Background

Cervical spondylotic myelopathy (CSM) is one of the most common diseases causing spinal cord dysfunction. The most widely accepted mechanism underlying the pathogenesis of CSM is chronic spinal cord compression, which is related to intervertebral disk herniation, bone hyperplasia, ligament hypertrophy, ossification, and others [1, 2]. Current research on chronic spinal cord compression is mainly based on animal models and commonly used models, including screw placement compression3, water-absorbing material expansion [4,5,6,7], pressure balloon [8, 9], induced ossification compression [10], tumor compression [11], and magnetic resonance imaging (MRI)-guided focused ultrasound compression models [12]. However, all these models have common drawbacks, such as poor controllability, high risk of surgical trauma and infection, and poor reproducibility. In a study conducted by Kim et al. [6], polyurethane material, which could absorb water and expand, was placed into the spinal canal to achieve chronic compression of the spinal cord. However, accuracy of the compression was difficult to evaluate. Karadimas et al. [10] simulated the pathogenesis of cervical spinal cord compression, caused by the ossification of the ligamentum flavum, by promoting local calcium and phosphorus deposition and new bone formation. However, the compression caused by the ossification-inducing material was not controllable, and the process of inducing ossification between different experimental animals lacked consistency and repeatability. Controllable compression is the key to reliable animal models, the lack of which limits further in-depth studies. Advances in materials science, optoelectronic devices, system engineering, and mechanics design have offered compelling options [13, 14]. The appearance of miniaturized, fully implantable platforms with wireless capabilities and battery-free operation makes biocompatibility and controllability possible.

In this study, an in vitro control system using wireless Bluetooth technology to regulate the in vivo intervertebral compression device (IVCD) was used to achieve controllable compression in an animal model of chronic cervical spinal cord compression, which can remotely control the IVCD to reduce trauma and control the compression precisely. Sheep were used to establish the animal model in this study due to the good similarity between the anatomical and biomechanical characteristics of the sheep spine and the human spine [15, 16].

Methods

Compression device

The spinal cord mechanical compression device comprised two parts: an in vivo IVCD and subcutaneous control module (SCCM) (Fig. 1; the size of the IVCD outer component was 8 × 11.3 × 24 mm and made of polyether ether ketone). The IVCD was equipped with a miniature reducer motor, metal push rod with a rubber head, transmitter lead, and spring. The head of the metal push rod was threaded, and a nylon compression head was screwed. The reducer motor was connected to the drive lead, which could maximally extend the push rod in the slide to 13 mm. The extrusion head radius was an umbrella with a radius of 2 mm and a thickness of 1.5 mm. The operating accuracy was 0.1 mm. The system self-locks when the motor stops. When the motor is reversed, the spring retracts the pushrod. The SCCM is composed of a control chip, Bluetooth module, and lithium battery controlled by a magnetic switch. The in vivo SCCM was fixed under the skin of sheep’s neck. The IVCD and in vivo SCCM were connected by a wire to receive the signal of the in vitro control system. The entire compression device was sealed with a silicon film with good biocompatibility. A stainless steel plate (316 L) with screws was used to fix the IVCD into the C2-3 intervertebral disk space.

Fig. 1
figure 1

The in vivo intervertebral compression device (IVCD) was equipped with ① a micromotor, ② a metal push rod with a rubber head, ③ a stainless steel plate, and ④ a spring. The push rod could be extended or retracted by the reducer motor

The in vitro system was controlled by built-in software named EASYPUSH v1.05 in an Android mobile phone and connected with Bluetooth, which was a transmission software based on RFCOMM Bluetooth serial port service. Through this software, it could connect Bluetooth serial port module for communication and realize serial port connection of mobile phones and send a set of control instructions defined by itself to the microcontroller (Author: Lisn3188. Platform: android2.2 and above). Pushing distances were controlled by the number of input current pulses. The device has been calibrated before implantation so that we could determine the availability of our device and the motor turned nearly the same number of turns under each pulse.

Experimental animals

Sixteen adult male small-tailed Han sheep weighing 45 kg on average were randomly divided into four groups, with four animals in each group: Group A (control), Group B (10 weeks of compression), Group C (20 weeks of compression), and Group D (decompression after 20 weeks of compression). After the operation, compression was not applied in Group A. In Groups B, C, and D compression displacement of 0.1 mm was added every 2 days. In Group B, the compression was stopped at the end of week 10 and the sheep were observed for another 10 weeks, and euthanasia was performed at the end of week 20. In Group C, the oppression was stopped at the end of the 20th week, and euthanasia was performed at the end of the 30th week after 10 weeks of observation. In Group D, the pushrod was stopped and completely withdrawn at 20 weeks and the sheep were euthanized at the end of week 30 after 10 weeks of observation. The sheep were euthanized with pentobarbital sodium overdose. This study was approved by the Experimental Animal Welfare Ethics Branch of the Peking University Biomedical Ethics Committee (Ethics prove: A2020391).

Surgical placement of compression devices

After intravenous anesthesia, the sheep were placed in the supine position, and a right longitudinal incision was made through the anterior cervical approach to the front of the cervical vertebral body. Intraoperative radiographs confirmed the C2-3 intervertebral space. The intervertebral disk was removed to the posterior edge of the vertebral body. A curette and grinding drill were used to expand the space to the size of the compression device, and the compression device was fixed at the C2-3 intervertebral space with plates and screws. The initial position of the head of the pushrod was at the posterior edge of the vertebral body (Fig. 2), and SCCMs were implanted under the skin.

Fig. 2
figure 2

The in vivo subcutaneous control module was fixed at the defect of the intervertebral space. ① In vivo intervertebral compression device (IVCD); ② stainless steel plate; and ③ subcutaneous control module (SCCM)

Intraoperative and postoperative electrophysiological examination

Electrophysiological examinations were performed immediately after the operations at 1, 10, 20, and 30 weeks postoperatively. The somatosensory evoked potential (SEP) was assessed after anesthesia. A NicoletVikingIV (Nicolet Biomedical, USA) electrophysiology instrument and an electrode (13R25, Dantec, Denmark) were used for stimulation and recording; the earth pole was at the right forelimb, and the stimulation site was in proximity to the median nerve of the left forelimb. The stimulation intensity was 50–60 V, the frequency was 3.7 Hz, and a duration was 0.2 ms. The recording electrodes were located in the midline of the forehead. The stacking fold was 512. The latency and amplitude of the N1-P1-N2 wave were determined. Records were obtained three times, and the average values were calculated.

Behavioral observation and imaging examination

Behavioral analyses were performed before and immediately after the operation and at 1, 5, 10, 20, and 30 weeks after the operation. The Tarlov scores for each sheep in the group were obtained by three observers who were blinded to the group designations and then averaged for the groups [3, 17]. Cervical X-ray and computed tomography (CT) examinations were performed before and immediately after surgery.

Cervical CT scans were also performed at 1, 5, 10, 15, 20, and 30 weeks after the operation, and the encroachment ratio (ER) of intraspinal invasion was calculated (Fig. 3). Encroachment ratio was defined by ER = (1-MD/CD)100%, where MD is the minimal distance between the screw and the posterior canal wall and CD is canal diameter, both at the level of compression.

Fig. 3
figure 3

Cervical CT scans of one sheep in Group D at 1, 5, 10, and 20 weeks after the operation. The spinal canal encroachment ratio increased with the extension of the pushrod. The in vivo subcutaneous control module and integrated circuits are shown in 3D CT reconstruction

Histological examination

Spinal cord tissue samples were taken at 20 weeks in Group B and at 30 weeks in Groups A, C, and D. A 4% paraformaldehyde perfusion fixative solution was used for cardiac perfusion. For histological observation, the spinal cord (8 mm from rostral to caudal) from the compression center of the C2-3 spinal cord segment was dissected out, fixed with 4% PFA overnight, and cut into coronal sections of 10 μm thickness. Hematoxylin and eosin (HE) staining and Nissl staining were performed to observe the morphological changes of cells in the anterior horn and the corticospinal tract in the white matter of the spinal cord. Apoptosis of corticospinal tract nerve fibers was assessed by TUNEL (terminal deoxynucleotidyl transferase dUTP nick end labeling) staining. We observed the TUNEL staining slices under high view of microscope (200 ×) and randomly selected five visual field to count the positive fluorescent staining cells and analyzed the difference among groups.

Statistical methods

Data were analyzed with SPSS20.0. Tarlov scores were compared between groups using the rank-sum test. The Pearson correlation coefficient and general linear regression were used to evaluate the association between ER and time. The relationship between ER and Tarlov score was assessed using the Pearson correlation coefficient. Unpaired t tests following with post hoc correction were used to compare the SEP results, proportion of cells with histologically abnormal morphology, and number of positive cells detected by TUNEL staining. P < 0.05 was considered statistically significant.

Results

None of the animals died during the operation. Complications such as infection, dysphagia, leakage of the esophagus and trachea, or loosening of the device were not observed after operations. One sheep in Group B had the SCCM break down 24 days after the operation, which was corrected by replacing the SCCM in a second operation on Day 26.

Imaging observation

The ER in Group B was 33.0 ± 1.8% at 10 weeks and 64.8 ± 1.9% and 66.3 ± 3.2% in Groups C and D, respectively, at 20 weeks (Table 1). The Pearson correlation coefficient between ER and time in Groups B, C, and D was r = 0.993 (p < 0.001); the linear regression equation between ER and time (t) during the pushing period was ER (%) = 3.26 × t (Fig. 4). ER was negatively correlated with the Tarlov score (Pearson correlation coefficient r = -0.878, p < 0.001). However, the data in Group D at 30 weeks did not follow the correlation, with low ER and Tarlov scores.

Table 1 Encroachment ratio of Groups B, C, and D (Mean ± SD, n = 4, %)
Fig. 4
figure 4

The spinal canal encroachment ratio in each group at 1, 5, 10, 15, and 20 weeks after the operation during the pushing period. The slope of this linear fitting equation is 3.26%/week. R2 = 0.993

Behavioral observation

Average Tarlov scores for each group reported as a function of time are reported in Table 2. Functional behavior deficits were assessed in all animals within 1 to 2 days after the operation. Tarlov scores were 5 in all the animals in Group A throughout our observation period. In Group B, two scored 5, and two scored 4 at the end of 10 weeks and did not change by the end of 20 weeks. In Group C, three scored 3 and one scored 2 at the end of 20 weeks and, similarly to Group B, did not change by the end of 30 weeks. In Group D, two scored 3 and two scored 2 at 20 weeks, while unlike Groups B and C, Group D improved with three scored 4 and one scored 3 by the end of 30 weeks. The behavioral scores in Group C were not significantly different from those in Group D at 20 weeks but were significantly different from those of Groups A and D at the end of 30 weeks (P < 0.001, Table 2).

Table 2 Tarlov score of Groups A, B, C, and D after surgery (Mean ± SD, n = 4)

Electrophysiological monitoring

During and immediately after the operation, the latency and amplitude did not change significantly in any animal. The SEP latency and amplitude of the animals in Groups B, C, and D were not significantly different from those in group A immediately or 1 week after the operation. However, at 10 and 20 weeks, the latency in Groups B, C, and D was significantly prolonged (p < 0.001), and the amplitude was significantly lower than that in Group A (p < 0.001). At 30 weeks, the latency in Group D was significantly shorter than that in Group C (p < 0.001), while the amplitude was significantly higher than that in Group C (p < 0.001) (Table 3).

Table 3 Latency and amplitude of SEP

Histological examination

All spinal cord tissue sections were in good shape. HE staining showed normal anterior horn motor neurons and corticospinal tract nerve fibers in sections of Group A (Fig. 5A1, A3). Atrophy of motor neurons of the anterior horn was observed in sections of Group B (Fig. 5B1, B3), with a reduced number of neurons and wide space around the neurons. We also observed a reduced number of Nissl bodies in Group B compared to Group A (Fig. 5B2). Demyelination of the corticospinal tract axon and vacuolar degeneration appeared in Group B (Fig. 5B3). These findings were more obvious in Groups C and D, wherein the motor neuron cell body became flat in the extrusion direction. TUNEL staining (Fig. 5A4-D4) showed that the number of fluorescence-positive cells increased significantly with compression. There were significant differences in the proportion of abnormal motor neuron cells shown in Fig. 5A3, B3, C3, and D3. The number of TUNEL-positive cells increased significantly after compression, as shown in Fig. 5A4, B4, C4, and D4 (p < 0.01). However, no significant difference was observed between Group D and Group C in HE and TUNEL staining (Figs. 6 and 7).

Fig. 5
figure 5

Hematoxylin and eosin staining and Nissl and TUNEL staining were performed on the tissue sections of all groups. Normal motor neurons within anterior horn were observed in sections of Group A. Meanwhile, varying degrees of abnormalities were observed in Groups B, C, and D. TUNEL-positive cells were not observed in Group A. However, positive cells appeared in Groups B, C, and D

Fig. 6
figure 6

Statistical analysis of the percentage of abnormal motor neurons observed from the HE staining results. * p < 0.05; ** p < 0.01; and ns: no significant difference

Fig. 7
figure 7

Statistical analysis of the results of TUNEL staining. The number of TUNEL-positive cells was counted within five randomly selected visual field under high-power field of microscope (200 ×). ** p < 0.01; ns: no significant difference

Discussion

ER has often been used to describe the degree of spinal stenosis or spinal cord compression [9, 18]. In our study, the behavioral scores of all groups were maintained after 1 week of operation. While Group A did not show any change in behavioral scores with time, as the degree of compression gradually increased in Groups B, C, and D, the behavioral scores gradually declined. Groups C and D showed obvious manifestations of neurological impairments by the end of the experiment with some recovery noted in Group D after decompression. This suggests that enough compression can effectively damage nerve function, and decompression can partially improve nerve function.

We found that spinal canal ER was negatively correlated with the degree of neurological damage (r = -0.862, p< 0.001). An imaging study demonstrated that the spinal canal ER of Groups B, C, and D gradually increased with time, showing a good linear relationship with time t (r =0.998), suggesting that the degree of compression can be controlled by the number of electrical pulses or the duration of the stimulation in our model. Therefore, we reduced the number of imaging observations and amount of anesthetics being administered [19, 20] and reduced the cost of the experiment and the possible impact of multiple operations on animals.

SEP has been used for the diagnosis of CSM and recovery evaluation and is commonly used in animal models. Animals with spinal cord injury usually show amplitude reduction and prolonged latency [9, 21]. In our study, as the degree of compression progressed, the latency was significantly extended, and the amplitude decreased. When compression was completely relieved, the latency was significantly decreased, and the amplitude increased, although it did not return to a normal value. One limitation of this device is that, due to the limited number of measurement time points, the association needs to be further studied.

In the histological study, we noticed that in Group B, as compression progressed, neuron atrophy occurred and the number of neurons decreased, while the space around neurons widened, and the nerve fiber showed mild demyelination and vacuolar degeneration. In Groups C and D, the neuron cell bodies showed obvious degenerative atrophy, the Nissl bodies were reduced, nerve fibers showed extensive demyelination and degeneration, and the cell bodies flattened in the extrusion direction. At the same time, the number of TUNEL-positive cells increased with the progression of compression, suggesting that the number of apoptotic cells might be positively correlated with the degree of compression, which is consistent with many previous studies [3, 12, 22], suggesting the reliability of this model to mimic the pathogenesis of CSM. We were not able to observe significant improvement in histology after completely relieving the compression. Further investigations are needed to explore the association between histological changes and the time and degree of compression.

While the Tarlov scores decreased, the SEP latency increased and SEP amplitude decreased in the time when encroachment was increased (Group B 0–10 weeks and Group C 0–20 weeks), in the period when the encroachment was held constant (Group B: 10–20 weeks and Group C: 20–30 weeks) Tarlov scores, SEP latency, and amplitude remained without significant change. This suggests that the immediate response to mechanical compression was directly responsible for the observed changes and not delayed consequences from mechanical compression.

However, MRI examination would be difficult once the micromotor device is inserted into the intervertebral space, which may limit the device’s application in imaging research. In the future, we can better simulate the occurrence and treatment of different types of cervical spondylosis by modifying the compression procedure.

In conclusion, our study set up a novel, digital remote-controlled animal model to simulate chronic cervical spinal cord compression, with good controllability and high repeatability, without secondary surgery. Moreover, the materials of our compression device are easily accessible and low in cost, facilitating wide application of the device. Our study is the first to apply implantable and wireless devices in animal CSM models, achieving gratifying results, and providing new ideas for the implantation of wireless devices into animal models and even clinics.