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A Review of NICE Methods and Processes Across Health Technology Assessment Programmes: Why the Differences and What is the Impact?

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Abstract

Background

Decisions made by the National Institute for Health and Care Excellence (NICE) exert an influence on the allocation of resources within ‘fixed’ National Health Service budgets. Yet guidance for different types of health interventions is handled via different ‘programmes’ within NICE, which follow different methods and processes.

Objective

The objective of this research was to identify differences in the processes and methods of NICE health technology assessment programmes and to explore how these could impact on allocative efficiency within the National Health Service.

Methods

Data were extracted from the NICE technology appraisal programme, medical technologies guidance, diagnostic assessment programme, highly specialised technologies programme, and clinical guidelines process and methods manuals to undertake a systematic comparison. Five qualitative interviews were carried out with NICE members of staff and committee members to explore the reasons for the differences found.

Results

The main differences identified were in the required evidence review period, or lack thereof, mandatory funding status, the provision of a reference case for economic evaluation, the requirement for and the type of economic analysis undertaken, and the decision making criteria used for appraisal.

Conclusion

Many of the differences found can be justified on grounds of practicality and relevance to the health technologies under assessment. Nevertheless, from a strict utilitarian view, there are several potential areas of inefficiency that could lead to the misallocation of resources within the National Health Service, although some of these might be eliminated or reduced if an egalitarian view is taken. The challenge is determining where society is willing to trade health gains between different people.

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Acknowledgements

This project was undertaken by the first author while on placement at the Office of Health Economics, as part of the requirements of the MSc International Health Policy (Health Economics), LSE dissertation. All authors are grateful to colleagues at NICE for their support and input into this work. Views expressed in this article are those of the authors, and do not necessarily reflect those of NICE.

Author contributions

EC conducted the analysis and drafted the initial manuscript while on placement at Office of Health Economics, as part of the requirements of the MSc International Health Policy (Health Economics), LSE dissertation. GM and AC proposed to undertake the research and supervised EC. All authors contributed to revisions of this manuscript.

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Correspondence to Emma Cowles.

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Funding

The work was funded by the Office of Health Economics from the annual research grant it receives from the Association of the British Pharmaceutical Industry (ABPI).

Conflict of interest

The ABPI did not have any input into this work. Amanda Cole and Nancy Devlin declare no conflicts of interest. Emma Cowles conducted initial research whilst on a placement at the Office of Health Economics and currently works at the National Guideline Centre, Royal College of Physicians. The National Guideline Centre had no input into this work. Grace Marsden is a member of the NICE Guidelines Standing Committee C. The comparison of HTA programmes presented here was undertaken before this appointment commenced, and the views should not be considered to be those held by NICE or the updates committee.

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Cowles, E., Marsden, G., Cole, A. et al. A Review of NICE Methods and Processes Across Health Technology Assessment Programmes: Why the Differences and What is the Impact?. Appl Health Econ Health Policy 15, 469–477 (2017). https://doi.org/10.1007/s40258-017-0309-y

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