Abstract
The debates on the need for new approaches to govern the globalized maritime industry and to address the negative environmental and social impacts of shipping have been extensive during the last decade. Public regulation based on international conventions is universal and global in scope, but it is facing several implementation gaps. Private regulation in shipping can complement the public regulation, but it is partial in its scope both thematically and geographically, and it relies on actors’ commitment. Therefore, the central dilemma is how to effectively combine both public and private regulation in shipping in order to make it environmentally, socially and economically sustainable. Given a variety of private forms of regulation, this research concentrates on corporate social responsibility (CSR) as a special form of private self-regulation. Building upon a new institutional framework, this paper seeks to reconstruct the theoretical reasoning behind the expectations that the proliferation of CSR can improve the negative effects of shipping. Based on an extensive review of the literature, the following questions are addressed: (1) How does CSR function as a form of self-regulation in the shipping industry? (2) How can CSR as a form of self-regulation contribute to the renewal of maritime governance to ensure a better quality of shipping? The paper concludes with a discussion of the prospects for co-regulation to address the adverse impacts of shipping.
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Notes
Extensive use of the term ‘governance’ in various disciplines (e.g. political science, management, organizational studies, economics) and its embeddedness in the political agenda beyond academia has led to substantial blurring of its substantive boundaries (Benz and Dose 2010; Stoker 1998). This paper adopts a broad understanding of governance, taking into account the existence of various ways in which governance denotes a capacity to ‘get things done’, drawing upon multiple actors, various rules that structure the actions of the actors and different modes of coordination between these actors (Kooiman 2003; McGinnis 2011). For the purpose of this paper, we define maritime governance as a process in which institutions are shaped, interpreted and reshaped.
The main negative environmental impacts of shipping include harmful emissions to the air (SOx, NOx and PM) and CO2 emissions that contribute to global climate change (Gilbert 2013); the spread of alien species in ballast water and in the hulls of the vessels; pollution by oil and hazardous or toxic substances from incidental, operational and illegal charges; discharge of wastes from ships; pollution and physical impact though loss of ships and cargo; harmful underwater noise; and collisions with marine mammals (OSPAR Commission 2009). In addition, shipping causes coastal erosion and above-water noise.
We would like to thank an anonymous reviewer for this comment.
In the Bartle–Vass classification, CSR is the pure form of self-regulation, since the totality of regulatory practice (specification, administration, enforcement) is performed by the regulated entity.
Based on publicly available sources, e.g. company www-pages and their CSR reports of the following companies: CMA CGM S.A., Evergreen, A.P. Moller-Maersk, COSCO, NYK, MOL, OOCL, Yang Ming, Tallink-Silja, and Wallenius Wilhelmsen.
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Acknowledgments
The authors would like to thank all anonymous reviewers for their helpful comments and the delegates of the IAME 2013 conference for their intellectual input. This research was financially supported by the Academy of Finland project ‘CHIP - clean shipping economics - shipping under the new paradigm’ (decision number 257968).
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Yliskylä-Peuralahti, J., Gritsenko, D. Binding rules or voluntary actions? A conceptual framework for CSR in shipping. WMU J Marit Affairs 13, 251–268 (2014). https://doi.org/10.1007/s13437-014-0059-8
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DOI: https://doi.org/10.1007/s13437-014-0059-8