A search of the literature was done on PubMed using the keywords “anal squamous cell carcinoma”, “anal cancer”, “anal intraepithelial carcinoma”, paired with important markers involved in the cell cycle or cell proliferation (eg, “p53” and “epidermal growth factor receptor”), “apoptosis”, “angiogenesis”, and “human papilloma virus”. Only English language studies were considered. Further studies were identified by searching manually and cross-referencing the bibliographies of relevant reports.
ReviewMolecular biology of anal squamous cell carcinoma: implications for future research and clinical intervention
Introduction
Anal squamous cell carcinoma is the most common histological type of malignant disease of the anal canal. Anatomically, the anal canal is defined as the last 3–5 cm of the gastrointestinal tract between the anorectal junction and the anal verge. The region proximal to the dentate line, which is visible macroscopically, is lined by columnar epithelia, and the region distal to the dentate line is lined by stratified squamous epithelia. At the junction between the columnar and squamous epithelia is a 6–12 mm transitional zone containing cells of varying types including unkeratinised squamous, transitional, basal, cuboidal, and columnar cells. This heterogeneous histological zone gives rise to most anal squamous cell carcinomas,1, 2 although the specific cell of origin has no apparent effect on treatment or outcome.3
The incidence of anal squamous cell carcinoma is 0·2–4·4 per 100 000 people per year with a female predominance.4 The incidence has risen around the world over the past three decades,5, 6, 7 particularly in men who have sex with men (35 per 100 000 per year) and those with HIV (75–135 per 100 000 per year).8 Nevertheless, the standard treatment for anal cancer, which consists of chemoradiotherapy with fluorouracil and mitomycin C, has remained essentially unchanged since this sphincter-preserving strategy was first proposed.9 The main advances since that time have been in the use of intensity-modulated radiation therapy that tailors radiation distribution to the tumour target,10 and in the use of cisplatin, which has shown similar efficacy to fluorouracil and mitomycin C in a large randomised trial.11 For non-metastatic disease, 5-year survival rates range from 39·6% to 69·5% depending on overall stage.12 3-year progression-free survival is only 62–67% for those patients with a high disease stage (T3–4), and 68% in those with node-positive disease.13 Up to 25% of patients relapse, mainly within the first 3 years of completing chemoradiotherapy.14 Locoregional persistence or recurrence is the most common type of relapse for patients with anal cancer, with the only chance of cure being salvage surgery in the form of a radical abdominoperineal resection, resulting in a permanent colostomy, and with 5-year survival rates ranging from 40% to 60%. This surgery is very morbid, and results in further local relapse in 40–50% of patients.15 At present, patients with anal squamous cell carcinoma who either are not eligible for salvage surgery, have relapse after surgery, or have metastatic disease, are considered for a systemic chemotherapy regimen, but with 5-year survival rates of 15%.12
These approaches to treatment and their respective outcomes highlight several important aspects in the management of patients with anal cancer. First, although clinicopathological staging using the TNM model12 provides relative consistency throughout clinical trials in predicting patients' response to treatment, it is not perfectly reliable as there is some heterogeneity in responses for individual patients in the same stage of cancer, which suggests that sensitivity to chemoradiation is somewhat heterogeneous. There is no way of predicting response to standard chemoradiotherapy, where some patients derive little benefit or are left with substantial late and morbid toxic effects.
Due to the relative rarity of anal squamous cell carcinoma and the reasonable responses to primary chemoradiotherapy, it is difficult to undertake suitable trials for the proportion of patients who have local disease relapse after surgery or who have metastatic disease. Consequently, there have been few advances in available treatment options for these patient populations. The most recent National Comprehensive Cancer Network guidelines16 for metastatic anal cancer remain broad, but acknowledge that only cisplatin-based chemotherapy is recommended as a treatment option for patients with anal cancer, as no other regimens have shown efficacy.
The DNA of human papillomavirus (HPV) is present in 88% of cancers and in most anal precursor lesions, and is recognised as the main cause of anal squamous cell carcinoma.17, 18 This nomenclature has been updated to squamous intraepithelial lesions of the anus: low-grade squamous intraepithelial lesions, analogous to anal intraepithelial neoplasia I, or high-grade squamous intraepithelial lesions, analogous to anal intraepithelial neoplasia II/III.19 Much research has been done to attempt to elucidate the molecular mechanisms by which HPV is associated with the development of anal intraepithelial neoplasia with subsequent progression to squamous cell carcinoma. This knowledge can hopefully then be exploited to offer novel therapeutic options. As knowledge on the molecular biology of anal cancer is scarce, parallels are often drawn from what is known regarding other HPV-related cancers, especially cervical cancer and head and neck squamous cell carcinoma. Most of the translational research in anal squamous cell carcinoma has been directed at identifying prognostic and predictive biomarkers in the hope they might lead to the development of tailored individualised therapy, and the ability to predict response to treatment, and hence improve patient outcomes.
Few preclinical models to test novel therapies have been reported for anal squamous cell carcinoma. These include a cell line derived from a lymph node metastasis,20 two transgenic mouse models,21, 22 and a xenograft from a single patient.23 In this Review, we discuss the results of these diverse approaches in improving our knowledge and treatment options for patients with anal squamous cell carcinoma.
Section snippets
HPV: genome structure and function
The HPV genome is a double-stranded circular DNA that becomes integrated into the host genome of stratified epithelial cells. HPV DNA integration might occur in high-grade squamous intraepithelial lesions, with higher frequency in malignant lesions, although these might contain a mixture of integrated and episomal DNA.24 The HPV genome encodes for early structural genes (E1, E2, E4, E5, E6, and E7) implicated in viral replication, and late structural genes (L1–L2). In fact, the L1 capsid
Pathways to cancer
The overwhelming prevalence of HPV in anal intraepithelial neoplasia and anal carcinoma has been substantiated by a meta-analysis of 93 studies.18 HPV was identified in 93·9% of anal intraepithelial neoplasia II/III and in 84·3% of anal squamous cell carcinomas. Another systematic review identified 85·1% of squamous cell carcinomas as positive for HPV16, and only 7·2% for HPV18, the two most common genotypes of HPV that confer a high risk for cancer.32, 33 These data suggest that HPV infection,
Mechanisms for immune evasion
HPV can escape usual surveillance by the immune system through various mechanisms, only some of which are described in this Review.24, 39 The keratinocyte is the target cell of HPV, and the infectious cycle is tailored to take advantage of the differentiation programme of these cells. As the keratinocyte matures towards a terminally differentiated squame, it is programmed for death and desquamation. During this process the virus replicates and is released when the cell dies. As the cell death
Role of HIV
The much higher risk of HPV-mediated progression to anal squamous cell carcinoma in people with HIV is a matter of great interest. Anal squamous cell carcinoma develops up to two decades earlier in men with HIV, with persistence of HPV infection being one of the contributing factors.45 More advanced immunosuppression, as evidenced by lower CD4 counts, has been shown to increase the risk of anal squamous cell carcinoma in patients with HIV.8 The exact mechanisms by which HIV-mediated altered
Tumour suppressor genes and loss of heterozygosity
Expression of the E6 and E7 oncogenes are not sufficient for cancer progression. Loss of heterozygosity is a mechanism of genomic instability that leads to the inactivation of tumour suppressor genes. A review by Gervaz and colleagues45 summarised the findings of a few studies investigating the molecular biology of squamous cell carcinoma of the anus, all of which consisted of fewer than 20 patients. The consistent finding in cytogenetic,47 comparative genomic hybridisation48 and polymerase
EGFR
EGFR has been identified in many epithelial cancers, where its activation or overexpression can stimulate cell growth (figure 1). Overexpression is associated with poor prognosis in several cancers.67 The small GTPase protein KRAS acts downstream of EGFR and is needed for EGFR signal transduction. Cetuximab, a monoclonal antibody against EGFR, is used as combination therapy for treatment of several cancers, especially squamous cell cancers of the head and neck.68
With this clinical application
PI3K/AKT pathway
The PI3K/AKT pathway is frequently hyperactivated in human cancers and has hence received much attention as a potential therapeutic target.74 It is a major downstream target of the tyrosine kinase receptor family, which includes EGFR. Downstream of phosphatidylinositol 3-kinase (PI3K), phosphorylation of the serine threonine kinase protein kinase B (AKT) leads to its activation with subsequent phosphorylation of its substrates. This process ultimately triggers various responses in the cell
Regulators of apoptosis
BCL-2 is one of several members of the BCL-2 family of proteins that inhibit apoptosis, promoting tumour cell survival. Although three studies have reported on BCL-2 expression in anal squamous cell carcinoma,56, 60, 62 only one study identified a significant association with improved local tumour control and disease-free survival with 41 (42%) of 98 patient samples showing biomarker positivity.56 This finding seems counterintuitive. However, a similar association with positive outcomes has
Sonic hedgehog signalling pathway
The sonic hedgehog (SHH) glycoprotein is associated with a complex signal transduction pathway regulated by the Gli-1 transcription factor.91 In anal squamous cell carcinoma, overexpression of both SHH and Gli-1 has been shown to be a predictor of reduced disease-free survival,62 on a background of a known association between SHH signalling and resistance to chemoradiation in other cancers.92, 93
VEGF
VEGF receptors have been targeted as anticancer therapies on the premise that their interaction with VEGF promotes neovascularisation of the tumour that is needed for invasion and metastasis.94 However, there was no significant association with patient survival in two studies investigating VEGF expression in anal squamous cell carcinoma.57, 62
Preclinical models
Perhaps one of the reasons that little progress has been made in understanding the underlying molecular and cellular mechanisms of carcinogenesis in anal squamous cell carcinoma compared with other solid tumours is the paucity of appropriate in-vitro and in-vivo model systems for investigating anal squamous cell carcinoma. Human tumour cell lines can be used for many purposes including the study of cell growth, differentiation, and metastasis. Most importantly from a translational research
Clinical intervention
To advance the management of any tumour relies on an enhanced understanding of its molecular biology. Because of the relative rarity of anal squamous cell carcinoma, research has not been as forthcoming as for other more common cancers. Advances in knowledge have been scarce, with only small studies in diverse populations feasible. The International Rare Cancers Initiative has acknowledged relapsed or metastatic anal cancer as one of nine rare cancers needing further investigation,99 and the
Conclusion
The role of HPV infection in the development of anal squamous cell carcinoma is accepted. The molecular aspects of this malignant disease are becoming clearer, particularly with regard to the EGFR and PI3K/AKT signalling pathways. Immunotherapy represents an exciting development with further studies specific for anal squamous cell carcinoma needed. Further progress is hindered by a paucity of reliable preclinical models to test these emerging translational opportunities and should be the focus
Search strategy and selection criteria
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2022, Gastrointestinal and Liver Pathology, Third EditionA comparative study of the genotype profiles of high-risk human papillomavirus infection in male and female HIV-positive patients and their correlation with anal cytology and biopsy
2022, Journal of the American Society of CytopathologyAnal squamous cell carcinoma incidentally found at hemorrhoidectomy
2021, Surgery (United States)Citation Excerpt :This could potentially avoid the morbidity associated with primary chemoradiotherapy but does require the accurate labelling of hemorrhoid specimens. A recent review article noted that approximately 25% of SCCA patients will have disease persistence or develop disease recurrence.6 In our cohort, 40% of individuals had persistent disease, and 5% developed disease recurrence.