• Open Access

Thermodynamic Unification of Optimal Transport: Thermodynamic Uncertainty Relation, Minimum Dissipation, and Thermodynamic Speed Limits

Tan Van Vu and Keiji Saito
Phys. Rev. X 13, 011013 – Published 3 February 2023

Abstract

Thermodynamics serves as a universal means for studying physical systems from an energy perspective. In recent years, with the establishment of the field of stochastic and quantum thermodynamics, the ideas of thermodynamics have been generalized to small fluctuating systems. Independently developed in mathematics and statistics, the optimal transport theory concerns the means by which one can optimally transport a source distribution to a target distribution, deriving a useful metric between probability distributions, called the Wasserstein distance. Despite their seemingly unrelated nature, an intimate connection between these fields has been unveiled in the context of continuous-state Langevin dynamics, providing several important implications for nonequilibrium systems. In this study, we elucidate an analogous connection for discrete cases by developing a thermodynamic framework for discrete optimal transport. We first introduce a novel quantity called dynamical state mobility, which significantly improves the thermodynamic uncertainty relation and provides insights into the precision of currents in nonequilibrium Markov jump processes. We then derive variational formulas that connect the discrete Wasserstein distances to stochastic and quantum thermodynamics of discrete Markovian dynamics described by master equations. Specifically, we rigorously prove that the Wasserstein distance equals the minimum product of irreversible entropy production and dynamical state mobility over all admissible Markovian dynamics. These formulas not only unify the relationship between thermodynamics and the optimal transport theory for discrete and continuous cases, but also generalize it to the quantum case. In addition, we demonstrate that the obtained variational formulas lead to remarkable applications in stochastic and quantum thermodynamics, such as stringent thermodynamic speed limits and the finite-time Landauer principle. These bounds are tight and can be saturated for arbitrary temperatures, even in the zero-temperature limit. Notably, the finite-time Landauer principle can explain finite dissipation even at extremely low temperatures, which cannot be explained by the conventional Landauer principle.

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  • Received 26 July 2022
  • Revised 1 December 2022
  • Accepted 13 December 2022

DOI:https://doi.org/10.1103/PhysRevX.13.011013

Published by the American Physical Society under the terms of the Creative Commons Attribution 4.0 International license. Further distribution of this work must maintain attribution to the author(s) and the published article’s title, journal citation, and DOI.

Published by the American Physical Society

Physics Subject Headings (PhySH)

Statistical Physics & ThermodynamicsInterdisciplinary PhysicsGeneral Physics

Authors & Affiliations

Tan Van Vu* and Keiji Saito

  • Department of Physics, Keio University, 3-14-1 Hiyoshi, Kohoku-ku, Yokohama 223-8522, Japan

  • *tanvu@rk.phys.keio.ac.jp
  • saitoh@rk.phys.keio.ac.jp

Popular Summary

The fundamental topic of metric, or distance, cannot be avoided when discussing modern physics, such as general and special relativity, quantum mechanics, and estimation theory. The field of nonequilibrium physics is not an exception, although the study of distances is still in progress compared to other areas. Recently, optimal transport theory, initially developed in mathematics, has been found to have a significant impact on the nonequilibrium thermodynamics of continuous-variable systems. Here, we develop a unified thermodynamic theory that reveals an intimate relationship between optimal transport distances and stochastic and quantum thermodynamics in discrete-state systems.

Optimal transport theory describes how to transport one probability measure onto another, while minimizing the transport cost. One way to solve this problem is via the celebrated Benamou-Brenier formula, which researchers have also used to bring optimal transport theory to bear on continuous, nonequilibrium thermodynamics.

By introducing a novel physical quantity called dynamical state mobility, we derive generalizations of the Benamou-Brenier formula for both classical and quantum discrete-state systems. Our formulas provide a thermodynamic unification of optimal transport and reveal the physical interpretation of optimal transport distances in terms of entropy production and dynamical state mobility. In addition, our work unveils a novel trade-off relation between irreversibility and dynamical state mobility in evolving the system state and yields an improvement of the thermodynamic uncertainty relation.

Our results are expected to push the field of stochastic and quantum thermodynamics into a new direction toward clarifying universal thermodynamic structures from the viewpoint of optimal transport.

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Vol. 13, Iss. 1 — January - March 2023

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