Abstract
There have been several calls within the accident analysis literature to translate systems thinking-based theories and accident analysis methods into practical and usable tools for practitioners. This paper reports on the findings from a post-implementation evaluation of an incident reporting system underpinned Rasmussen’s (Saf Sci 27(2/3):183–213, 1997) risk-management framework and Accimap. An online survey was used to evaluate end-users’ use and attitudes towards the system after 12 months of implementation. While almost all respondents had used the incident reporting system to collect data, few had undertaken the required training. While the privacy and security of the system were evaluated favourably, significant problems were highlighted with usability, sustainability of the system, and utility of the data for organisations. Overall, the results highlight the significant resource constraints experienced by end-users during the implementation of the new incident reporting system. The challenges for translating a systems thinking-based approach into practice are discussed.
Similar content being viewed by others
References
Barach P, Small SD (2000) Reporting and preventing medical mishaps: lessons from non-medical near miss reporting systems. Br Med J 320(7237):759
Benn J, Koutantji M, Wallace L, Spurgeon P, Rejman M, Healey A, Vincent C (2009) Feedback from incident reporting: information and action to improve patient safety. Qual Saf Health Care 18(1):11–21
Braithwaite J, Westbrook MT, Travaglia JF, Hughes C (2010) Cultural and associated enablers of, and barriers to, adverse incident reporting. Qual Saf Health Care 19(3):229–233. https://doi.org/10.1136/qshc.2008.030213
Branford K (2011) Seeing the big picture of mishaps: applying the AcciMap approach to analyze system accidents. Aviat Psychol Appl Hum Factors 1:1
Carden T, Goode N, Salmon PM (2017) Not as simple as it looks: led outdoor activities are complex sociotechnical systems. Theor Issues Ergon Sci 18(4):318–337. https://doi.org/10.1080/1463922X.2017.1278806
Cassano-Piche AL, Vicente KJ, Jamieson GA (2009) A test of Rasmussen’s risk management framework in the food safety domain: BSE in the UK. Theor Issues Ergon Sci 10(4):283–304. https://doi.org/10.1080/14639220802059232
Chung AZQ, Shorrock ST (2011) The research-practice relationship in ergonomics and human factors—surveying and bridging the gap. Ergonomics 54(5):413–429
Corporation IBM (2013) SPSS Statistics for Windows, Version 22.0. IBM Corporation, Armonk
Davies JB, Wright L, Courtney E, Reid H (2000) Confidential incident reporting on the UK Railways: the ‘CIRAS’ system. Cogn Technol Work 2(3):117–125. https://doi.org/10.1007/pl00011494
Dekker S (2009) Just culture: who gets to draw the line? Cogn Technol Work 11(3):177–185. https://doi.org/10.1007/s10111-008-0110-7
Dekker S (2011) Drift into failure: from hunting broken components to understanding complex systems. Ashgate, UK
Evans SM, Berry JG, Smith BJ, Esterman AJ (2004) Anonymity or transparency in reporting of medical error: a community-based survey in South Australia. Med J Aust 180(11):577–580
Evans SM, Berry JG, Smith BJ, Esterman A, Selim P, O’Shaughnessy J, DeWit M (2006) Attitudes and barriers to incident reporting: a collaborative hospital study. Qual Saf Health Care 15(1):39–43. https://doi.org/10.1136/qshc.2004.012559
Goode N, Finch C, Cassell E, Lenne MG, Salmon PM (2014a) What would you like? Identifying the required characteristics of an industry-wide incident reporting and learning system for the led outdoor activity sector. Aust J Outdoor Educ 17(2):2–15
Goode N, Salmon P, Lenné M, Hillard P (2014b) Systems thinking applied to safety during manual handling tasks in the transport and storage industry. Accid Anal Prev 38:181
Goode N, Salmon PM, Lenne M, Finch CF (2014) A test of a systems theory-based incident coding taxonomy for risk managers. In: Arezes P, Carvalho P (eds) Advances in safety management and human factors, Vol. 10 of advances in human factors and ergonomics 2014, pp 5098–5108
Goode N, Salmon PM, Lenné MG, Finch CF (2015a) The UPLOADS project: development of an Australian National Incident Dataset for Led Outdoor Activities. Wilderness Environ Med 26(4):574–576. https://doi.org/10.1016/j.wem.2015.04.006
Goode N, Salmon PM, Taylor NZ, Grant E, Stevens E (2015b) The UPLOADS National Incident Dataset: the first six months 1 s June to 30th November 2014. University of the Sunshine Coast, Australia
Goode N, Read GJ, van Mulken MR, Clacy A, Salmon PM (2016a) Designing system reforms: using a systems approach to translate incident analyses into prevention strategies. Front Psychol 2016:7
Goode N, Salmon PM, Taylor NZ, Lenné MG, Finch CF (2016b) Lost in translation: the validity of a systemic accident analysis method embedded in an incident reporting software tool. Theor Issues Ergon Sci 17(5–6):483–506. https://doi.org/10.1080/1463922x.2016.1154230
Goode N, Salmon PM, Newnam S, Dekker S, Stevens E, van Mulken M (2016c) Learning the lessons from WMSDs: a framework for reporting and investigation
Goode N, Salmon PM, Taylor NZ, Lenne MG, Finch CF (2017) Developing a contributing factor classification scheme for Rasmussen’s AcciMap: reliability and validity evaluation. Appl Ergonom 64:14–26
Goode N, Salmon PM, Lenne M, Finch CF (2018) Translating systems thinking into practice: a guide to developing incident reporting systems. Taylor and Francis, Boca Raton
Hewitt TA (2013) Incident reporting systems—the hidden story. Saf Reliabil 33(2):13–28. https://doi.org/10.1080/09617353.2013.11716252
Johnson CW (2003) Failure in safety-critical systems: a handbook of incident and accident reporting. University of Glasgow, Scotland
Leape LL, Abookire S (2005) WHO draft guidelines for adverse event reporting and learning systems: from information to action. World Health Organization, Geneva
Leveson N (2011) Applying systems thinking to analyze and learn from events. Saf Sci 49(1):55–64
Lundberg J, Rollenhagen C, Hollnagel E (2009) What-you-look-for-is-what-you-find—the consequences of underlying accident models in eight accident investigation manuals. Saf Sci 47(10):1297–1311. https://doi.org/10.1016/j.ssci.2009.01.004
Newnam S, Goode N (2015) Do not blame the driver: a systems analysis of the causes of road freight crashes. Accid Anal Prev 76:141–151
Newnam S, Goode N, Salmon PM, Stevenson M (2017) Reforming the road freight transportation system using systems thinking: an investigation of Coronial inquests in Australia. Accid Anal Prev 101:28–36
Rasmussen J (1997) Risk management in a dynamic society: a modelling problem. Saf Sci 27(2/3):183–213
Reason J (1997) Managing the risks of organizational accidents. Ashgate, Aldershot
Salmon PM (2016) Bridging the gap between ergonomics methods research and practice: methodological Issues in Ergonomics Science Part II. Theor Issues Ergon Sci 17(5–6):459–467. https://doi.org/10.1080/1463922X.2016.1200693
Salmon PM, Williamson A, Lenné M, Mitsopoulos-Rubens E, Rudin-Brown CM (2010) Systems-based accident analysis in the led outdoor activity domain: application and evaluation of a risk management framework. Ergonomics 53(8):927–939. https://doi.org/10.1080/00140139.2010.489966
Salmon PM, Cornelissen M, Trotter MJ (2012) Systems-based accident analysis methods: a comparison of Accimap, HFACS, and STAMP. Saf Sci 50(4):1158–1170
Salmon PM, Goode N, Archer F, Spencer C, McArdle D, McClure RJ (2014a) A systems approach to examining disaster response: using Accimap to describe the factors influencing bushfire response. Saf Sci 70:114–122. https://doi.org/10.1016/j.ssci.2014.05.003
Salmon PM, Goode N, Lenné MG, Finch CF, Cassell E (2014b) Injury causation in the great outdoors: a systems analysis of led outdoor activity injury incidents. Accid Anal Prev 63:111–120. https://doi.org/10.1016/j.aap.2013.10.019
Salmon PM, Goode N, Taylor NZ, Lenne MG, Dallat C, Finch CF (2016) Rasmussen’s legacy in the great outdoors: a new incident reporting and learning system for led outdoor activities. Appl Ergon 59:637–648. https://doi.org/10.1016/j.apergo.2015.07.017
Salmon PM, Goode N, Taylor N, Lenne MG, Dallat CE, Finch CF (2017) Rasmussen’s legacy in the great outdoors: a new incident reporting and learning system for led outdoor activities. Appl Ergon 59(Pt B):637–648. https://doi.org/10.1016/j.apergo.2015.07.017
Sanne JM (2008) Incident reporting or storytelling? Competing schemes in a safety-critical and hazardous work setting. Saf Sci 46(8):1205–1222. https://doi.org/10.1016/j.ssci.2007.06.024
Shorrock ST, Williams CA (2016) Human factors and ergonomics methods in practice: three fundamental constraints. Theor Issues Ergon Sci 17(5–6):468–482
Spigelman AD, Swan J (2005) Review of the Australian incident monitoring system. ANZ J Surg 75(8):657–661. https://doi.org/10.1111/j.1445-2197.2005.03482.x
Stanton NA (2016) On the reliability and validity of, and training in, ergonomics methods: a challenge revisited. Theor Issues Ergon Sci 17(4):345–353. https://doi.org/10.1080/1463922X.2015.1117688
Stanton NA, Young MS (1999) What price ergonomics? Nature 399(6733):197–198
Thoroman B, Goode N, Salmon P (2018a) System thinking applied to near misses: a review of industry-wide near miss reporting systems from the safety-critical domains. Theor Issues Ergon Sci 6:712–737
Thoroman B, Goode N, Salmon P, Wooley M (2018b) What went right? An analysis of the protective factors in aviation near misses. Ergonomics 62:191
Underwood P, Waterson P (2013) Systemic accident analysis: examining the gap between research and practice. Accid Anal Prev 55:154–164. https://doi.org/10.1016/j.aap.2013.02.041
Underwood P, Waterson P (2014) Systems thinking, the Swiss Cheese Model and accident analysis: a comparative systemic analysis of the Grayrigg train derailment using the ATSB, AcciMap and STAMP models. Accid Anal Prev 68:75–94
Van Merriënboer JJ, Kirschner PA (2017) Ten steps to complex learning: a systematic approach to four-component instructional design. Routledge, Abingdon
van Mulken M, Clacy A, Grant E, Goode N, Finch CF, Stevens E, Salmon PM (2016) The UPLOADS national incident dataset the first twelve months: 1st June 2014 to 31st May 2015. Centre for Human Factors and Sociotechnical Systems University of the Sunshine Coast, Australia
Vincente KJ, Christoffersen K (2006) The Walkerton E. coli outbreak: a test of Rasmussen’s framework for risk management in a dynamic society. Theor Issues Ergon Sci 7(2):93–112
Wallace B, Ross AJ (2006) Beyond human error: taxonomies and safety science. CRC Press, Boca Raton
Waterson P, Catchpole K (2016) Human factors in healthcare: welcome progress, but still scratching the surface. BMJ Qual Saf 25(7):480–484
Waterson P, Robertson MM, Cooke NJ, Militello L, Roth E, Stanton NA (2015) Defining the methodological challenges and opportunities for an effective science of sociotechnical systems and safety. Ergonomics. https://doi.org/10.1080/00140139.2015.1015622
Wiegmann DA, Shappell SA (2003) A human error approach to aviation accident analysis. The human factors analysis and classification system. Ashgate Publishing Ltd, Burlington
Wu JH, Shen WS, Lin LM, Greenes RA, Bates DW (2008) Testing the technology acceptance model for evaluating healthcare professionals’ intention to use an adverse event reporting system. Int J Qual Health Care 20(2):123–129. https://doi.org/10.1093/intqhc/mzm074
Acknowledgements
This project was supported by funding from the Australia Research Council (ARC) in partnership with Australian Camps Association, Outdoor Council of Australia, The Outdoor Education Group, Sport and Recreation Victoria, Victorian YMCA Accommodation Services Pty Ltd, Outdoors Victoria, Outdoor Recreation Industry Council (Outdoors NSW), Outdoors WA, Outdoors South Australia, Queensland Outdoor Recreation Federation, Wilderness Escape Outdoor Adventures, Venture Corporate Recharge, and Christian Venues Association (LP150100287). Paul Salmon’s contribution was funded through his current Australian Research Council Future Fellowship (FT140100681). Natassia Goode’s contribution was funded through the University of the Sunshine Coast. Professor Caroline Finch was supported by an NHMRC Principal Research Fellowship (ID: 565900).
Author information
Authors and Affiliations
Corresponding author
Additional information
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Rights and permissions
About this article
Cite this article
Goode, N., Shaw, L., Finch, C.F. et al. Challenges of translating Rasmussen’s Accimap into a usable, sustainable, and useful incident reporting system: end-user attitudes following 12-month implementation. Cogn Tech Work 23, 39–49 (2021). https://doi.org/10.1007/s10111-019-00596-x
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s10111-019-00596-x