Abstract
We study the asymptotic expansion of the determinant of the graph Laplacian associated to discretizations of a tileable surface endowed with a flat unitary vector bundle. By doing so, over the discretizations, we relate the asymptotic expansion of the number of spanning trees and the partition function of cycle-rooted spanning forests weighted by the monodromy of the unitary connection on the vector bundle, to the corresponding zeta-regularized determinants. As a consequence, we establish open problems 2 and 4, formulated by Kenyon in 2000. The spectral theory on discretizations of flat surfaces, Fourier analysis on discrete square and the analytic methods used in the proof of Ray–Singer conjecture lie in the core of our approach.
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Acknowledgements
The author would like to thank Dmitry Chelkak, Yves Colin de Verdière for related discussions and their interest in this article, and especially Xiaonan Ma for important comments and remarks. We also thank the anonymous referee for the important comments and the colleagues from Institute Fourier, Université Grenoble Alpes, where this article has been written, for their hospitality.
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Appendix: heat kernel and analytic torsion
Appendix: heat kernel and analytic torsion
The main goal of the appendix is to recall some folklore results about the heat kernel and the analytic torsion. More precisely, in Appendix A.1, we recall the asymptotics of the heat kernel on the surfaces with conical singularities. In Appendix A.2, we recall the Kronecker limit formula and its relation with the calculation of the analytic torsion of tori and square. We also recall the asymptotic expansion of the determinant of the discrete Laplacian on mesh graphs.
1.1 Small-time asymptotic expansion of the heat kernel
In this section we will prove Proposition 2.5. The proof is done by reducing the small-time asymptotic expansion of the heat kernel on the general flat surface to a number of model cases, for which the explicit calculations are possible.
First, let’s prove that for any \(l \in {\mathbb {N}}\), \(\epsilon > 0\) there are \(c, C > 0\) such that for any \(x \in \Sigma \) satisfying \({\mathrm{dist}}_{\Sigma }(x, {\mathrm{Con}}(\Sigma ) \cup {\mathrm{Ang}}(\Sigma )) > \epsilon \), and any \(0< t < 1\), we have
The estimate (A.1) can be proven by a variety of different methods. We do it by using finite propagation speed of solutions of hyperbolic equations and interior elliptic estimates.
More precisely, for \(r > 0\), we introduce smooth even functions (cf. [46, (4.2.11)])
where \(\psi : {\mathbb {R}}\rightarrow [0, 1]\) is a cut-off function satisfying
Let \({\widetilde{K}}_{t,r}, {\widetilde{G}}_{t,r} : {\mathbb {R}}_+ \rightarrow {\mathbb {R}}\) be the smooth functions given by \({\widetilde{K}}_{t,r}(a^2) = K_{t,r}(a), {\widetilde{G}}_{t,r}(a^2) = G_{t, r}(a)\). Then the following identity holds
By the finite propagation speed of solutions of hyperbolic equations (cf. [46, Theorems D.2.1, 4.2.8]), the section \({\widetilde{G}}_{t,r}(\Delta _{\Sigma }^{F}) \big (z, \cdot \big )\), \(z \in \Sigma \), depends only on the restriction of \(\Delta _{\Sigma }^{F}\) onto the ball \(B_{\Sigma }(z, r)\) of radius r around z. Moreover, we have
Remark that in [46, Theorems D.2.1, 4.2.8], authors consider smooth manifolds, but as their reasoning essentially relies on the energy estimate, the proof of which is local and depends only on the validity of the Green’s identities, which hold in our setting according to [29, Proposition 2.4], it will hold in our setting as well. From (A.4) and (A.5), we get
From (A.2), for any \(r_0 > 0\) fixed, there exists \(c' > 0\) such that for any \(m \in {\mathbb {N}}\), there is \(C>0\) such that for any \(t \in ]0, 1], r > r_0, a\in {\mathbb {R}}\), the following inequality holds (cf. [46, (4.2.12)])
Thus, by (A.7), for \(t \in ]0,1], r > r_0, a \in {\mathbb {R}}_+\), we have
Now, by (A.8), there exists \(c' > 0\) such that for any \(k \in {\mathbb {N}}\), there is \(C > 0\) such that for any \(t \in ]0,1]\) and \(r > r_0\), we have
where \(\Vert \cdot \Vert ^{0}_{L^2(\Sigma )} \) is the operator norm between the corresponding \(L^2\)-spaces. By interior elliptic estimates, applied in a \(\epsilon /2\)-neighborhood of x, we deduce that for any \(l \in {\mathbb {N}}\), there is \(C' > 0\), such that for any \(t \in ]0,1]\) and \(r > r_0\), we have
We get (A.1) from (A.6) and (A.10) by taking \(r = \epsilon / 2\).
Now, by using (A.1), we compare the small-time expansions of the heat kernels on \(\Sigma \) and on some model manifolds. To do so, we prove Duhamel’s formula, which, to simplify the presentation, we formulate in a vicinity of a conical point.
We fix \(P \in {\mathrm{Con}}(\Sigma )\). We denote \(\alpha = \angle (P)\) and consider the infinite cone \(C_{\alpha }\), (2.2), with the induced metric (2.1). We denote by \(\Delta _{C_{\alpha }}\) the Friedrichs extension of the Riemannian Laplacian on \(C_{\alpha }\). Let \(\epsilon > 0\) be such that \(B_{\Sigma }(P, \epsilon )\) is isometric to \(C_{\alpha , \epsilon } := B_{C_{\epsilon }}(0, \epsilon )\). From now on, we identify those neighborhoods implicitly.
For \(x, y \in C_{\alpha }\) and \(t > 0\), we define
Then by the definition of the heat kernel, we have
From (A.12), we deduce that
However, by the definition of the heat kernel, we have
where by \(\Delta _{\Sigma , x}\) and \(\Delta _{C_{\alpha }, z}\) we mean the Laplace operators acting on variables x and z respectively. By the symmetry of the heat kernel, we have
Now, since both operators \(\Delta _{\Sigma }^{F}\), \(\Delta _{C_{\alpha }}\) come from Friedrichs extension of the Riemannian Laplacian, for x and y fixed, the functions \(\exp (- (t-s) \Delta _{\Sigma }^{F})(x, \cdot )\) and \(\exp (- s \Delta _{C_{\alpha }})(\cdot , y)\) are in the domain of Friedrichs extension. By Green’s identity, cf. [29, Proposition 2.4], applied to \(C_{\alpha , \epsilon }\), and (A.13), (A.14), (A.15), we deduce
The formulas of type (A.16) are also known as Duhamel’s formulas (cf. [4, Theorem 2.48]).
From (A.1), (A.16), applied for \(y = x\) and integrated over \(\epsilon \) from \(\epsilon _0/2\) to \(\epsilon _0\), and Cauchy inequality, we deduce that there are \(c, C > 0\) such that for any \(0< t < 1\), we have
Similarly, for \(Q \in {\mathrm{Ang}}(\Sigma )\), we denote \(\beta = \angle (Q)\) and consider the infinite angle \(A_{\beta }\) with the induced metric (2.1). We denote by \(\Delta _{A_{\beta }}\) the Friedrichs extension of the Riemannian Laplacian with Neumann boundary conditions on \(\partial A_{\beta }\). We fix \(\epsilon > 0\) in such a way that \(B_{\Sigma }(\epsilon , Q)\) is isometric to \(B_{A_{\beta }}(\epsilon , 0)\). Similarly to (A.17), we deduce that there are \(c, C > 0\) such that for any \(0< t < 1\):
Now, let \(R \in \partial \Sigma \) satisfy \({\mathrm{dist}}_{\Sigma }(R, {\mathrm{Con}}(\Sigma ) \cup {\mathrm{Ang}}(\Sigma )) > \epsilon \). We consider a half plane \({\mathbb {H}}= \{(x, y) \in {\mathbb {R}}^2 : y \ge 0 \}\) and identify \(0 \in {\mathbb {H}}\) with R. Then \(B_{\Sigma }(\epsilon , R)\) is isometric to \(B_{{\mathbb {H}}}(\epsilon , 0)\). We denote by \(\Delta _{{\mathbb {H}}}\) the self-adjoint extension of the standard Laplacian with Neumann boundary conditions on \(\partial {\mathbb {H}}\). Similarly to (A.17), we deduce that there are \(c, C > 0\) such that for any \(0< t < 1\), we have
Finally, let \(R \in \Sigma \) satisfy \({\mathrm{dist}}_{\Sigma }(R, {\mathrm{Con}}(\Sigma ) \cup \partial \Sigma ) > \epsilon \). We consider the real plane \({\mathbb {R}}^2\) and identify \(0 \in {\mathbb {R}}^2\) with R. Then \(B_{\Sigma }(\epsilon , R)\) is isometric to \(B_{{\mathbb {R}}^2}(\epsilon , 0)\). We denote by \(\Delta _{{\mathbb {R}}^2}\) the self-adjoint extension of the standard Laplacian. Similarly to (A.17), we deduce that there are \(c, C > 0\) such that for any \(0< t < 1\), we have
To conclude, the estimates (A.17) - (A.20) show that to study the asymptotic expansion of \({{\mathrm{Tr}}} \big [ \exp (- t \Delta _{\Sigma }^{F}) \big ]\), as \(t \rightarrow 0\), it is enough to consider the analogous problem for a number of model cases: \({\mathbb {R}}^2, {\mathbb {H}}, C_{\alpha } \text { for } \alpha > 0\) and \(A_{\beta }\) for \(\beta > 0\).
We will start with the simplest one, which is \({\mathbb {R}}^2\). Here, we have the following identity
By (A.1), (A.16) and (A.21), we deduce that there are \(c, C > 0\) such that for any \(x \in \Sigma \) satisfying \({\mathrm{dist}}_{\Sigma }(x, {\mathrm{Con}}(\Sigma ) \cup \partial \Sigma ) > \epsilon \), and any \(0< t < 1\), we have
Now, on the half-plane \({\mathbb {H}}\) and \(z_1, z_2 \in {\mathbb {H}}\), we clearly have
From (A.21) and (A.23), after an easy calculation, we see that for any \(k \in {\mathbb {N}}\) and for any \(f \in {\mathscr {C}}^{\infty }_{0}({\mathbb {H}})\), there is \(C > 0\) such that for \(0< t < 1\), we have
Let’s now study the cone \(C_{\alpha }\), \(\alpha > 0\). Carslaw in [14] (cf. also Kokotov [43, Sect. 3.1]), gave an explicit formula for the heat kernel on \(C_{\alpha }\). By using this formula, Kokotov proved in [43, Proposition 1, Remark 1] that for any \(\epsilon > 0\), there are \(c, C > 0\) such that for any \(0< t < 1\):
Let’s finally study the angle \(A_{\beta }\), \(\beta > 0\). Recall that in [59, Theorem 1], Berg-Srisatkunarajah have obtained the small-time asymptotic expansion of the heat trace associated to the Friedrichs extension of the Laplacian on the angle endowed with Dirichlet boundary conditions. In [48, Proposition 2.1 and (4.2)], Mazzeo-Rowlett used this result, along with (A.25), and an interpretation of a cone through gluing of two angles: with Dirichlet and Neumann boundary conditions, to show that for any and \(\epsilon > 0\), there are \(c, C > 0\) such that for any \(0< t < 1\), we have
By (A.17)-(A.20), (A.22), (A.24), (A.25) and (A.26), we easily conclude that Proposition 2.5 holds.
1.2 Kronecker limit formula and the analytic torsion
The goal of this section is to recall some explicit formulas for the analytic torsion and the asymptotic expansion of the determinants of discrete Laplacians on the mesh graphs. The material of this section is classical, and we include it here only to make this paper self-contained.
We start by considering the continuous side of the story. We fix \(a, b \in {\mathbb {N}}^*\) and consider a torus \({\mathbb {T}}_{a,b} := {\mathbb {R}}^2 / (a {\mathbb {Z}}\times b {\mathbb {Z}})\). The standard Laplacian \(\Delta _{{\mathbb {R}}^2} := - \frac{\partial ^2}{\partial x^2} - \frac{\partial ^2}{\partial y^2}\) descends to Laplacian \(\Delta _{{\mathbb {T}}_{a,b}}\), acting on the functions on \({\mathbb {T}}_{a,b}\). Classically, the eigenvalues of \(\Delta _{{\mathbb {T}}_{a,b}}\) are given by
So the associated spectral zeta function \(\zeta _{{\mathbb {T}}_{a,b}}(s)\) is given by
We rewrite it in the following form
where \(z := \sqrt{-1}\frac{a}{b}\), and
The function E(z, s) is the Eisenstein series multiplied by \((2 \pi )^{-2s}\) and thus it admits a meromorphic continuation to \({\mathbb {C}}\). By Kronecker limit formula, it has the following expansion near \(s = 0\):
where \(\nu : D(1) \rightarrow {\mathbb {C}}\) is the Dedekind eta-function, defined by
By (A.29) and (A.31), we obtain
Remark that (A.33) goes in line with Duplantier-David [25, (3.18)] and Corollary 1.3.
Now, consider a square \([0, a] \times [0, b] \subset {\mathbb {C}}\). We consider the Friedrichs extension of the standard Laplacian \(\Delta _{[0, a] \times [0, b]}\) endowed with Neumann boundary conditions. The eigenvalues of \(\Delta _{[0, a] \times [0, b]}\) are given by
So the associated spectral zeta function \(\zeta _{[0, a] \times [0, b]}(s)\) is related to the zeta function of torus \({\mathbb {T}}_{a, b}\) by
where \(\zeta (s)\) is the Riemann zeta function. By using identities
and (A.31), (A.33), we get the following expression
We also obtain that \(\zeta _{[0, a] \times [0, b]}(0) = -\frac{3}{4}\), which is compatible with (1.12).
Now, let us study the discrete side of the problem. As in Sect. 4.1, construct a family of graphs \(A_{an \times bn}\), \(n \in {\mathbb {N}}^*\). We use the notation as in Theorem 1.1. Using explicit formula (A.37) Duplantier-David in [25, (4.7) and (4.23)] proved the following theorem.
Theorem A.1
As \(n \rightarrow \infty \), the following asymptotic expansion holds
We see, in particular that Theorem 1.1 is compatible with Theorem A.1.
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Finski, S. Spanning trees, cycle-rooted spanning forests on discretizations of flat surfaces and analytic torsion. Math. Z. 301, 3285–3343 (2022). https://doi.org/10.1007/s00209-022-03020-9
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DOI: https://doi.org/10.1007/s00209-022-03020-9