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Bayesian Estimation for Diagnostic Testing of Biosecurity Risk Material in the Absence of a Gold Standard when Test Data are Incomplete

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Abstract

Diagnostic testing is used by biosecurity officers for the detection and identification of plant and animal pathogens, often informing high-consequence decisions such as restricting the entry of trade goods. It is rare that such tests can be considered gold standards; however, uncertainty can be reduced by using the results of other tests, measuring performance on samples of known status and incorporating prior knowledge from expert judgement. This article presents an extension to the methods of Joseph et al. (Am J Epidemiol 141:263–272, 1995), and Dendukuri and Joseph (Biometrics 57:158–167, 2001) for Bayesian estimation in the absence of a gold standard test, which allows for the use of incomplete test data. This extension is demonstrated with a novel application: the case study of myrtle rust from Holliday et al. (Plant Dis 97:828–834, 2013), which involves samples from potential biosecurity risk material on importation pathways to Australia. The samples were tested at two laboratories, and prior estimates for pathway prevalence were obtained by expert elicitation. The Bayesian estimation was based on a model with and without covariances for the test results to assess the assumption of conditional independence. The results show that pathogen prevalence, diagnostic sensitivity and diagnostic specificity can be estimated using all available data even where some samples have been subject to only one of two available tests. The results also indicate the importance of consideration of the assumption of conditional independence. The findings enable diagnostic testing laboratories and decision makers to make use of all test results and to explicitly incorporate prior knowledge to estimate pathogen prevalence and test accuracy.

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Acknowledgments

This study was supported by the Australian Centre of Excellence for Risk Analysis (now named the Centre of Excellence for Biosecurity Risk Analysis). We sincerely thank the experts who participated in the elicitation of priors, the biosecurity officers and volunteers who facilitated the collection of samples, and the scientists who performed the laboratory testing. We are also very grateful to Andrew Robinson, Bonnie Wintle, Marissa McBride and Mark Burgman for their advice. Finally, we appreciate the time taken by two anonymous reviewers for providing detailed comments which have greatly improved the manuscript.

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Correspondence to Sandra Jane Clarke.

Conditional Distributions for Gibbs Sampler

Conditional Distributions for Gibbs Sampler

1.1 Assuming Conditional Independence

Letting \(Y_{\cdot }=\sum Y_{i}\),

$$\begin{aligned} Y_{1}\mid n_1\pi ,S_1,C_1, S_2, C_2&\sim \hbox {Binomial}\Big (n_{1},\frac{\pi S_1S_2}{\pi S_1S_2+(1-\pi )(1-C_1)(1-C_2)}\Big )\\ Y_{2}\mid n_2\pi ,S_1,C_1,S_2, C_2&\sim \hbox {Binomial}\Big (n_{2},\frac{\pi S_1(1-S_2)}{\pi S_1(1-S_2)+(1-\pi )(1-C_1)C_2}\Big )\\ Y_{3}\mid n_3\pi ,S_1,C_1,S_2,C_2&\sim \hbox {Binomial}\Big (n_{3},\frac{\pi (1-S_1)S_2}{\pi (1-S_1)S_2+(1-\pi )C_1(1-C_2)}\Big )\\ Y_{4}\mid n_4\pi ,S_1,C_1,S_2,C_2&\sim \hbox {Binomial}\Big (n_{4},\frac{\pi (1-S_1)(1-S_2)}{\pi (1-S_1)(1-S_2)+(1-\pi )C_1C_2}\Big )\\ Y_{5}\mid n_5\pi ,S_1,C_1&\sim \hbox {Binomial}\Big (n_{5},\frac{\pi S_1}{\pi S_1+(1-\pi _i)(1-C_1)}\Big )\\ Y_{6}\mid n_6\pi ,S_1,C_1&\sim \hbox {Binomial}\Big (n_{6},\frac{\pi (1-S_1)}{\pi (1-S_1)+(1-\pi )C_1}\Big )\\ Y_{7}\mid n_7\pi ,S_2,C_2&\sim \hbox {Binomial}\Big (n_{7},\frac{\pi S_2}{\pi S_2+(1-\pi )(1-C_2)}\Big )\\ Y_{8}\mid n_8\pi ,S_2,C_2&\sim \hbox {Binomial}\Big (n_{8},\frac{\pi (1-S_2)}{\pi (1-S_2)+(1-\pi )C_2}\Big )\\ \pi \mid N, Y_{\cdot }&\sim \hbox {Beta}(Y_{\cdot }+\alpha _{\pi },N-Y_{\cdot }+\beta _{\pi })\\ S_1\mid Y_{1},Y_{2},Y_{3},Y_{4},Y_{5},Y_{6}, \alpha _{S1}, \beta _{S1}&\sim \hbox {Beta}(Y_{1}+Y_{2}+Y_{5}+\alpha _{S1},Y_{3}+Y_{4}+Y_{6}+\beta _{S1})\\ S_2\mid Y_1,Y_{2},Y_{3},Y_{4}, Y_{7},Y_{8}, \alpha _{S_2}, \beta _{S_2}&\sim \hbox {Beta}(Y_{1}+Y_{3}+Y_{7}+\alpha _{S_2},Y_{2}+Y_{4}+Y_{8}+\beta _{S_2})\\ C_1\mid Y_{1},Y_{2},Y_{3},Y_{4},Y_{5},Y_{6}, \alpha _{C_1}, \beta _{C_1}&\sim \hbox {Beta}(n_{3}+n_{4}+n_{6}-(Y_{3}+Y_{4}+Y_{6})+\alpha _{C_1},\\&n_{1}+n_{2}+n_{5}-(Y_{1}+Y_{2}+Y_{5})+\beta _{C_1})\\ C_2\mid Y_{1},Y_{2},Y_{3},Y_{4},Y_{7},Y_{8}, \alpha _{C_2}, \beta _{C_2}&\sim \hbox {Beta}(n_{2}+n_{4}+n_{8}-Y_{2}-Y_{4}-Y_{8}+\alpha _{C_2},\\&n_{1}+n_{3}+n_{7}-Y_{1}-Y_{3}-Y_{7}+\beta _{C_2}) \end{aligned}$$

1.2 Allowing for Conditional Independence

The following posterior distributions do not have a known form so sampling importance resampling (Rubin 1988) was used to sample the values at each iteration. Letting \(Y_{\cdot }=\sum Y_{i}, u_s=min(S_1,S_2)-S_1S_2\) and \(u_c=min(C_1,C_2)-C_1C_2\),

$$\begin{aligned} Y_{1}\mid n_1\pi ,S_1,C_1, S_2, C_2, covs, covc&\sim \hbox {Binomial}\Big (n_{1},\frac{\pi (S_1S_2+covs)}{\pi (S_1S_2+covs)+(1-\pi )((1-C_1)(1-C_2)+covc)}\Big )\\ Y_{2}\mid n_2\pi ,S_1,C_1,S_2, C_2, covs, covc&\sim \hbox {Binomial}\Big (n_{2},\frac{\pi (S_1(1-S_2)-covs)}{\pi (S_1(1-S_2)-covs)+(1-\pi )((1-C_1)C_2-covc)}\Big )\\ Y_{3}\mid n_3\pi ,S_1,C_1,S_2,C_2, covs, covc&\sim \hbox {Binomial}\Big (n_{3},\frac{\pi ((1-S_1)S_2-covs)}{\pi ((1-S_1)S_2-covs)+(1-\pi )(C_1(1-C_2)-covc)}\Big )\\ Y_{4}\mid n_4\pi ,S_1,C_1,S_2,C_2, covs, covc&\sim \hbox {Binomial}\Big (n_{4},\frac{\pi ((1-S_1)(1-S_2)+covs)}{\pi ((1-S_1)(1-S_2)+covs)+(1-\pi )(C_1C_2+covc)}\Big )\\ Y_{5}\mid n_5\pi ,S_1,C_1&\sim \hbox {Binomial}\Big (n_{5},\frac{\pi S_1}{\pi S_1+(1-\pi _i)(1-C_1)}\Big )\\ Y_{6}\mid n_6\pi ,S_1,C_1&\sim \hbox {Binomial}\Big (n_{6},\frac{\pi (1-S_1)}{\pi (1-S_1)+(1-\pi )C_1}\Big )\\ Y_{7}\mid n_7\pi ,S_2,C_2&\sim \hbox {Binomial}\Big (n_{7},\frac{\pi S_2}{\pi S_2+(1-\pi )(1-C_2)}\Big )\\ Y_{8}\mid n_8\pi ,S_2,C_2&\sim \hbox {Binomial}\Big (n_{8},\frac{\pi (1-S_2)}{\pi (1-S_2)+(1-\pi )C_2}\Big ) \end{aligned}$$
$$\begin{aligned} \pi \mid N, Y_{\cdot } \sim \hbox {Beta}(Y_{\cdot }+\alpha _{\pi },N-Y_{\cdot }+\beta _{\pi })&\\ p(S_1\mid Y_{1},Y_{2},Y_{3},Y_{4},Y_{5},Y_{6}, S_2,\alpha _{S_1},\beta _{S_1}, \beta _{covs})&\propto (S_1S_2+covs)^{Y_1}(S_1(1-S_2)\\&\quad -covs)^{Y_2}((1-S_1)S_2-covs)^{Y_3}\\&\times ((1-S_1)(1-S_2)+covs)^{Y_4}\\&\quad S_1^{Y_5}(1-S_1)^{Y_6}S_1^{\alpha _{S_1}-1}(1-S_1)^{\beta _{S_1}-1}\\&\quad (u_s-covs)^{\beta _{covs}-1}\\ p(S_2\mid Y_1,Y_{2},Y_{3},Y_{4}, Y_{7},Y_{8}, S_1,\alpha _{S_2},\beta _{S_2}, \beta _{covs})&\propto (S_1S_2+covs)^{Y_1}(S_1(1-S_2)\\&\quad -covs)^{Y_2}((1-S_1)S_2-covs)^{Y_3}\\&\times ((1-S_1)(1-S_2)+covs)^{Y_4}S_2^{Y_7}\\&\quad (1-S_2)^{Y_8}S_2^{\alpha _{S_2}-1}(1-S_2)^{\beta _{S_2}-1}\\&\quad (u_s-covs)^{\beta _{covs}-1}\\ p(C_1\mid Y_{1},Y_{2},Y_{3},Y_{4},Y_{5},Y_{6}, C_2,\alpha _{C_1},\beta _{C_1},\beta _{covc})&\propto ((1-C_1)(1-C_2)+covc)^{n_1-Y_1}\\&\quad ((1-C_1)C_2-covc)^{n_2-Y_2}\\&\quad (C_1(1-C_2)-covc)^{n_3-Y_3}\\&\times (C_1C_2+covc)^{n4-Y_4}(1-C_1)^{n_5-Y_5}\\&\quad C_1^{n_6-Y_6}C_1^{\alpha _{C_1}-1}(1-C_1)^{\beta _{C_1}-1}\\&\quad (u_c-covc)^{\beta _{covc}-1}\\ p(C_2\mid Y_{1},Y_{2},Y_{3},Y_{4},Y_{7},Y_{8}, C_1,\alpha _{C_2},\beta _{C_2}, \beta _{covc})&\propto ((1-C_1)(1-C_2)+covc)^{n_1-Y_1}\\&\quad ((1-C_1)C_2-covc)^{n_2-Y_2}\\&\quad (C_1(1-C_2)-covc)^{n_3-Y_3}\\&\times (C_1C_2+covc)^{n4-Y_4}(1-C_2)^{n_7-Y_7}\\&\quad C_2^{n_8-Y_8}C_2^{\alpha _{C_2}-1}(1-C_2)^{\beta _{C_2}-1}\\&\quad (u_c-covc)^{\beta _{covc}-1}\\ p(covs\mid S_1,S_2,Y_{1},Y_{2},Y_{3},Y_{4}, u_s,\alpha _{covs},\beta _{covs})&\propto (S_1S_2+covs)^{Y_1}(S_1(1-S_2)\\&\quad -covs)^{Y_2}((1-S_1)S_2-covs)^{Y_3}\\&\times ((1-S_1)(1-S_2)+covs)^{Y_4}\\&\quad covs^{\alpha _{covs-1}}(u_s-covs)^{\beta _{covs-1}}\\ p(covs\mid C_1,C_2,Y_{1},Y_{2},Y_{3},Y_{4}, u_c,\alpha _{covc},\beta _{covc})&\propto ((1-C_1)(1-C_2)+covc)^{n_1-Y_1}\\&\quad ((1-C_1)C_2-covc)^{n_2-Y_2}\\&\times (C_1(1-C_2)-covc)^{n_3-Y_3}\\&\quad (C_1C_2+covc)^{n4-Y_4} covc^{\alpha _{covc-1}}\\&\quad (u_c-covc)^{\beta _{covc-1}} \end{aligned}$$

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Clarke, S.J., Jones, S.A. Bayesian Estimation for Diagnostic Testing of Biosecurity Risk Material in the Absence of a Gold Standard when Test Data are Incomplete. JABES 20, 389–408 (2015). https://doi.org/10.1007/s13253-015-0214-5

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