Identifying species of individual trees using airborne laser scanner

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Abstract

Individual trees can be detected using high-density airborne laser scanner data. Also, variables characterizing the detected trees such as tree height, crown area, and crown base height can be measured. The Scandinavian boreal forest mainly consists of Norway spruce (Picea abies L. Karst.), Scots pine (Pinus sylvestris L.), and deciduous trees. It is possible to separate coniferous from deciduous trees using near-infrared images, but pine and spruce give similar spectral signals. Airborne laser scanning, measuring structure and shape of tree crowns could be used for discriminating between spruce and pine. The aim of this study was to test classification of Scots pine versus Norway spruce on an individual tree level using features extracted from airborne laser scanning data. Field measurements were used for training and validation of the classification. The position of all trees on 12 rectangular plots (50×20 m2) were measured in field and tree species was recorded. The dominating species (>80%) was Norway spruce for six of the plots and Scots pine for six plots. The field-measured trees were automatically linked to the laser-measured trees. The laser-detected trees on each plot were classified into species classes using all laser-detected trees on the other plots as training data. The portion correctly classified trees on all plots was 95%. Crown base height estimations of individual trees were also evaluated (r=0.84). The classification results in this study demonstrate the ability to discriminate between pine and spruce using laser data. This method could be applied in an operational context. In the first step, a segmentation of individual tree crowns is performed using laser data. In the second step, tree species classification is performed based on the segments. Methods could be developed in the future that combine laser data with digital near-infrared photographs for classification with the three classes: Norway spruce, Scots pine, and deciduous trees.

Introduction

Automatic measurements with high precision of position, height, and crown diameter of individual trees have been performed using airborne laser scanning in the forests of Europe (e.g., Hyyppä et al., 2001, Persson et al., 2002, Schardt et al., 2002). High-resolution laser scanning data is typically used to automatically generate a digital canopy model that describes the outer contour of the tree crowns. The airborne laser scanning technique can supply forest monitoring and management planning with information of most trees (e.g., position and tree size), which earlier was impossible to achieve with the same efficiency and precision. In many forest applications, it is important to know the tree species. Because the Swedish forests consist of 42% Norway spruce (Picea abies L. Karst.), 39% Scots pine (Pinus sylvestris L.), and 19% deciduous (Anon, 2002), classification into these three species classes would be useful for several applications related to planning of forest management activities. Knowing the species of individual trees is also useful for three-dimensional (3D) visualization of the forest landscape and for monitoring ecosystem functions.

Recent development of the Global Positioning System (GPS) and Inertial Navigation Systems (INS) now makes it possible to determine the orientation of a sensor with high precision without using any ground control points. Several types of airborne sensors, e.g., digital frame cameras, airborne laser scanners, and multi-spectral scanners, are therefore becoming more operational for identification and classification of objects on the ground. Some researchers have been developing algorithms for tree detection and classification from high-resolution images. To automatically find individual trees in aerial images, several methods have been developed (e.g., Brandtberg & Walter, 1998, Dralle, 1997, Erikson, 2001, Gougeon, 1999, Pollock, 1996). For tree species classification, features describing branch structure, crown shape, and color have been extracted from low-altitude aerial images (e.g., Brandtberg, 1999, Brandtberg, 2002).

Airborne laser scanners have been tested for estimation of tree species-proportions in forest stands. Törmä (2000) concluded that only using 3D-coordinates was not enough for estimating tree species-proportions with high accuracy in forest stands. Törmä proposed that better results would probably be achieved with detection of single trees and by using intensity data from the laser. In Finland, a vector model of individual trees based on laser data has been developed (Pyysalo & Hyyppä, 2002). This vector model could be used for tree species classification.

In this study, the objectives were to (1) find features in laser data useful for discriminating between Scots pine (P. sylvestris L.) and Norway spruce (P. abies L. Karst.) and; (2) validate the classification in different forest types. Discrimination between the two tree species used the following strategy. First, segmentation of individual trees was done using the digital canopy model generated from laser data. Second, tree height and crown area were derived. Third, a number of variables were extracted from the laser data to separate between segments with pine and spruce trees by finding typical characteristics of the crown shape and structure. For operational classification of Norway spruce, Scots pine and deciduous trees, it would be an advantage to combine the laser scanner with a sensor which measures the reflectance of near-infrared light. Near-infrared images are useful for separating between conifers and deciduous trees while conifers usually reflect a similar amount of near-infrared light (Lillesand & Kiefer, 1994). For example, Meyer, Staenz, and Itten (1996) classified tree species of individual trees using near-infrared photos where segments with individual tree crowns had been manually digitized. They report classification accuracies of 100% for both beech (Fagus sylvatica L.) and Silver fir (Abies alba Mill.) but lower classification accuracies for spruce and pine. Thus, laser-generated segments with deciduous trees could be separated from conifers using values of the pixels within the segment from near-infrared imagery and laser data, capturing tree shape and branch structure, could be used to separate between Scots pine and Norway spruce.

Section snippets

Study area

The test area Remningstorp located in Sweden (lat. 58°30′N, long. 13°40′E) was used. The most common tree species were Norway spruce (P. abies L. Karst.), Scots pine (P. sylvestris L.) and birch (Betula spp.). The area had a variation in elevation of 120–145 m above sea level.

Laser data

Laser data used in this study was a subset of the laser data used in an earlier study and is described in Persson et al. (2002): The laser data acquisition was performed on 13 September 2000 using TopEye, an airborne laser

Analysis methods

In an earlier study, a method to extract individual trees from laser data was developed and validated (Persson et al., 2002). The tree crown segmentation from this earlier study was used as the first step for the tree species classification in this study. All laser points within each crown segment were grouped together to form the point cloud belonging to each tree. To separate spruce and pine trees, different variables were derived from the point clouds to capture variations in the crown

Results

There was a high correlation (r=0.84) between field-measured crown base height and laser-measured crown base height for 135 sample trees (Fig. 4). The crown base height was on average overestimated by 0.75 m. The root-mean-square-error was 2.82 m. The crown base height was usually more overestimated with laser data for trees with a low crown base height compared with trees with a higher crown base height.

The classification was performed for all possible combinations of the eight selected

Discussion

The overestimation of the crown base height could be explained by the use of a too low measuring density to cover a long crown. On the other hand, crown base height was overestimated in Finland (Pyysalo & Hyyppä, 2002) with 3.0 m despite a higher measurement density (10 points/m2). The authors suggested that echoes from the lowest branches might not be registered because the system only measures one echo from each emitted pulse. In this study, a different airborne laser scanner system was used.

Conclusions

In this study, promising results, with an overall classification accuracy of 95%, are reported for classification of Scots pine and Norway spruce. In general, pine trees were more often misclassified compared with spruce trees. The crown base height was measured in field and laser scanning estimations of this variable could therefore be compared with field measurements (r=0.84). The crown base height was usually overestimated for trees with long tree crowns. The classification on a specific

Acknowledgements

The authors would like to thank Dr. Ulf Söderman, Dr. Kenneth Olofsson, Professor Håkan Olsson, Dr. Mats Nilsson, and Heather Reese for their advice and comments on the manuscript. We would like to thank Håkan Sterner and the staff at TopEye AB for delivering a high-quality laser data set. We would also like to thank Magnus Elmqvist for making it possible for us to use the active contour algorithm he developed. The high-accuracy field measurements were performed by Johan Dammström and Bernt

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