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Universal moral grammar: theory, evidence and the future

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Scientists from various disciplines have begun to focus attention on the psychology and biology of human morality. One research program that has recently gained attention is universal moral grammar (UMG). UMG seeks to describe the nature and origin of moral knowledge by using concepts and models similar to those used in Chomsky's program in linguistics. This approach is thought to provide a fruitful perspective from which to investigate moral competence from computational, ontogenetic, behavioral, physiological and phylogenetic perspectives. In this article, I outline a framework for UMG and describe some of the evidence that supports it. I also propose a novel computational analysis of moral intuitions and argue that future research on this topic should draw more directly on legal theory.

Introduction

This article outlines a framework for the study of human moral cognition, currently one of the liveliest topics in the cognitive sciences. The framework has come to be known as universal moral grammar (UMG) 1, 2, 3, 4, 5, 6 because it seeks to describe the nature and origin of moral knowledge by using concepts and models similar to those used in the study of language [7]. UMG shares many features with other important research programs in moral psychology 8, 9, 10, 11, 12, 13, 14, 15, particularly an emphasis on describing the operative principles of intuitive moral judgment and a departure from Kohlberg's [16] once-dominant paradigm, which shifted attention away from moral intuitions and towards the interpretive or ‘hermeneutic’ evaluation of articulate justifications. However, UMG also has certain distinctive characteristics that set it apart from other influential approaches, such as those of Greene [10], Haidt [11], Moll [12] and Sunstein [12]. First, UMG is organized around five main questions (Box 1), each of which has a direct parallel in linguistics and is interpreted in light of concepts that Chomsky used to clarify their linguistic counterparts, such as the distinctions between (i) competence and performance, (ii) descriptive and explanatory adequacy, and (iii) the perception and production problems 17, 18, 19. Second, UMG proceeds from assumptions that are mentalist, modular and nativist 1, 2, 3, 4, 5, 6, 17, 18, 19, 20, 21. Third, in keeping with Marr's [22] analysis of the three levels at which any information-processing task can be understood, UMG focuses special attention on the top level, the level of computational theory. The view it adopts is that, like other domains, an adequate scientific theory of moral cognition will often depend more on the computational problems that have to be solved than on the neurophysiological mechanisms in which those solutions are implemented [22].

Section snippets

Initial evidence

Initial evidence for UMG comes from multiple sources, including psychology, linguistics, anthropology and cognitive neuroscience. Although none of this evidence is univocal or conclusive, collectively it provides at least modest support for the hypothesis that humans possess an innate moral faculty that is analogous, in some respects, to the language faculty that has been postulated by Chomsky and other linguists.

First, developmental psychologists have discovered that the intuitive

Two fundamental arguments

In addition to providing an explanatory framework for these and related observations, UMG relies on two fundamental arguments: the argument for moral grammar and the argument from the poverty of the moral stimulus 6, 20. The argument for moral grammar holds that the properties of moral judgment imply that the mind contains a moral grammar: a complex and possibly domain-specific set of rules, concepts and principles that generates and relates mental representations of various types. Among other

Socratic method

The models in Figure 1 are abstract, but one can begin to put some flesh on the bones by squarely confronting the problem of descriptive adequacy. UMG attempts to solve this problem by the ‘Socratic’ method 6, 7 – that is, a method in which individuals are asked to provide their moral intuitions about a carefully selected class of real or hypothetical fact patterns. The cases are drawn primarily from various branches of law, such as criminal law, torts, contracts or agency. The aim is to

Deontic rules

Trolley problems are what jurists call ‘cases of necessity’ [39], and they can be solved by assuming individuals are intuitive lawyers who possess a natural readiness to compute mental representations of human acts in legally cognizable terms. In particular, an indefinitely large class of such cases can be explained by postulating tacit knowledge of two specific legal rules: the prohibition of intentional battery and the principle of double effect. The prohibition of intentional battery forbids

Intuitive legal appraisal

An important alternative to the moral grammar hypothesis is defended by Greene and colleagues 8, 9, 10. In their view, moral intuitions result from the complex interplay of at least two distinct processes: domain-specific, social–emotional responses that are inherited from our primate ancestors, and a uniquely human capacity for ‘sophisticated abstract reasoning that can be applied to any subject matter’ ([8], p. 519). However, while the authors’ evolutionary rationale is compelling, their

Concluding remarks

Chomsky transformed linguistics and cognitive science by showing that ordinary language is susceptible to precise formal analysis and by rooting principles of UG in the human bioprogram. UMG holds out the prospect of doing the same for aspects of ordinary human moral cognition. The first step in the inquiry is to identify a class of considered judgments and a set of rules or principles from which they can be derived [7]. Initial efforts to explain trolley-problem intuitions within this

Acknowledgements

The author wishes to thank Noam Chomsky, Joshua Greene, Rebecca Saxe, Joshua Tenenbaum, the anonymous referees and the editor for helpful feedback on previous versions of this article. The article draws from two unpublished manuscripts: Rawls’ linguistic analogy (J. Mikhail, PhD thesis, Cornell University, 2000) and Aspects of a theory of moral cognition (J. Mikhail, JD thesis, Stanford Law School, 2002).

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