Ab initio study of the physical properties of γ-Al2O3: Lattice dynamics, bulk properties, electronic structure, bonding, optical properties, and ELNES/XANES spectra

W. Y. Ching, Lizhi Ouyang, Paul Rulis, and Hongzhi Yao
Phys. Rev. B 78, 014106 – Published 14 July 2008

Abstract

Based on the most recently determined noncubic structure for γ-Al2O3 by Menendez-Proupin and Gutierrez, a comprehensive list of physical properties is investigated theoretically. These include lattice dynamics and phonon spectra, elastic constants and bulk structural parameters, electronic structure and interatomic bonding, optical properties, and x-ray absorption near-edge structure (XANES) spectra. Compared to similar calculations of α-Al2O3, we find a smaller lowest zone-center vibrational mode at 97.6cm1, a lower heat capacity, a smaller bulk modulus, and a much larger thermal-expansion coefficient. The threefold bonded O ions introduce highly localized vibrational modes near 751cm1. The calculated thermal Grüneisen parameter indicates a strong anharmonicity in γ-Al2O3. The elastic tensor and the elastic wave velocities are also evaluated showing the longitudinal wave to be nearly isotropic. For the electronic structure, we find that γ-Al2O3 has a smaller band gap but a refractive index similar to α-Al2O3. Highly localized states at the top of the valence band originating from threefold bonded O in the more covalently bonded AlO4 tetrahedra are identified. The calculated Mulliken effective charges and bond order values indicate that the structural model for γ-Al2O3 has a high degree of disorder. The octahedral unit (AlO6) is a stronger polyhedron than the tetrahedral unit (AlO4) although the latter has stronger Al–O bonds. The calculated Al-K, Al-L3, and O-K edges for Al and O in γ-Al2O3 show strong dependence on their local coordination and environments. These results are in good agreement with available experimental data but the effect of the γ-Al2O3 samples’ porosity should be properly assessed. It is argued that the traditional view that stoichiometric γ-Al2O3 is a defective spinel with cation vacancies (or its variations) should be modified. γ-Al2O3 is better described as an amorphous networklike structure such that the ratio of tetrahedrally coordinated Al to octahedrally coordinated Al is close to 0.6; and the O ions are bonded to Al in either a threefold or fourfold configurations in about equal proportion.

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  • Received 24 April 2008

DOI:https://doi.org/10.1103/PhysRevB.78.014106

©2008 American Physical Society

Authors & Affiliations

W. Y. Ching1,*, Lizhi Ouyang2,1, Paul Rulis1, and Hongzhi Yao1

  • 1Department of Physics, University of Missouri-Kansas City, Kansas City, Missouri 64110, USA
  • 2Department of Physics and Mathematics, Tennessee State University, Nashville, Tennessee 37211, USA

  • *Corresponding author: chingw@umkc.edu

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Vol. 78, Iss. 1 — 1 July 2008

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