Abstract
Considerable importance has been attributed to the problem of restricting the theory, but nevertheless certain options that generative transformational grammar provides have remained largely untouched. In the present article, one such issue is broached, viz., that of the choice between substitution and adjunction. The obvious solution of eliminating one of the two options is rejected on empirical grounds, but for the subdomain of head movement it is possible to formulate a theory which will decide whether a particular instance of head movement is a case of adjunction or of substitution. The crucial factor will be seen to be 'adjacency'. The Head Adjacency Principle (HAP) in effect says that any instance of head movement which does not take place under adjacency must be a case of substitution. Evidence for this proposal is presented from a variety of languages and constructions, with particular emphasis on the analysis of the contraction between prepositions and articles, analyzed as D-to-P Raising, in German.
Similar content being viewed by others
References
Aissen, Judith: 1996, ‘Pied-piping, Abstract Agreement, and Functional Projections in Tzoizil’, Natural Language and Linguistic Theory 14, 447–591.
Baker, Mark C.: 1988, Incorporation, University of Chicago Press, Chicago.
Baker, Mark C.: 1995, The Polysynthesis Parameter, Oxford University Press, Oxford.
Barlow, Michael and Charles A Ferguson (eds.), 1988, Agreement in Natural Language, CSLI, Stanford.
Beermann, Dorothee: 1990, ‘Semantic and Syntactic Constraints on German Determiner Movement within the Prepositional Phrase’, unpublished masters thesis, University of Texas at El Paso.
Benucci, Franco: 1992, ‘Prepositional Particles and the Portuguese Personal Infinitive’, University of Venice Working Papers in Linguistics, CLI 92.1.8.
Besten, Hans den: 1977, ‘On the Interaction of Root Transformations and Lexical Deletive Rules’, later published in J. B. den Besten: 1989, Studies in West Germanic Syntax, Rodopi, Amsterdam.
Besten, Hans den and Hans Broekhuis: 1992, ‘Verb Projection Raising in het Nederlands’, Spektator 21, 21–34.
Bobaljik, Jonathan: 1994, ‘What Does Adjacency Do?’, in Heidi Harley and Colin Phillips (eds.), The Morphology-Syntax Connection, MIT Working Papers in Linguistics 22.
Bok-Bennema, Reineke: 1991, Case and Agreement in Inuit, Foris, Dordrecht.
Bok-Bennema, Reineke and Anneke Groos: 1988, ‘Adjacency and Incorporation’, in Everaert et al. (eds.), Morphology and Modularity, Foris, Doredrecht.
Borer, Hagit: 1991, ‘The Causative-inchoative Alternation: A Case Study in Parallel Morphology’, The Linguistic Review 8, 119–158.
Chomsky, Noam: 1955/1975, The Logical Structure of Linguistic Theory, Plenum, New York, 1975. Excerpted from 1956 revision of 1955 manuscript, Harvard University and MIT.
Chomsky, Noam: 1986, Barriers, MIT Press, Cambridge, Massachusetts.
Chomsky, Noam: 1995, The Minimalist Program, MIT Press, Cambridge, Massachusetts.
Cinque, Guglielmo, Jan Koster, Jean-Yves Pollock, Luigi Rizzi and Rafaella Zanuttini (eds.): 1994, Paths Towards Universal Grammar: Studies in Honor of Richard S. Kayne, Georgetown University Press, Washington D.C.
Cooper, Kathrin: to appear, ‘On Pronominal Clitics in Zurich German’, in H. van Riemsdijk (ed.) (to appear).
Corbett, Greville G.: 1983, Hierarchies, Targets and Controllers: Agreement Patterns in Slavic, Croom Helm, London.
Corbett, Greville G.: 1988, ‘Agreement: A Partial Specification Based on Slavonic Data’, in M. Barlow and Ch. A. Ferguson (eds.), pp. 23–53.
Corver, Norbert: 1990, The Syntax of Left Branch Extractions, unpublished Ph.D. dissertation, Tilburg University.
Corver, Norbert and Henk C. van Riemsdijk (eds.): 1994, Studies on Scrambling, Mouton de Gruyter, Berlin.
Dobrovie-Sorin, Carmen: 1994, The Syntax of Romanian: Comparative Studies in Romance, Mouton de Gruyter, Berlin.
Doron, Edit: 1988, ‘On the Complementarity of Subject and Subject-verb Agreement’, in M. Barlow and Ch. Ferguson (eds.), pp. 201–218.
Emonds, Joseph E.: 1970, Root and Structure Preserving Transformations, unpublished Ph.D. dissertation, MIT.
Emonds, Joseph E.: 1976, A Transformational Approach to English Syntax, Academic Press, New York.
Emonds, Joseph E.: 1985, A Unified Theory of Syntactic Categories, Foris, Dordrecht.
Emonds, Joseph E.: 1987, ‘The Invisible Category Principle’, Linguistic Inquiry 18, 613–632.
Emonds, Joseph E.: 1994, ‘Two Conditions of Economy’, in Guglielmo Cinque et al. (eds.), pp. 155–172.
Emonds, Joseph E.: to appear, ‘How Clitics License Null Phrases: A Theory of the Lexical Interface’, in H. van Riemsdijk (ed.), to appear.
Evers, Arnold: 1975, The Transformational Cycle in Dutch and German, unpublished Ph.D. dissertation, University of Utrecht. Also distributed by the Indiana University Linguistics Club.
Fortescue, Michael: 1984, West Greenlandic, Croom Helm, Beckenham.
Fox, Anthony: 1995, Linguistic Reconstruction, Oxford University Press, Oxford.
Giusti, Giuliana: 1995, ‘Heads and Modifiers among Determiners: Evidence from Rumanian’, in Guglielmo Cinque and Giuliana Giusti (eds.), Advances in Roumanian Linguistics, John Benjamins, Amsterdam, pp. 103–126.
Goodall, Grant: 1987, Parallel Structures in Syntax, Cambridge University Press, Cambridge.
Haegeman, Liliane and Henk C. van Riemsdijk 1986, ‘Verb Projection Raising, Scope, and the Typology of Rules Affecting Verbs’, Linguistic Inquiry 17, 417–466.
Halle, Morris and Alec Marantz: 1993, ‘Distributed Morphology and the Pieces of Inflection’, in K. Hale and S. J. Keyser (eds.), The View from Building 20: Essays in Linguistics in Honor of Sylvain Bromberger, MIT Press, Cambridge, Massachusetts, pp. 111–176.
Huijbregts, Riny: 1983, ‘Covalency’, paper presented at the CNRS Conference, Marscille-Luminy.
Kayne, Richard S.: 1994, The Antisymmetry of Syntax. MIT Press, Cambridge, Massachusetts.
Keach, Nikki: 1980, The Syntax and Interpretation of the Relative Clause Construction in Swahili, unpublished Ph.D. dissertation, University of Massachusetts at Amherst. Distributed by the Graduate Linguistics Students Association (GLSA), Amherst, Massachusetts.
Koopman, Hilda: 1984, The Syntax of Verbs, Foris, Dordrecht.
Koster, Jan: 1987, Domains and Dynasties, Foris, Dordrecht.
Lasnik, Howard and Mamoru Saito: 1992, Move α: Conditions on Its Application and Output, MIT Press, Cambridge, Massachusetts.
Li, Yafei: 1990, ‘X0-binding and Verb Incorporation’, Linguistic Inquiry 21, 399–426.
Lehmann, Wilfred P.: 1973, ‘A Structural Principle of Language and Its Implications’, Language 49, 47–66.
Longa, Victor M.: 1994, ‘The Galician Inflected Infinitive and the Theory of UG’, Catalan Working Papers in Linguistics 4.1, 23–44. Universitat Autònoma de Barcelona.
Longobardi, Giuseppe: 1994. ‘Reference and Proper Names: A Theory of N-movement in Syntax and Logical Form’, Linguistic Inquiry 25, 609–665.
Longobardi, Giuseppe: 1996, ‘The Syntax of N-raising: A Minimalist Theory’, to appear in OTS Work Papers, Utrecht.
Marantz, Alec: 1984, On the Nature of Grammatical Relations, MIT Press, Cambridge, Massachusetts.
Marantz, Alec: 1989, ‘Clitics and Phrase Structure’, in M. Baltin and A. Kroch (eds.), Alternative Conceptions of Phrase Structure, University of Chicago Press, Chicago, pp. 241–283.
McCloskey, James: 1996, ‘Subjects and Subject Positions in Irish’, in R. Borsley and I. Roberts (eds.), The Syntax of the Celtic Languages, Cambridge University Press, Cambridge.
Miller, D. Gary: 1993, Complex Verb Formation, John Benjamins, Amsterdam and Philadelphia.
Nespor, Marina and Irene Vogel: 1986, Prosodic Phonology, Foris, Dordrecht.
Noyer, Rolf: 1992, Features, Positions, and Affixes in Autonomous Morphological Structure, unpublished Ph.D. dissertation, MIT.
Obenauer, Hans-Georg: 1994, Aspects de la syntaxe A-barre, Thèse de doctorat d'état, Université de Paris VIII.
Poletto, Cecilia and Alessandra Tomaselli: 1994, ‘Verso una definizione di clemento clitico’, in R. Dolci and Giuliana Giusti (eds.), Studi di grammatica tedesca e comparativa, Centro Linguistico Interfacoltà, Università di Venezia. pp. 159–224.
Prinzhorn, Martin: 1995, ‘Scrambling Positions and DP Structure’, talk given at a workshop at the University of Vienna, July 4.
Riemsdijk, Henk C. van: 1978, A Case Study in Syntactic Markedness: The Binding Nature of Prepositional Phrases, Foris, Dordrecht.
Riemsdijk, Henk C. van: 1983. ‘The Case of German Adjectives’, in F. Heny and B. Richards (eds.), Grammatical Categories: Auxiliaries and Related Puzzles, vol. 1, Reidel, Dordrecht, pp. 223–252.
Riemsdijk, Henk C. van: 1988, ‘Against Adjunction to the Head’, McGill Working Papers in Linguistics, 239-259.
Riemsdijk, Henk C. van: 1989, ‘Swiss Relatives’, in Y. Putseys et al. (eds.), Sentential Complementation and the Lexicon, Festschrift for Wim de Geest, Foris, Dordrecht, pp. 343–354.
Riemsdijk, Henk C. van: 1990, ‘Functional Prepositions’, in H. Pinkster and I. Genée (eds.), Unity in Diversity: Papers Presented to Simon C. Dik on his 50th Birthday, Foris, Dordrecht, pp. 229–241.
Riemsdijk, Henk C. van: 1992, ‘Complements, Adjuncts and Adjacency in Phrase Structure’, in L. Tasmowski and A. Zribi-Hertz (eds.), De la musique à la linguistique: hommages à Nicolas Ruwet, Communication and Cognition, Ghent, pp. 498–512.
Riemsdijk, Henk C. van: 1994, ‘Adjunction and Adjacency’, to appear in M. Ennaji (ed.), Variation in Linguistics, Proceedings of the conference on Variation in Linguistics in Fez, Morocco.
Riemsdijk, Henk C. van (ed.): to appear, Clitics in the Languages of Europe, volume 8, Typology of Language, Mouton de Gruyter, Berlin.
Riemsdijk, Henk C. van and Edwin S. Williams: 1986, Introduction to the Theory of Grammar, MIT Press, Cambridge, Massachusetts.
Roberts, Ian: 1992, Verbs and Diachronic Syntax, Kluwer, Dordrecht.
Roberts, Ian: 1994, ‘Agreement and Object Clitics in Franco-Provençal Valdôtain’, in G. Cinque et al. (eds.), pp. 377–394.
Sadock, Jerrold: 1985, ‘Autolexical Syntax: A Proposal for the Treatment of Noun Incorporation and Similar Phenomena’, Natural Language and Linguistic Theory 3, 379–440.
Schwartz, Linda: 1988, ‘Asymmetric Feature Distribution in Pronominal “Coordinations”’, in M. Barlow and Ch. A. Ferguson (eds.), pp. 237–249.
Seiter, William J.: 1980, Studies in Ninean Syntax, Garland, New York.
Speas, Margaret: 1990, Phrase Structure in Natural Language, Kluwer, Dordrecht.
Stowell, Timothy: 1981, Origins of Phrase Structure, unpublished Ph.D. dissertation, MIT.
Tonoike, Shigeo: 1997, ‘On Scrambling: Scrambling as Base-Generated Scopal Construction’, in S. Tonoike (ed.), Scarnbling, Linguistics Workshop Series #5, Kurosio Publishers, Tokyo, pp. 125–159.
Vitale, Anthony J.: 1981, Swahili Syntax, Foris, Dordrecht.
Zwart, C. Jan-Wouter: 1993, Dutch Syntax: A Minimalist Approach, unpublished Ph.D. dissertation, University of Groningen.
Author information
Authors and Affiliations
Rights and permissions
About this article
Cite this article
van Riemsdijk, H. Head Movement and Adjacency. Natural Language & Linguistic Theory 16, 633–679 (1998). https://doi.org/10.1023/A:1006075919357
Issue Date:
DOI: https://doi.org/10.1023/A:1006075919357