Skip to main content
Log in

Effects of the Resident Assessment Instrument in home care settings

Results of a cluster randomized controlled trial

Effekte des Resident Assessment Instrument in der ambulanten Pflege

Ergebnisse einer clusterrandomisierten kontrollierten Studie

  • Original Contribution
  • Published:
Zeitschrift für Gerontologie und Geriatrie Aims and scope Submit manuscript

Abstract

Deficits in quality, a lack of professional process management and, most importantly, neglect of outcome quality are criticized in long-term care. A cluster randomized, controlled trial was conducted to assess whether the Resident Assessment Instrument (RAI) can help to improve or stabilize functional abilities (ADL, IADL) and cognitive skills (MMST), improve quality of life (EQ-5D), and reduce institutionalization, thereby, increasing outcome quality. A total of 69 home care services throughout Germany were included and randomized. The treatment group (n=36) received training in RAI and was supported by the research team during the study (13 months). Comparison of mean differences between the treatment and control groups (n=33) showed no significant effect. Although the multilevel regression results show that clients in the treatment group fared better in terms of ADLs and IADLs (smaller decline) and were less likely to move to nursing homes and be hospitalized, none of these effects is significant. The lack of significance might result from the small number of clients included in the study. Moreover, RAI was not fully implemented and even partial implementation required more time than expected.

Zusammenfassung

In der Pflege werden Qualitätsdefizite, mangelnde Prozesssteuerung und vor allem die Vernachlässigung der Ergebnisqualität bemängelt. In einer clusterrandomisierten kontrollierten Studie wurde untersucht, inwieweit das Resident Assessment Instrument (RAI) eine Verbesserung oder Stabilisierung der funktionalen (ADL, IADL) und kognitiven Fähigkeiten (MMST) der Pflegebedürftigen sowie der Lebensqualität (EQ-5D) bzw. eine Verminderung der Hospitalisierung oder Institutionalisierung bewirken und damit die Ergebnisqualität verbessern kann. Dazu wurden 69 Pflegedienste rekrutiert und randomisiert. Die Interventionsgruppe (n=36) wurde im RAI geschult, über 13 Monate begleitet und unterstützt. Im Vergleich der Mittelwertdifferenzen ergibt sich bei keiner Zielgröße ein signifikanter Unterschied zur Kontrollgruppe (n=33). Zwar zeigen die Klienten der Interventionsgruppe in Multilevel-Regressionen bezüglich der ADL und IADL bessere Entwicklungen (geringere Verschlechterungen), weisen eine geringere Heimeinweisungsquote und weniger Krankenhausaufenthalte auf, allerdings ist keiner dieser Unterschiede signifikant. Die fehlenden Signifikanzen können zum Teil darauf zurückgeführt werden, dass die geplante Stichprobengröße nicht realisiert werden konnte. Zudem gelang die RAI-Umsetzung nicht vollständig bzw. dauerte länger als erwartet.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1

Similar content being viewed by others

Notes

  1. The ICC shows the variance between the clusters compared to the total variance [26].

Reference

  1. Roth G (2001) Qualitätsmängel der Dienstleistung ambulante Altenpflege. Nationale und internationale Forschungsergebnisse [Quality deficits in geriatric home care. National and international results], Stuttgart

  2. Roth G (2002) Qualität in Pflegeheimen. Expertise im Auftrag des Bundesministeriums für Familie, Senioren, Frauen und Jugend [Quality in nursing homes. Expertise on behalf of the Federal Ministery of Family, Senior Citizens, Women and Youth], Dortmund

  3. Garms-Homolová V, Roth G (2004) Vorkommen, Ursachen und Vermeidung von Pflegemängeln. Forschungsbericht im Auftrag der Enquetekommission “Situation und Zukunft der Pflege in Nordrhein- Westfalen” des Landtag von Nordrhein Westfalen. Forschungsbericht [Appearance, reason and avoidance of deficits in care. Research report on behalf of the committee of enquiry “Situation and future of care in North Rhine-Westphalia” of the state parliament of North Rhine-Westphalia], Berlin, Göttingen

  4. Donabedian A (1966) Evaluation the quality of medical care. Milbank Mem Fund Q 44:166–203

    Article  PubMed  Google Scholar 

  5. Kane RL (1998) Assuring quality in nursing home care. J Am Geriatr Soc 46:232–237

    PubMed  CAS  Google Scholar 

  6. Görres S, Reif K, Biedermann H et al (2008) Optimierung des Pflegeprozesses durch neue Steuerungsinstrumente. Der Pflegeforschungsverbund Nord [Optimizing the nursing process by new management instruments. The Northern Germany Nursing Research Network]. Z Gerontol Geriatr 39:159–164

    Article  Google Scholar 

  7. Morris JN, Hawes C, Fries BE et al (1990) Designing the national Resident Assessment Instrument for nursing homes. Gerontologist 30:293–307

    Article  PubMed  CAS  Google Scholar 

  8. Hawes C, Morris JN, Phillips CD et al (1997) Development of the nursing home Resident Assessment Instrument in the USA. Age Ageing 26:19–25

    Article  PubMed  Google Scholar 

  9. Hawes C, Mor V, Phillips CD et al (1997) The OBRA-87 nursing home regulations and implementation of the Resident Assessment Instrument: effect on process quality. J Am Geriatr Soc 45:977–985

    PubMed  CAS  Google Scholar 

  10. Hirdes J, Fries BE, Morris JN et al (2004) Home Care Quality Indicators (HCQIs) based on the MDS-HC. Gerontologist 44:665–679

    Article  PubMed  Google Scholar 

  11. Achterberg WP, Campen C van, Margriet A et al (1999) Effects of the Resident Assessment Instrument on the care process and health outcomes in nursing homes. A review of the literature. Scand J Rehabil Med 31:131–137

    Article  PubMed  CAS  Google Scholar 

  12. Morris JN, Fries BE, Steel K et al (1997) Comprehensive clinical assessment in community setting: applicability of the MDS-HC. J Am Geriatr Soc 45:1017–1024

    PubMed  CAS  Google Scholar 

  13. Morris SA, Carpenter GI, Berg K, Jones R (2000) Outcome measures for use with home care clients. Can J Aging 19:87–105

    Article  Google Scholar 

  14. Landi F, Onder G, Russo A et al (2001) A new model of integrated home care for the elderly: impact on hospital use. J Clin Epidemiol 54:968–970

    Article  PubMed  CAS  Google Scholar 

  15. Landi F, Onder G, Tua E et al (2001) Impact of a new assessment system, the MDS-HC, on function and hospitalization of homebound older people: a controlled clinical trial. J Am Geriatr Soc 49:1288–1293

    Article  PubMed  CAS  Google Scholar 

  16. Landi F, Cesari M, Onder G et al (2004) Physical activity and mortality in frail, community-living eldery patients. J Gerontol A Biol Sci Med Sci 59A:833–837

    Article  Google Scholar 

  17. June KJ, Lee JY, Yoon JL (2009) Effects of case mangement using Resident Assessment Instrument – Home Care in home health services for older people. J Korean Acad Nurs 39:366–375

    Article  PubMed  Google Scholar 

  18. Phillips CD, Morris JN, Hawes C et al (1997) Association of the Resident Assessment Instrument (RAI) with changes in function, cognition, and psychosocial status. J Am Geriatr Soc 45:986–993

    PubMed  CAS  Google Scholar 

  19. Holtkamp CCM, Kerkstra A, Ooms ME et al (2001) Effects of the implementation of the Resident Assessment Instrument on gaps between perceived needs and nursing care supply for nursing home residents in the Netherlands. Int J Nurs Stud 38:619–628

    Article  PubMed  CAS  Google Scholar 

  20. Chi I, Law B, Leung AC et al (2010) Residential Assessment Instrument 2.0 in care planning for residents in nursing homes. Hong Kong Med J 16:29–33

    PubMed  Google Scholar 

  21. Mor V, Intrator O, Fries BE et al (1997) Changes in hospitalization associated with introducing the Resident Assessment Instrument. J Am Geriatr Soc 45:1002–1010

    PubMed  CAS  Google Scholar 

  22. Dellefield ME (2006) Interdisciplinary care planning and the written care plan in nursing homes: a critical review. Gerontologist 46:128–133

    Article  PubMed  Google Scholar 

  23. Feuerstein I, Kendlbacher E, Fritz E (2008) Evaluierung der Praktikabilität des RAI-HC 2.0 in der Steiermark [Evaluation of the feasibility of RAI-HC 2.0 in Styria]. Pro Care:11–16

    Google Scholar 

  24. Kuß O, Jahn P, Renz P, Landenberger M (2009) Cluster-randomisierte Studien in der Pflegewissenschaft [Cluster randomized trials in nursing research]. Hallesche Beiträge zu den Gesundheits- und Pflegewissenschaften 8:1–12

  25. Cosby RH, Howard M, Kaczorowski J et al (2002) Randomizing patients by family practice: sample size estimation, intracluster correlation and data analysis. Fam Pract 20:77–82

    Article  Google Scholar 

  26. Hastert B (2008) Cluster-randomisierte Studien. Methodische Besonderheiten [Cluster randomized trials. methodically characteristics]. Universität Bremen, Bremen

  27. Nübling M (2005) Methoden zur Erfassung psychischer Belastungen: Erprobung eines Messinstrumentes (COPSOQ) [Measuring psychological stress and strain at work: evaluation of the COPSOQ Questionnaire in Germany]. Wirtschaftsverl. NW Verl. Für Neue Wiss, Bremerhaven

  28. Morris JN, Fries BE, Morris SA (1999) Scaling ADLs within the MDS. J Gerontol A Biol Sci Med Sci 54A:M546–M553

    Article  Google Scholar 

  29. Carpenter GI, Hastie Cl, Morris JN et al (2006) Measuring change in Activities of Daily Living in nursing home residents with moderate to severe cognitive impairment. BMC Geriatr 6:7

    Article  PubMed  Google Scholar 

  30. Folstein MF, Folstein S, McHugh PR (1975) Mini-mental state: a practical method for grading the cognitive state of patients for the clinician. J Psychiatr Res 12:189–198

    Article  PubMed  CAS  Google Scholar 

  31. Rabin R, Charro F de (2001) EQ-5D: a measure of health status from the EuroQol Group. Ann Med 33:337–343

    Article  PubMed  CAS  Google Scholar 

  32. Greiner W, Claes C, Busschbach JJ et al (2005) Validating the EQ-5D with time trade off for the German population. Eur J Health Econ 6:124–130

    Article  PubMed  CAS  Google Scholar 

  33. Noll H (2000) Konzepte der Wohlfahrtsentwicklung: Lebensqualität und “neue” Wohlfahrtskonzepte [Concepts of the development of social services: quality of life and “new” concepts of social services]. WZB-Discussions papers P00-505. Querschnittsgruppe Arbeit und Ökologie, Berlin

  34. Chi-tat Leung A, Pun Liu C, Lee Tsui L et al (2001) The use of the Minimum Data Set. Home care in a case management project in Hong Kong. Care Manag J 3:8–13

    Google Scholar 

  35. Dellefield ME (2007) Implementation of the Resident Assessment Instrument/Minimum Data Set in the nursing home as organization: implications for quality improvement in RN clinical assessment. Geriatr Nurs 28:377–386

    Article  PubMed  Google Scholar 

Download references

Acknowledgment

We would like to thank all participating home care service providers and people in need for care. The study was financed by the German Ministry of Education and Research (BMBF).

Conflict of interest

The corresponding author states that there are no conflicts of interest.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to A. Wolter.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Stolle, C., Wolter, A., Roth, G. et al. Effects of the Resident Assessment Instrument in home care settings. Z Gerontol Geriat 45, 315–322 (2012). https://doi.org/10.1007/s00391-011-0221-2

Download citation

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s00391-011-0221-2

Keywords

Schlüsselwörter

Navigation