Abstract
Hyperarousal is a critical component of insomnia, particularly at bedtime when individuals are trying to fall asleep. The current study evaluated the effect of a novel, acute behavioral experimental manipulation (combined immersive audio-visual relaxation and biofeedback) in reducing bedtime physiological hyperarousal in women with insomnia symptoms. After a clinical/adaptation polysomnographic (PSG) night, sixteen women with insomnia symptoms had two random-order PSG nights: immersive audio-visual respiratory bio-feedback across the falling asleep period (manipulation night), and no pre-sleep arousal manipulation (control night). While using immersive audio-visual respiratory bio-feedback, overall heart rate variability was increased and heart rate (HR) was reduced (by ~ 5 bpm; p < 0.01), reflecting downregulation of autonomic pre-sleep arousal, relative to no-manipulation. HR continued to be lower during sleep, and participants had fewer awakenings and sleep stage transitions on the manipulation night relative to the control night (p < 0.05). The manipulation did not affect sleep onset latency or other PSG parameters. Overall, this novel behavioral approach targeting the falling asleep process emphasizes the importance of pre-sleep hyperarousal as a potential target for improving sleep and nocturnal autonomic function during sleep in insomnia.
Similar content being viewed by others
References
Baglioni, C., Battagliese, G., Feige, B., Spiegelhalder, K., Nissen, C., Voderholzer, U., et al. (2011). Insomnia as a predictor of depression: A meta-analytic evaluation of longitudinal epidemiological studies. Journal of Affective Disorders, 135(1–3), 10–19.
Baglioni, C., Regen, W., Teghen, A., Spiegelhalder, K., Feige, B., Nissen, C., et al. (2014). Sleep changes in the disorder of insomnia: A meta-analysis of polysomnographic studies. Sleep Medicine Reviews, 18(3), 195–213.
Bastien, C., Vallières, A., & Morin, C. (2001). Validation of the Insomnia Severity Index as an outcome measure for insomnia research. Sleep Medicine, 2(4), 297–307.
Baust, W., & Bohnert, B. (1969). The regulation of heart rate during sleep. Experimental Brain Research, 7(2), 169–180.
Beck, A., Steer, R., & Brown, G. (1996). Beck depression inventory-II (BDI-II). San Antonio, TX: Psychological Corporation.
Bonnet, M., & Arand, D. (2010). Hyperarousal and insomnia: State of the science. Sleep Medicine Reviews, 14(1), 9–15.
Buysse, D., Reynolds, C., III, Monk, T., Berman, S., & Kupfer, D. (1989). The Pittsburgh Sleep Quality Index: A new instrument for psychiatric practice and research. Psychiatry Research, 28(2), 193–213.
Cervena, K., Espa, F., Perogamvros, L., Perrig, S., Merica, H., & Ibanez, V. (2014). Spectral analysis of the sleep onset period in primary insomnia. Clinical Neurophysiology, 125(5), 979–987.
Cortoos, A., De Valck, E., Arns, M., Breteler, M., & Cluydts, R. (2010). An exploratory study on the effects of tele-neurofeedback and tele-biofeedback on objective and subjective sleep in patients with primary insomnia. Applied Psychophysiology and Biofeedback, 35(2), 125–134.
de Zambotti, M., Cellini, N., Baker, F., Colrain, I., Sarlo, M., & Stegagno, L. (2014). Nocturnal cardiac autonomic profile in young primary insomniacs and good sleepers. International Journal of Psychophysiology, 93(3), 332–339.
de Zambotti, M., Covassin, N., De Min, T. G., Sarlo, M., & Stegagno, L. (2011). Sleep onset and cardiovascular activity in primary insomnia. Journal of Sleep Research, 20(2), 318–325.
de Zambotti, M., Covassin, N., Sarlo, M., De Min, T. G., Trinder, J., & Stegagno, L. (2013). Nighttime cardiac sympathetic hyper-activation in young primary insomniacs. Clinical Autonomic Research, 23(1), 49–56.
de Zambotti, M., Sugarbaker, D., Trinder, J., Colrain, I., & Baker, F. (2016). Acute stress alters autonomic modulation during sleep in women approaching menopause. Psychoneuroendocrinology, 66, 1–10.
de Zambotti, M., Trinder, J., Colrain, I., & Baker, F. (2017). Menstrual cycle-related variation in autonomic nervous system functioning in women in the early menopausal transition with and without insomnia disorder. Psychoneuroendocrinology, 75, 44–51.
de Zambotti, M., Trinder, J., Silvani, A., Colrain, I., & Baker, F. C. (2018). Dynamic coupling between the central and autonomic nervous systems during sleep: A review. Neuroscience and Biobehavioral Reviews, 90, 84–103. https://doi.org/10.1016/j.neubiorev.2018.03.027
de Zambotti, M., Willoughby, A. R., Sassoon, S. A., Colrain, I. M., & Baker, F. C. (2015). Menstrual cycle-related variation in physiological sleep in women in the early menopausal transition. Journal of Clinical Endocrinology and Metabolism, 100(8), 2918–2926.
Dodds, K. L., Miller, C. B., Kyle, S. D., Marshall, N. S., & Gordon, C. J. (2017). Heart rate variability in insomnia patients: A critical review of the literature. Sleep Medicine Reviews, 33, 88–100.
Ebben, M., Kurbatov, V., & Pollak, C. (2009). Moderating laboratory adaptation with the use of a heart-rate variability biofeedback device (StressEraser). Applied Psychophysiology and Biofeedback, 34(4), 245–249.
Edinger, J., Fins, A., Sullivan, R., Jr., Marsh, G., Dailey, D., Hope, T., et al. (1997). Sleep in the laboratory and sleep at home: Comparisons of older insomniacs and normal sleepers. Sleep, 20(12), 1119–1126.
Farina, B., Dittoni, S., Colicchio, S., Testani, E., Losurdo, A., Gnoni, V., et al. (2014). Heart rate and heart rate variability modification in chronic insomnia patients. Behavioral Sleep Medicine, 12(4), 290–306.
Freedman, R. (1986). EEG power spectra in sleep-onset insomnia. Electroencephalography and Clinical Neurophysiology, 63(5), 408–413.
Freedman, R., & Sattler, H. (1982). Physiological and psychological factors in sleep-onset insomnia. Journal of Abnormal Psychology, 91(5), 380–389.
Hall, M., Vasko, R., Buysse, D., Ombao, H., Chen, Q., Cashmere, J., et al. (2004). Acute stress affects heart rate variability during sleep. Psychosomatic Medicine, 66(1), 56–62.
Harvey, A. (2000). Pre-sleep cognitive activity: A comparison of sleep-onset insomniacs and good sleepers. British Journal of Clinical Psychology, 39, 275–286.
Harvey, A. (2002). A cognitive model of insomnia. Behaviour Research and Therapy, 40(8), 869–893.
Harvey, K., & Espie, C. (2004). Development and preliminary validation of the Glasgow Content of Thoughts Inventory (GCTI): A new measure for the assessment of pre-sleep cognitive activity. British Journal of Clinical Psychology, 43(Pt 4), 409–420.
Harvey, A., & Payne, S. (2002). The management of unwanted pre-sleep thoughts in insomnia: Distraction with imagery versus general distraction. Behaviour Research and Therapy, 40(3), 267–277.
Iber, C. (2007). The AASM manual for the scoring of sleep and associated events: Rules, terminology and technical specifications. Darien: American Academy of Sleep Medicine.
Krasnikov, G., Tyurina, M., Tankanag, A., Piskunova, G., & Chemeris, N. (2013). Analysis of heart rate variability and skin blood flow oscillations under deep controlled breathing. Respiratory Physiology & Neurobiology, 185(3), 562–570.
Lamarche, C., & Ogilvie, R. (1997). Electrophysiological changes during the sleep onset period of psychophysiological insomniacs, psychiatric insomniacs, and normal sleepers. Sleep, 20(9), 724–733.
Léger, D., & Bayon, V. (2010). Societal costs of insomnia. Sleep Medicine Reviews, 14(6), 379–389.
Lehrer, P. M., & Gevirtz, R. (2014). Heart rate variability biofeedback: How and why does it work? Frontiers in Psychology, 5, 756.
Liu, G.-Z., Guo, Y.-W., Zhu, Q.-S., Huang, B.-Y., & Wang, L. (2011). Estimation of respiration rate from three-dimensional acceleration data based on body sensor network. Telemedicine and E-Health, 17(9), 705–711.
Merica, H., & Gaillard, J. (1992). The EEG of the sleep onset period in insomnia: A discriminant analysis. Physiology & Behavior, 52(2), 199–204.
Morin, C. M., Belleville, G., Bélanger, L., & Ivers, H. (2011). The Insomnia Severity Index: Psychometric indicators to detect insomnia cases and evaluate treatment response. Sleep, 34(5), 601–608.
Morin, C., LeBlanc, M., Daley, M., Gregoire, J., & Mérette, C. (2006). Epidemiology of insomnia: Prevalence, self-help treatments, consultations, and determinants of help-seeking behaviors. Sleep Medicine, 7(2), 123–130.
Nicassio, P., Mendlowitz, D., Fussell, J., & Petras, L. (1985). The phenomenology of the pre-sleep state: The development of the pre-sleep arousal scale. Behaviour Research and Therapy, 23(3), 263–271.
Ohayon, M. (2002). Epidemiology of insomnia: What we know and what we still need to learn. Sleep Medicine Reviews, 6(2), 97–111.
Ohayon, M. M., & Reynolds, C. F., III. (2009). Epidemiological and clinical relevance of insomnia diagnosis algorithms according to the DSM-IV and the International Classification of Sleep Disorders (ICSD). Sleep Medicine, 10(9), 952–960.
Perlis, M. L., Ellis, J. G., Kloss, J. D., & Riemann, D. W. (2017). Chapter 82—Etiology and pathophysiology of insomnia. In M. Kryger, T. Roth, & W. C. Dement (Eds.), Principles and practice of sleep medicine (6th ed., pp. 769–784). Amsterdam: Elsevier.
Repetto, C., Gaggioli, A., Pallavicini, F., Cipresso, P., Raspelli, S., & Riva, G. (2013). Virtual reality and mobile phones in the treatment of generalized anxiety disorders: A phase-2 clinical trial. Personal and Ubiquitous Computing, 17(2), 253–260.
Riemann, D. (2007). Insomnia and comorbid psychiatric disorders. Sleep Medicine, 8, S15–S20.
Riemann, D., Spiegelhalder, K., Feige, B., Voderholzer, U., Berger, M., Perlis, M., et al. (2010). The hyperarousal model of insomnia: A review of the concept and its evidence. Sleep Medicine Reviews, 14(1), 19–31.
Robertson, J., Broomfield, N., & Espie, C. (2007). Prospective comparison of subjective arousal during the pre-sleep period in primary sleep-onset insomnia and normal sleepers. Journal of Sleep Research, 16(2), 230–238.
Sakakibara, M., Hayano, J., Oikawa, L., Katsamanis, M., & Lehrer, P. (2013). Heart rate variability biofeedback improves cardiorespiratory resting function during sleep. Applied Psychophysiology and Biofeedback, 38(4), 265–271.
Schutte-Rodin, S., Broch, L., Buysse, D., Dorsey, C., & Sateia, M. (2008). Clinical guideline for the evaluation and management of chronic insomnia in adults. Journal of Clinical Sleep Medicine, 4(5), 487–504.
Sofi, F., Cesari, F., Casini, A., Macchi, C., Abbate, R., & Gensini, G. (2014). Insomnia and risk of cardiovascular disease: A meta-analysis. European Journal of Preventive Cardiology, 21(1), 57–64.
Song, H., & Lehrer, P. (2003). The effects of specific respiratory rates on heart rate and heart rate variability. Applied Psychophysiology and Biofeedback, 28(1), 13–23.
Soules, M., Sherman, S., Parrott, E., Rebar, R., Santoro, N., Utian, W., et al. (2001). Executive summary: Stages of reproductive aging workshop (STRAW). Climacteric, 4(4), 267–272.
Spielberger, C., Gorsuch, R., Lushene, R., Vagg, P., & Jacobs, G. (1983). Manual for the state-trait anxiety inventory: STAI (Form Y). Palo Alto: Consulting Psychologists Press.
Staner, L., Cornette, F., Maurice, D., Viardot, G., Le Bon, O., Haba, J., et al. (2003). Sleep microstructure around sleep onset differentiates major depressive insomnia from primary insomnia. Journal of Sleep Research, 12(4), 319–330.
Trinder, J. (2007). Cardiac activity and sympathovagal balance during sleep. Sleep Medicine Clinics, 2(2), 199–208.
Trinder, J., Kleiman, J., Carrington, M., Smith, S., Breen, S., Tan, N., et al. (2001). Autonomic activity during human sleep as a function of time and sleep stage. Journal of Sleep Research, 10(4), 253.
van Straten, A., van der Zweerde, T., Kleiboer, A., Cuijpers, P., Morin, C., & Lancee, J. (2017). Cognitive and behavioral therapies in the treatment of insomnia: A meta-analysis. Sleep Medicine Reviews, 38, 3–16.
Wuyts, J., De Valck, E., Vandekerckhove, M., Pattyn, N., Bulckaert, A., Berckmans, D., et al. (2012). The influence of pre-sleep cognitive arousal on sleep onset processes. International Journal of Psychophysiology, 83(1), 8–15.
Zachariae, R., Lyby, M., Ritterband, L., & O’Toole, M. (2016). Efficacy of internet-delivered cognitive-behavioral therapy for insomnia-A systematic review and meta-analysis of randomized controlled trials. Sleep Medicine Reviews, 30, 1–10.
Acknowledgements
We would like to thank Justin Greco, Lena Kardos, David Dresser and Sarah Inkelis, for their effort in the data collection process.
Funding
This study was funded by the National Institutes of Health (NIH), Grant HL103688 (FCB).
Author information
Authors and Affiliations
Corresponding author
Ethics declarations
Conflict of interests
Massimiliano de Zambotti, Fiona C. Baker, and Ian M. Colrain have received research funding unrelated to this work from Fitbit Inc., Ebb Therapeutics Inc., and International Flavors & Fragrances Inc. Mikhail Sizintsev, Stephanie Claudatos and Giacinto Barresi declared no conflict of interest.
Human and animal rights and informed consent
All procedures followed were in accordance with ethical standards of the responsible committee on human experimentation (institutional and national) and with the Helsinki Declaration of 1975, as revised in 2000. Informed consent was obtained from all patients for being included in the study.
Additional information
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Rights and permissions
About this article
Cite this article
de Zambotti, M., Sizintsev, M., Claudatos, S. et al. Reducing bedtime physiological arousal levels using immersive audio-visual respiratory bio-feedback: a pilot study in women with insomnia symptoms. J Behav Med 42, 973–983 (2019). https://doi.org/10.1007/s10865-019-00020-9
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s10865-019-00020-9