Ab initio structural, elastic, and vibrational properties of carbon nanotubes

Daniel Sánchez-Portal, Emilio Artacho, José M. Soler, Angel Rubio, and Pablo Ordejón
Phys. Rev. B 59, 12678 – Published 15 May 1999
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Abstract

A study based on ab initio calculations is presented on the structural, elastic, and vibrational properties of single-wall carbon nanotubes with different radii and chiralities. These properties are obtained using an implementation of pseudopotential-density-functional theory, which allows calculations on systems with a large number of atoms per cell. Different quantities are monitored versus tube radius. The validity of expectations based on graphite is explored down to small radii, where some deviations appear related to the curvature-induced rehybridization of the carbon orbitals. Young moduli are found to be very similar to graphite and do not exhibit a systematic variation with either the radius or the chirality. The Poisson ratio also retains graphitic values except for a possible slight reduction for small radii. It shows, however, chirality dependence. The behavior of characteristic phonon branches as the breathing mode, twistons, and high-frequency optic modes, is also studied, the latter displaying a small chirality dependence at the top of the band. The results are compared with the predictions of the simple zone-folding approximation. Except for the known deficiencies of the zone-folding procedure in the low-frequency vibrational regions, it offers quite accurate results, even for relatively small radii.

  • Received 11 November 1998

DOI:https://doi.org/10.1103/PhysRevB.59.12678

©1999 American Physical Society

Authors & Affiliations

Daniel Sánchez-Portal, Emilio Artacho, and José M. Soler

  • Departamento de Física de la Materia Condensada and Instituto Nicolás Cabrera, C-III, Universidad Autónoma de Madrid, 28049 Madrid, Spain

Angel Rubio

  • Departamento de Física Teórica, Universidad de Valladolid, 47011 Valladolid, Spain

Pablo Ordejón

  • Departamento Física, Universidad de Oviedo, 33007 Oviedo, Spain

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Issue

Vol. 59, Iss. 19 — 15 May 1999

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