind. The Hardy space \(H^1(L_B^{[\beta ]})\) for the one-dimensional Bessel operator was studied in [2]. In Sect. 4.1 we check that the assumptions (\(A_0\))–(\(A_2\)) are satisfied for \(L_B\) with the admissible covering
of \(X=(0,\infty )\). This gives a slightly simpler proof of the characterizations of \(H^1(L_B^{[\beta ]})\) by the maximal operators of the semigroups \(\exp (-tL_B^{[\beta ]})\) and, also, gives a characterization by \(\exp (-t(L_B^{[\beta ]})^\nu )\), \(0<\nu <1\). We have the following corollary for the multidimensional Bessel operator.
Corollary 1.9
Let \(\beta _1,...,\beta _d>0\) and \(L_B = L_B^{[\beta _1]}+\cdots + L_B^{[\beta _d]} \), be the multidimensional Bessel operator on \(L^2((0,\infty )^d)\). Then, the Hardy spaces \(H^1(L_B)\), \(H^1(L_B^\nu )\), \(\nu \in (0,1)\), and \(H^1_{at}({\mathcal {Q}}_B \boxtimes ... \boxtimes {\mathcal {Q}}_B)\) coincide (Fig. 1). Moreover, the associated norms are comparable.
1.4.2 Laguerre operator
Let \(\alpha >-1/2\) and \(L_{L}^{[\alpha ]}=-\frac{d^2}{dx^2}+x^2+\frac{\alpha ^2-1/4}{x^2}\) denote the Laguerre operator on \(X=(0,\infty )\). The kernels associated with the heat semigroup \(T_{L,t}=\exp \left( -tL_{L}^{[\alpha ]}\right) \) are defined by
The one-dimensional version of \(H^1\left( L^{[\alpha ]}_{L}\right) \) was studied in [7]. The admissible covering is the following
see Fig. 2 for \(Q_l \boxtimes Q_L\). Using methods similar to those in [7] we verify (\(A_0\))– (\(A_2\)) in Sect. 4.2.
Corollary 1.11
Let \(\alpha _1,...,\alpha _d>-1/2\) and \(L_{L} = L_{L}^{[\alpha _1]}+\cdots + L_{L}^{[\alpha _d]} \), be the multidimensional Laguerre operator on \(L^2((0,\infty )^d)\). Then, the Hardy spaces \(H^1(L_{L})\), \(H^1(L_{L}^\nu )\), \(\nu \in (0,1)\), and \(H^1_{at}({\mathcal {Q}}_{L} \boxtimes ... \boxtimes {\mathcal {Q}}_{L})\) coincide. Moreover, the associated norms are comparable.
1.4.3 Schrödinger operators
Let \(L_S = - \Delta + V\) denote a Schrödinger operator on \({\mathbb {R}^d}\), where \(V \in L^1_{loc}({\mathbb {R}^d})\) is a nonnegative potential. Since \(V\ge 0\), we have
where \(T_{S,t} = \exp (-tL_S)\) and \(H_t=\exp (t\Delta )\), see (1.1). Following [11], for fixed V, we assume that there is an admissible covering \({\mathcal {Q}}_S\) of \({\mathbb {R}^d}\) that satisfies the following conditions: there exist constants \(\rho >1\) and \(\sigma > 0\) such that
The Hardy spaces related to Schrödinger operators have been widely studied. It appears that for some potentials the atoms for \(H^1(L_S)\) have local nature (as in our paper), but this is no longer true for other potentials. The interested reader is referred to [5, 8, 9, 11,12,13,14, 17].
In [11] the authors study potentials as above, but instead of assuming (D’) they have a bit more general assumption (D), which instead of \(\rho ^{-n}\) has an arbitrary summable sequence \((1+n)^{-1-\varepsilon }\) on the right-hand side of (D’). Moreover, the assumptions (D’) and (K) are easy to generalize for products, see [8, Rem. 1.8]. Therefore, for Schrödinger operators Theorem B is a bit weaker than results of [11]. However, Theorem C gives additionally characterization by the semigroups \(\exp \left( -t{L_S^\nu } \right) \), \(0<\nu <1\), provided that the stronger assumption (D’) is satisfied. Let us notice that indeed (D’) is true for many examples, including \(L_S\) in dimension one with any nonnegative \(V\in L^1_{loc}(\mathbb {R})\), see [5].
In Sect. 4.2 we prove that (D’) and (K) imply the assumptions of Theorems B and C , which leads to the following.
Corollary 1.13
Let \(L_S\) be given with a nonnegative \(V \in L^1_{loc}({\mathbb {R}^d})\) and an admissible covering \({\mathcal {Q}}_S\) of \({\mathbb {R}^d}\). Assume that (D’) and (K) are satisfied. Then the spaces \(H^1(L_S)\), \(H^1(L_S^\nu )\), \(\nu \in (0,1)\), and \(H^1_{at}({\mathcal {Q}}_S)\) coincide and the corresponding norms are equivalent.
1.4.4 Product of local and nonlocal atomic Hardy space
As we have mentioned, all atoms on the Hardy space \(H^1(\mathbb {R}^{d_1})\) satisfy cancellation condition, i.e. they are nonlocal atoms. However, if we consider the product \({\mathbb {R}^d}= \mathbb {R}^{d_1} \times \mathbb {R}^{d_2}\) and the operator \(L= -\Delta + L_2\), where \(L_2\) and \({\mathcal {Q}}_2\) satisfies the assumptions (\(A_0\))– (\(A_2\)) on \(\mathbb {R}^{d_2}\) then the resulting Hardy space \(H^1(L)\) shall have local character.
More precisely, if \(\mathbb {R}^{d_1}\boxtimes {\mathcal {Q}}_2\) is the admissible covering that arise by splitting all the strips \(\mathbb {R}^{d_1} \times Q_2\), \(Q_2 \in {\mathcal {Q}}_2\), into countable many cuboids \(Q_{1,n} \times Q_2\), where \(Q_{1,n} = Q(z_n, d_{Q_2})\). Then we have the following corollary (see Sect. 4.4).
Corollary 1.14
Let \(L=-\Delta + L_2\), where \(-\Delta \) is the standard Laplacian on \(\mathbb {R}^{d_1}\) and \(L_2\) with an admissible covering \({\mathcal {Q}}_2\) of \(\mathbb {R}^{d_2}\) satisfy (\(A_0\))– (\(A_2\)). Then the spaces \(H^1(L)\), \(H^1(L^\nu )\), \(\nu \in (0,1)\), and \(H^1_{at}(\mathbb {R}^{d_1}\boxtimes {\mathcal {Q}}_2)\) coincide and the corresponding norms are equivalent.
1.5 Organization of the paper
The paper is organized in the following way. Section 2 is devoted to prove some preliminary estimates and to recall some known facts about local Hardy spaces on \({\mathbb {R}^d}\). In Sect. 3 we prove our main results, namely Theorems A, B, and C . In Sect. 4 we prove that the examples given in Sect. 1.4 satisfy assumptions (\(A_0\))– (\(A_2\)). We use standard notation, i.e. C denotes some constant that can change from line to line.
2 Preliminaries
2.1 Auxiliary estimates
For an admissible covering \({\mathcal {Q}}\) of X let us denote for \(Q\in {\mathcal {Q}}\) the functions \(\psi _Q\in C^1(X)\) satisfying
It is easy to observe that such family \(\left\{ \psi _Q\right\} _{Q\in {\mathcal {Q}}}\) exists, provided that \({\mathcal {Q}}\) satisfies Definition 1.3. The family \(\left\{ \psi _Q\right\} _{Q\in {\mathcal {Q}}}\) shall be called a partition of unity related to \({\mathcal {Q}}\).
Proposition 2.2
Assume that \(T_t\), and an admissible covering \({\mathcal {Q}}\) satisfy (\(A_0'\)) and (\(A_1'\)). Let \(\psi _Q\) be a partition of unity related to \({\mathcal {Q}}\). Then
and
Proof
By (\(A_0'\)) we have \(T_t(x,y) \le C t^{-d/2}\). Obviously, \(|Q^{**}| \le C|Q| \le C d_Q^{d}\), hence
\(\square \)
We now turn to prove (2.4). Fix \(y\in X\) and \(Q_0\in {\mathcal {Q}}\) such that \(y\in Q_0\). Denote \(N(Q_0)= \left\{ Q\in {\mathcal {Q}}\ : \ Q_0^{***} \cap Q^{***} \ne \emptyset \right\} \) (the neighbors of \(Q_0\)) . Notice that \(|N(Q_0)|\le C\), see (1.3). Then
Notice that for \(Q \in N(Q_0)\) we have \(d_Q \simeq d_{Q_0}\). To deal with \(S_1\) we use (\(A_0'\)) and the mean value theorem for \(\psi _Q\),
To estimate \(S_2\) we use \(\left\| \psi _Q\right\| _{\infty } \le 1\) and (\(A_1'\)), getting
Lemma 2.5
Assume that \(T_t\) satisfy (\(A_0'\)). Then, for \(f\in L^1(X) + L^\infty (X)\),
The proof of the Lemma 2.5 goes by standard arguments. For the convenience of the reader we present details in Appendix.
2.2 Local Hardy spaces
In this section, we recall some classical results on local Hardy spaces, see [16]. Let \(\tau >0\) be fixed. We are interested in decomposing into atoms a function f such that
It is known, that (2.6) holds if and only if \(f(x) = \sum _k \lambda _k a_k(x)\), where \(\sum _k \left| \lambda _k\right| <\infty \) and \(a_k\) are either the classical atoms or the local atoms at scale \(\tau \). The latter are atoms a supported in a cube Q of diameter at most \(\tau \) such that \(\left\| a\right\| _\infty \le |Q|^{-1}\) but we do not impose the cancellation condition. In other words one may say that this is the space \(H^1_{at}({\mathcal {Q}}^{\{\tau \}})\) introduced in Sect. 1.2, where \({\mathcal {Q}}^{\{\tau \}}\) is a covering of \({\mathbb {R}^d}\) by cubes with diameter \(\tau \). The next proposition states the local atomic decomoposition theorem in a version that will be suitable for us in the proof of Theorem A. This proposition can be obtained by known methods from the global characterization of the classical Hardy space \(H^1({\mathbb {R}^d})\). One may also check the assumptions from a general result of Uchiyama [23, Cor. 1’]. The details are left for the interested reader.
Proposition 2.7
Let \(\tau >0\) be fixed and \(\widetilde{T}_t\) denote either \(H_t\) or \(P_{t^\nu , \nu }\), see (1.1) and (1.6). Then, there exists \(C>0\) that does not depend on \(\tau \) such that:
- 1.:
-
For every classical atom a or an atom of the form \(a(x)=|Q|^{-1}\chi _{Q}(x)\), where \(Q=Q(z,r_1,...,r_d)\) is such that \(r_1\simeq ...\simeq r_d \simeq \tau \) we have
$$\begin{aligned} \left\| \sup _{t\le \tau ^2}\left| \widetilde{T}_t a\right| \right\| _{L^1({\mathbb {R}^d})} \le C. \end{aligned}$$ - 2.:
-
If f is such that \(\text {supp}f \subseteq Q^*\), where \(Q=Q(z,r_1,...,r_d)\) is such that \(r_1\simeq ...\simeq r_d \simeq \tau \), and
$$\begin{aligned} \left\| \sup _{t\le \tau ^2}\left| \widetilde{T}_t f\right| \right\| _{L^1(Q^*)}=M<\infty , \end{aligned}$$then there exist sequences \(\{\lambda _k\}_k\) and \(\{a_k(x)\}_k\), such that \(f(x) = \sum _k \lambda _k a_k(x)\), \(\sum _k \left| \lambda _k\right| \le C M\), and \(a_k\) are either the classical atoms supported in \(Q^{*}\) or \(a_k(x) = |Q|^{-1}\chi _{Q}(x)\).
Remark 2.8
Proposition 2.7 remains valid for many other kernels \(\widetilde{T}_t\) satisfying (\(A_0'\)) and, therefore, Theorem A holds for such kernels.
3 Proofs of Theorems A, B, and C
3.1 Proof of Theorem A
Proof
Recall that by the assumptions and Proposition 2.2 we also have that (2.3) and (2.4) are satisfied. We shall prove two inclusions.
First inequality: \(\left\| f\right\| _{H^1(L)} \le C \left\| f\right\| _{H^1_{at}({{\mathcal {Q}}})}\). It suffices to show that for every \({\mathcal {Q}}\)-atom a we have \(\left\| \sup _{t>0} |T_ta|\right\| _{L^1(X)} \le C\), where C does not depend on a. Let a be associated with a cuboid \(Q\in {\mathcal {Q}}\), i.e. \(\text {supp}\,a \subset Q^*\). Recall that \(\widetilde{T}_t\) is either \(H_t\) or \(P_{t^\nu , \nu }\), see (1.1) and (1.6). Observe that by using (\(A_1'\)), (\(A_2'\)), (2.3), and part 1. of Proposition 2.7 we get
Second inequality: \( \left\| f\right\| _{H^1_{at}({{\mathcal {Q}}})} \le C \left\| f\right\| _{H^1(L)}\). Assume that \(\left\| \sup _{t>0}|T_tf|\right\| _{L^1(X)} <\infty \). Let \(\psi _Q\) be a partition of unity related to \({\mathcal {Q}}\), see (2.1). We have \(f = \sum _{Q \in {\mathcal {Q}}} \psi _Q f\). Denote \(f_Q = \psi _Q f\) and notice that since \(\text {supp}\, f_Q \subset Q^{*} \), then
Clearly,
Using (\(A_2'\)),
By (2.4),
Using (3.1)–(3.4) and Lemma 2.5 we arrive at
Now, from part 2. of Proposition 2.7 for each \(f_Q\) we obtain \(\lambda _{Q,k}\), \(a_{Q,k}\). Then
and
Finally, we notice that all the atoms \(a_{Q,k}\) obtained by Proposition 2.7 are indeed \({\mathcal {Q}}\)-atoms. \(\square \)
Remark 3.5
The assumption (\(A_0'\)) has only been used in Proposition 2.2. Therefore, in Theorem A one may replace the assumption (\(A_0'\)) by the pair of assumptions (2.3) and (2.4).
3.2 Proof of Theorem B
Proof
We shall show the following claim. If the assumptions (\(A_0\))– (\(A_2\)) hold for \(T^{[j]}_t(x_j,y_j)\) together with admissible coverings \({\mathcal {Q}}_j\) for \(j=1,2\), then (\(A_0\))– (\(A_2\)) also hold for \(T_t(x,y) = T^{[1]}_t(x_1,y_1)\cdot T^{[2]}_t(x_2,y_2)\), together with \({\mathcal {Q}}= {\mathcal {Q}}_1 \boxtimes {\mathcal {Q}}_2\). This is enough, since by simple induction we shall get that in the general case \(T_t(x,y) = T^{[1]}_t(x_1,y_1)\cdot ... \cdot T^{[N]}_t(x_N,y_N)\) with \({\mathcal {Q}}_1 \boxtimes ... \boxtimes {\mathcal {Q}}_N\) satisfy (\(A_0\))– (\(A_2\)), and, consequently, the assumptions of Theorem A will be fulfilled.
To prove the claim let \(T^{[j]}_t(x_j,y_j)\) and \({\mathcal {Q}}_j\) satisfy (\(A_0\))– (\(A_2\)) with \(\gamma _j\) for \(j=1,2\). Let \(0<\gamma < \min (\gamma _1,\gamma _2)\) and fix \(\delta \in [0,\gamma )\). Suppose that \({\mathcal {Q}}\ni Q \subseteq Q_1 \times Q_2\), where \(Q_1 \in {\mathcal {Q}}_1\), \(Q_2 \in {\mathcal {Q}}_2\), and without loss of generality we may assume that \(d_{Q_1} \ge d_{Q_2}\). Hence, \(Q=K\times Q_2\), where \(K\subseteq Q_1\), see Definition 1.5 and Fig. 3. Denote by \(z=(z_1,z_2)\) the center of \(Q = K\times Q_2\). Obviously, (\(A_0\)) for the product follows from (\(A_0\)) for the factors.
Proof of (\(A_1\)) for \(L_1+L_2\). Let \(y\in Q^{*} \). Recall that \(d_Q \simeq d_K \simeq d_{Q_2} \le d_{Q_1}\). Let us write \((Q^{**})^c = S_1\cup S_2 \cup S_3\), where
We start with \(S_1\).
The set \(S_2\) is treated similarly. To estimate \(S_3\) recall that \(\delta < \gamma \). Using (\(A_0\)) for \(T^{[1]}_t(x_1,y_1)\) and (\(A_1\)) for \(T^{[2]}_t(x_2,y_2)\) we arrive at
Proof of (\(A_2\)) for \(L_1+L_2\). Let \(y\in Q^{*} \). In this proof \(H_t\) is the classical heat semigroup on \(\mathbb {R}^{d_1}\), \(\mathbb {R}^{d_2}\) or on \({\mathbb {R}^d}\), depending on the context. First, notice that by (\(A_0\)), for constant \(C>1\) and \(i=1,2\), we have
Using the triangle inequality,
where
Applying (\(A_0\)) for \(T^{[1]}_t(x_1,y_1)\) and (\(A_2\)) together with (3.6) for \(T^{[2]}_t(x_2,y_2)\),
since \(0 \le \delta< \gamma < \min (\gamma _1,\gamma _2)\). Similarly, by (1.1), (\(A_2\)), and (3.6), we have
since \(d_{Q_1} \ge d_{Q_2} \simeq d_Q\). \(\square \)
3.3 Proof of Theorem C
Proof
For \(\nu \in (0,1)\) the subordination formula introduced by Bochner [3] states that
and
where \(\mu _\nu \) is a probability measure defined by the means of the Laplace transform \(\exp (-x^\nu ) = \int _0^\infty \exp (-xs) d\mu _\nu (s)\). By inverting the Laplace transform one obtains that \(d\nu (s) = g_{\nu }(s)\,ds\) with
where \(\theta _\nu =\frac{\pi }{1+\nu }\in (\frac{\pi }{2},\pi )\), see [25, Rem. 1]. Notice that \(\cos \theta _\nu <0\) and, therefore,
Assume that \(T_t\) and \({\mathcal {Q}}\) satisfy (\(A_0\))– (\(A_2\)). Then, Theorem C follows from Theorem A, provided that we prove (\(A_0'\))– (\(A_2'\)) for \(K_{t^\nu ,\nu }\) and \({\mathcal {Q}}\). First, notice that (\(A_0'\)) for \(K_{t^\nu ,\nu }\) follows from (3.8) and (\(A_0\)) for \(T_t\). Coming to (\(A_1'\)), let \(Q\in {\mathcal {Q}}\) and \(y\in Q^{*} \). Since \(\mu _\nu \) is a probability measure, using (3.8) and (\(A_1'\)) for \(T_t\), we obtain
Having (\(A_1'\)) proved, we turn to (\(A_2'\)). By (3.7)–(3.9), and (\(A_2\)) for \(T_t\), we have
This ends the proof of Theorem C. \(\square \)
Remark 3.10
It is worth to notice, that in the proof of (\(A_2'\)) for the subordinate semigroup \(K_{t,\nu }\) we needed (\(A_2\)) for \(T_t\), not only (\(A_2'\)).
4 Applications
In this section for simplicity, we use the same notation \(T_t(x,y)\) for the integral kernels of semigroups generated by different operators.
4.1 Bessel operator
Let us start with the following asymptotics of the Bessel function \(I_\tau \),
see e.g. [24, pp. 203–204].
Proposition 4.3
Let \(X=(0,\infty )\) and \(\beta >0\). Then (\(A_0\))– (\(A_2\)) hold for \(L_B^{[\beta ]}\) with \({\mathcal {Q}}_B\).
Proof
We shall use similar ideas to those of [2]. The proof of (\(A_0\)) is well-known and follows almost directly from (1.8), (4.1) and (4.2). We skip the details. Let \(\gamma \in (0,\min (1/2, \beta /2))\) and \(\delta \in [0,\gamma )\). Take \({\mathcal {Q}}_B \ni Q = [2^n,2^{n+1}]\), for some \(n\in \mathbb {Z}\), and fix \(y\in Q^{*} \).
Proof of (\(A_1\)). Notice that \(y\simeq d_Q \simeq 2^n\). We have
Using (1.8) and (4.1), we obtain
where in the last inequality we used the fact that \(2\delta <\beta \).
Denote \(z=3 \cdot 2^{n-1}\) (the center of Q). By (1.8) and (4.2),
Proof of (\(A_2\)). Now observe that if \(y\in Q^{*} \) and \(x\in Q^{**} \), then \(x \simeq y \simeq d_Q\). Therefore, \(\frac{xy}{2t} \ge c\), when \(t\le d_Q^2\). Using (1.8), (4.2), and \(\delta < 1/2\), we arrive at
\(\square \)
4.2 Laguerre operator
Using the asymptotic estimates for the Bessel function (4.1) and (4.2) in formula (1.10), one can obtain
see [7, Eq. (2.12) and (2.13)].
Proposition 4.5
Let \(X=(0,\infty )\) and \(\alpha >-1/2\). Then (\(A_0\))– (\(A_2\)) hold for \(L_{L}^{[\alpha ]}\) with \({\mathcal {Q}}_{L}\).
Proof
We shall use similar estimates to those of [7]. Note that (\(A_0\)) follows immediately from (4.4). Let us fix positive constants \(\gamma <\min (1/4,\alpha /2+1/4)\) and \(\delta \in [0,\gamma )\). Fix \(Q\in {\mathcal {Q}}_{L}\) and \(y\in Q^{*} \).
Proof of (\(A_1\)). We write
Since \(|x-y|\ge C d_Q\) and \(\delta < 1/2\), we have
In order to estimate \(I_2\) we consider two cases depending on the localization of Q.
Case 1: \(Q=[2^{-n},2^{-n+1}]\), \(n\in \mathbb {N}_+\). In this case \(y\simeq d_Q = 2^{-n}\). Observe that if \(x\in ( Q^{**} )^c\cap (d_Q, \infty ) \), then \(|x-y|\sim x\) and
Therefore, \( I_2 \le C d_Q^{\alpha +1/2} \int _{d_Q}^{\infty } x^{2\delta -\alpha -3/2} \, dx \le C d_Q^{2\delta }, \) since \(\delta \le \alpha /2+1/4\).
Case 2: \(Q \subset [2^n,2^{n+1}]\), \(n\in \mathbb {N}\). Then \(y^{-1} \simeq d_Q \simeq 2^{-n}\). Recall that \(\delta <1/2\). By using the inequality \(\exp \left( -cxyt \right) \le C (xyt)^{-1}\) in (4.4), we get
Proof of (\(A_2\)). For \(x\in Q^{**} \), \(y\in Q^{*} \) and \(t\le d_Q^2\), we apply an estimate that can be deduced from the proof of [7, Prop. 2.3], namely
where the second inequality follows from the relation between \(d_Q\) and the center of Q. Thus, for \(\delta < 1/2\),
\(\square \)
4.3 Schrödinger operator
This subsection is devoted to proving the following proposition.
Proposition 4.6
Let \(L_S=-\Delta +V\) be a Schrödinger operator with \(0\le V \in L^1_{loc}({\mathbb {R}^d})\). Assume that for some admissible covering \({\mathcal {Q}}_S\) the conditions (D’) and (K) hold. Then (\(A_0\))– (\(A_2\)) are satisfied for \(L_S\) and \({\mathcal {Q}}_S\).
Proof
In the proof we use estimates similar to those in [11]. For the completeness we present all the details. As we have already mentioned in (1.12), (\(A_0\)) holds since \(V\ge 0\). Let us fix a positive \(\gamma < \min (\log _2 \rho , \, \sigma )\), where \(\rho \) and \(\sigma \) are as in (D’) and (K), see Sect. 1.4.3. Consider \(Q \in {\mathcal {Q}}_S\), \(\delta \in [0,\gamma )\), and \(y\in Q^{*}\).
Proof of (\(A_1\)). We have that
Denote by z the center of the cube Q. For \(y\in Q^*\) and \(x\not \in Q^{**}\) we have \(d_Q \le C |x-y| \simeq |x-z|\). Using (\(A_0\)) we obtain that
By (\(A_0\)) and (D’),
where in the last inequality we have used that \(2^\delta < \rho \).
Proof of (\(A_2\)). As in [11, Lem. 3.11] we write \( V = \chi _{ Q^{***} } V + \chi _{( Q^{***} )^c} V =: V' + V''\). The perturbation formula states that \(H_t(x,y) - T_t(x,y) = \int _0^t \int _{{\mathbb {R}^d}} H_{t-s}(x,u) V(u) T_s (u,y)\, du\, ds,\) so
For \(0< s < t \le d_Q^2\), \(x\in Q^{**} \), \(u\in ( Q^{***} )^c\), we have that \(d_Q \le C |x-u|\) and
and, consequently,
In the last inequality we have used equivalent form of [11, Lem. 3.10]. To estimate \(I_4\), denote \(t_j = 2^{-j} d_Q^2\) for \(j\ge 1\). Notice that
Using (4.7) and then applying (K) we obtain
since \(\delta < \sigma \). Finally, \(I_5(x,y)\) can be estimated by a similar argument. We skip the details. \(\square \)
4.4 Products of local and nonlocal atomic Hardy spaces
In this section we consider operator \(L=-\Delta +L_2\), where \(-\Delta \) is the standard Laplacian on \(\mathbb {R}^{d_1}\) and \(L_2\) together with an admissible covering \({\mathcal {Q}}_2\) of \(X_2 \subseteq \mathbb {R}^{d_2}\) satisfies (\(A_0\))– (\(A_2\)). Obviously, the kernel of \(\exp \left( -tL \right) \) is given by \(T_t(x,y) = H_t(x_1,y_1) \cdot T_t^{[2]}(x_2,y_2)\), where \(x=(x_1,x_2) \in \mathbb {R}^{d_1}\times X_2 \subseteq \mathbb {R}^{d_1} \times \mathbb {R}^{d_2} = {\mathbb {R}^d}\). One immediately see that \(T_t(x,y)\) satisfies (\(A_0\)). Moreover, almost identical argument as in the proof of Theorem B shows that \(T_t\) with \({\mathcal {Q}}= {\mathbb {R}^d}\boxtimes {\mathcal {Q}}_2\) satisfies (\(A_1\)) and (\(A_2\)). The details are left to the interested reader.
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Acknowledgements
The authors would like to thank Jacek Dziubański, Błażej Wróbel, and the reviewers for helpful comments.
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Edyta Kania-Strojec and Marcin Preisner are supported by the Grant No. 2017/25/B/ST1/00599 from National Science Centre (Narodowe Centrum Nauki), Poland. Paweł Plewa is supported by the National Science Centre of Poland, NCN Grant No. 2018/29/N/ST1/02424.
Appendix
Appendix
This appendix is devoted to prove Lemma 2.5. This proof uses standard methods, see e.g. [20]. We present details for the sake of completeness. In fact we prove a more general Proposition 4.12, from which Lemma 2.5 follows immediately. Recall that we consider a semigroup of operators \(T_t\) that is strongly continuous on \(L^2(X)\) and has integral kernel \(T_t(x,y)\) satisfying (\(A_0'\)). We start with the following lemma.
Lemma 4.8
Suppose that \(T_t\) satisfies (\(A_0'\)). There exists a sequence \(\left\{ t_n\right\} _n\) such that \(t_n \rightarrow 0\) and for every \(r>0\) we have:
for a.e. \(x\in X\).
Proof
Let \(\nu \in (0,1)\) be the constant from (\(A_0'\)). Observe that
as \(t\rightarrow 0\), and (4.9) is proved (for every \(\left\{ t_n\right\} _n\) such that \(t_n \rightarrow 0\)).
To show (4.10) observe that for \(f\in L^2(X)\) we have \(\lim _{t \rightarrow 0} T_{t} f\) converges to f in \(L^2(X)\), so we can choose a sequence with a.e. convergence. Applying this to functions \(f_n(x) = \chi _{Q(0,n)}(x)\) and using a diagonal argument we obtain a sequence \(\left\{ t_n\right\} _n\), which goes to 0, and such that for a.e. \(x\in X\) we have
Thus, (4.10) follows from (4.11) and (4.9). \(\square \)
Proposition 4.12
Assume that \(T_t\) satisfies (\(A_0'\)) and let \(f\in L^1(X)+L^\infty (X)\). There exists a sequence \(\left\{ t_n\right\} _n\) such that \(t_n\rightarrow 0\) and for almost every \(x\in X\),
Proof
Let \(\left\{ t_n\right\} _n\) be the sequence from Lemma 4.8. By the Lebesgue differentiation theorem we have
for almost every \(x\in X\), since \(f\in L^1(X)+L^\infty (X) \subset L^1_{\mathrm{{loc}}}(X)\). Consider the set A of points \(x\in X\) such that we have (4.13), and, additionally, (4.9)–(4.10) hold for all rational \(r > 0\). Obviously, such set has full measure. Fix \(\varepsilon > 0\) and \(x\in A\). We will show that \(\left| T_{t_n} f(x) - f(x)\right| \le C\varepsilon \) for large \(n\in \mathbb {N}\). Let \(r>0\) be a fixed rational number such that for \(s<r\) we have
Assume that \(\sqrt{t_n} < r\) for large n. Write
Applying (4.10) we obtain that \(\left| I_1\right| < \varepsilon \) for n large enough. To treat \(I_2\) we consider two cases.
- Case 1: \(f\in L^\infty \).:
-
Using (4.9) we have that \(\left| I_2\right| <\varepsilon \) for n large enough.
- Case 2: \(f\in L^1\).:
-
By (\(A_0'\)),
$$\begin{aligned} \begin{aligned} \left| I_2\right| \le C \int _{|x-y| > r} \frac{t_n^\nu }{(t_n+|x-y|^2)^{d/2+\nu }} \left| f(y)\right| \, dy \le C \frac{t_n^\nu }{(t_n+r^2)^{d/2+\nu }} \left\| f\right\| _{L^1(X)} < \varepsilon , \end{aligned} \end{aligned}$$for \(t_n\) small enough. To estimate \(I_3\) observe that \(T_{t_n}(x,y) \le C{t_n}^{-d/2}\) and \(\left| Q(x,\sqrt{t_n})\right| \simeq t_n^{d/2}\). Since \(\sqrt{t_n} < r\), by applying (4.14) we obtain
$$\begin{aligned} \left| I_3\right| \le C t_n^{-d/2} \int _{|x-y|< \sqrt{t_n}} \left| f(y) - f(x)\right| \, dy < C\varepsilon . \end{aligned}$$To deal with \(I_4\) let \(N=\lceil \log _2(r/\sqrt{t_n}) \rceil \), so that \(r \le \sqrt{t_n} 2^N \le 2r.\) Define
$$\begin{aligned} S_k = \left\{ x\in X \ : \ r2^{-k}< |x-y| < r 2^{-k+1} \right\} \end{aligned}$$for \(k=1,...,N\). Using (\(A_0'\)) and (4.14) we get
$$\begin{aligned} \begin{aligned} \left| I_4\right|&\le C t_n^\nu \sum _{k=1}^N \int _{S_k} (t_n+|x-y|^2)^{-d/2-\nu } \left| f(y) - f(x)\right| \, dy \\&\le C t_n^{-d/2} \sum _{k=1}^N (r2^{-k}/\sqrt{t_n})^{-d-2\nu } \int _{S_k} \left| f(y) - f(x)\right| \, dy \\&\le C \varepsilon t_n^{\nu } \sum _{k=1}^N (r2^{-k})^{-d-2\nu } (r2^{-k})^{d} \\&\le C \varepsilon (\sqrt{t_n} r^{-1}2^N)^{2\nu } \le C \varepsilon . \end{aligned} \end{aligned}$$
\(\square \)
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Kania-Strojec, E., Plewa, P. & Preisner, M. Local atomic decompositions for multidimensional Hardy spaces. Rev Mat Complut 34, 409–434 (2021). https://doi.org/10.1007/s13163-020-00354-y
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DOI: https://doi.org/10.1007/s13163-020-00354-y
Keywords
- Hardy space
- Maximal function
- Local atomic decomposition
- Subordinated semigroup
- Bessel operator
- Laguerre operator
- Schrödinger operator