Figures
Abstract
Objectives
Diagnostic criteria for sarcopenia include measures of muscle mass, muscle strength and physical performance. Consensus on the definition of sarcopenia has not been reached yet. To improve insight into the most clinically valid definition of sarcopenia, this study aimed to compare the association between parameters of malnutrition, as a risk factor in sarcopenia, and diagnostic measures of sarcopenia in geriatric outpatients.
Material and Methods
This study is based on data from a cross-sectional study conducted in a geriatric outpatient clinic including 185 geriatric outpatients (mean age 82 years). Parameters of malnutrition included risk of malnutrition (assessed by the Short Nutritional Assessment Questionnaire), loss of appetite, unintentional weight loss and underweight (body mass index <22 kg/m2). Diagnostic measures of sarcopenia included relative muscle mass (lean mass and appendicular lean mass [ALM] as percentages), absolute muscle mass (total lean mass and ALM/height2), handgrip strength and walking speed. All diagnostic measures of sarcopenia were standardized. Associations between parameters of malnutrition (independent variables) and diagnostic measures of sarcopenia (dependent variables) were analysed using multivariate linear regression models adjusted for age, body mass, fat mass and height in separate models.
Results
None of the parameters of malnutrition was consistently associated with diagnostic measures of sarcopenia. The strongest associations were found for both relative and absolute muscle mass; less stronger associations were found for muscle strength and physical performance. Underweight (p = <0.001) and unintentional weight loss (p = 0.031) were most strongly associated with higher lean mass percentage after adjusting for age. Loss of appetite (p = 0.003) and underweight (p = 0.021) were most strongly associated with lower total lean mass after adjusting for age and fat mass.
Conclusion
Parameters of malnutrition relate differently to diagnostic measures of sarcopenia in geriatric outpatients. The association between parameters of malnutrition and diagnostic measures of sarcopenia was strongest for both relative and absolute muscle mass, while less strong associations were found with muscle strength and physical performance.
Citation: Reijnierse EM, Trappenburg MC, Leter MJ, Blauw GJ, de van der Schueren MAE, Meskers CGM, et al. (2015) The Association between Parameters of Malnutrition and Diagnostic Measures of Sarcopenia in Geriatric Outpatients. PLoS ONE 10(8): e0135933. https://doi.org/10.1371/journal.pone.0135933
Editor: Masaki Mogi, Ehime University Graduate School of Medicine, JAPAN
Received: February 26, 2015; Accepted: July 29, 2015; Published: August 18, 2015
Copyright: © 2015 Reijnierse et al. This is an open access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited
Data Availability: The data have been deposited on figshare.com with the following accession DOI: http://dx.doi.org/10.6084/m9.figshare.1502480.
Funding: This study was supported by the seventh framework program MYOAGE (HEALTH-2007-2.4.5-10), and by the Dutch Technology Foundation STW, which is part of the Netherlands Organization for Scientific Research, and partly funded by the Ministry of Economic Affairs, Agriculture, and Innovation.
Competing interests: The authors have declared that no competing interests exist.
Introduction
Sarcopenia is a frequent syndrome in older persons, leading to functional limitations and metabolic dysregulation [1, 2]. Its clinical relevance is increasingly being recognized. The term sarcopenia literally means the ‘deficiency’ (penia) of ‘flesh’ (sarx) and was introduced in 1989 by Rosenberg [3]. Since then, several diagnostic criteria have been proposed [4]. These criteria consist of different combinations of measures of relative and absolute muscle mass, muscle strength and physical performance and different cut-off points with respect to different reference populations. Consensus working groups proposed to define sarcopenia as a syndrome characterized by the age-related loss of muscle mass and loss of muscle function, including muscle mass and strength and/or physical performance [5–10]. However, this consensus is still under debate.
Relating different measures of sarcopenia with different clinical syndromes is required to establish the most clinically valid definition. The definition of sarcopenia should be based on those diagnostic measures of sarcopenia that associate most strongly with muscle-related outcomes. In previous studies, a stronger association was reported between relative muscle mass and physical performance and glucose regulation, compared to absolute muscle mass, muscle strength and physical performance [11, 12]. In contrast, a stronger association was reported between absolute muscle mass and bone mineral density [13]. Another clinically relevant syndrome is body protein stock in relation to nutritional status [14]. Malnutrition is prevalent in approximately 20 percent of the geriatric outpatients, while more than half of these outpatients are at risk of malnutrition [15]. Malnourished older persons have an increased risk of sarcopenia due to reduced muscle protein synthesis [14]. In addition, low dietary protein intake is associated with a higher loss of lean mass in community-dwelling older persons [16]. Malnutrition and sarcopenia are both of important clinical relevance and interrelated in their pathophysiology. Exploring how parameters of malnutrition relate to diagnostic measures of sarcopenia adds insight in the most valid clinical definition of sarcopenia.
This study aimed to compare the association between parameters of malnutrition, comprising risk of malnutrition, loss of appetite, unintentional weight loss and underweight, and different diagnostic measures of sarcopenia (relative and absolute muscle mass, muscle strength and physical performance) in a clinically relevant geriatric outpatient population. Presence of an association between parameters of malnutrition and either higher relative or lower absolute muscle mass was hypothesized.
Methods
Study design
This cross-sectional study included 185 community dwelling older persons who were referred to a geriatric outpatient clinic in a middle sized teaching hospital (Bronovo Hospital, The Hague, The Netherlands) for a Comprehensive Geriatric Assessment (CGA) between March 2011 and January 2012. The CGA was performed during a two-hour visit including questionnaires and physical and cognitive measurements by trained nurses and medical staff. No exclusion criteria were applied; inclusion was based on the referral. Of the 185 outpatients, data on bioelectrical impedance analysis (BIA) was available in 135 consecutive outpatients due to a protocol amendment in which the BIA was added in a later stage. Data of 11 outpatients were excluded due to invalid values on measures of muscle mass, leaving 124 outpatients for the present analysis. The study was reviewed and approved by the institutional review board (IRB) of the Leiden University Medical Center (Leiden, the Netherlands). Because this research is based on regular care, the need for individual informed consent was waived by the aforementioned IRB. Ethical guidelines were followed in accordance with the Declaration of Helsinki.
Geriatric outpatient characteristics
Anthropometric measurements were performed to assess standing height to the nearest 0.1 cm, body mass to the nearest 0.1 kg and body mass index (BMI) in kg/m2. Questionnaires included information about lifestyle factors such as marital status, living status, education and current smoking. Physical functioning was assessed with the Short Physical Performance Battery (SPPB) comprising balance tests with the aim to be able to maintain standing balance for ten seconds in three different positions, a timed four meter walk and a timed chair stand test [17]. A score ranging from zero to four was assigned for each of the three physical measures and a composite score ranging from zero to twelve was calculated by adding the three sub-scores. A sub-score of zero indicated that a geriatric outpatient was unable to perform the test. A total SPPB score of ≤ 10 indicated physical disability [18]. The Mini Mental State Examination (MMSE) was used to assess cognitive function [19]. The Hospital Anxiety and Depression Scale (HADS) was used to detect depressive symptoms [20]. A score higher than 8 out of 21 points indicated depressive symptoms. Comorbidity was defined as the presence of two or more chronic diseases composed of hypertension, myocardial infarction, COPD, cancer, diabetes mellitus, rheumatoid arthritis, osteoarthritis, Parkinson’s disease.
Parameters of malnutrition
Parameters of malnutrition comprised the risk of malnutrition based on the composite score of the Short Nutritional Assessment Questionnaire (SNAQ), as well as the individual SNAQ questions on loss of appetite and unintentional weight loss [21]. In addition, a BMI of <22 kg/m2was regarded as parameter of malnutrition [22]. The SNAQ is a screening tool to detect patients at risk of malnutrition which includes three questions on loss of appetite, unintentional weight loss and the use of sip or tube feeding [21].
Because of the uneven distribution of cases in the subgroups of the parameters of malnutrition, these parameters were dichotomized. Outpatients were dichotomized into a group of low risk of malnutrition (composite SNAQ score <2) and medium/high risk of malnutrition (composite SNAQ score ≥2). Loss of appetite was defined as the presence of loss of appetite in the last month [21] and was dichotomized into a group of loss of appetite and a group of no loss of appetite. SNAQ defines unintentional weight loss as a loss of more than three kilograms in the previous month (representing approximately 5% weight loss) or more than six kilograms (approximately 10% weight loss) in the previous six months [21], and was dichotomized into a group of unintentional weight loss (>3 kg) and a group of no unintentional weight loss (≤3 kg). The individual SNAQ question about sip or tube feeding was included in the calculation of the SNAQ composite score [21], but excluded as a single parameter for malnutrition from statistical analysis because of the low number of cases (n = 9). Next to the individual SNAQ questions, BMI was used to define underweight using a cut-off value of <22 kg/m2, which is a commonly used cut-off value in the older persons population [22]. Underweight was dichotomized into a group of underweight (BMI <22 kg/m2) and a group of no underweight (BMI ≥22 kg/m2).
Diagnostic measures of sarcopenia
Muscle mass.
Body composition was determined using a direct segmental multi-frequency bioelectrical impedance analysis (DSM-BIA; In-Body 720; Biospace Co., Ltd, Seoul, Korea). The DSM-BIA has been shown to be a valid tool to asses whole body composition and segmental lean mass measurements with excellent agreements between DSM-BIA and dual energy X-ray absorptiometry (DXA) [23].
A distinction was made between relative and absolute muscle mass. Relative muscle mass was defined as lean mass percentage (lean mass divided by body mass) [24] and appendicular lean mass percentage (ALM, total lean mass of both arms and legs divided by body mass) [25]. Absolute muscle mass was defined as total lean mass in kilograms and ALM/height2 [26].
Muscle strength.
Handgrip strength was measured to estimate muscle strength and was performed with a hand dynamometer (Jamar hand dynamometer; Sammons Preston, Inc., Bolingbrook, IL). Participants had to hold the dynamometer in their hand with the arm stretched parallel to the body and with the instruction to stand upright. This measure was performed three times on each hand and the best performance was used as the maximum handgrip strength in kilograms.
Physical performance.
Walking speed was measured over a four-meter distance from a standing start. Participants were instructed to walk at normal pace to the end of corridor to prevent slowing down before the four meter line. A stopwatch was used in order to record the time. Walking speed was expressed in meters per second (m/s).
Statistical analysis
Continuous variables with a normal distribution were presented as mean and standard deviation (SD). If a skewed distribution (non-Gaussian) was found, median and interquartile range (IQR) were presented.
Diagnostic measures of sarcopenia were standardized into gender-specific z-scores, to allow direct comparison of effect sizes of parameters of malnutrition with diagnostic measures of sarcopenia. Gender-specific z-scores could be calculated back to absolute values by the equation βxSD. Associations between parameters of malnutrition (independent variables) and diagnostic measures of sarcopenia (dependent variables) were analysed using multivariate linear regression models. In total, three adjustment models were constructed. In model 1, adjustment was performed for age. In model 2, further adjustments were performed for body mass or fat mass. Measures of relative muscle mass, lean mass percentage and ALM percentage, were adjusted for body mass because lower body mass is associated with malnutrition and with higher relative muscle mass. Adjustments for body mass are necessary because the fat mass/lean mass ratio changes with body mass. Handgrip strength was adjusted for body mass because a lower body mass is associated with lower handgrip strength [27]. Measures of absolute muscle mass, total lean mass and ALM/height2, were adjusted for fat mass since aforementioned measures do not take fat mass into account. Adjustments for fat mass are necessary because the association between absolute muscle mass and muscle-related outcomes may be influenced by fat mass [28, 29]. In model 3, further adjustments were made for height in analyses using handgrip strength and walking speed. A taller stature is associated with higher handgrip strength [27] and with faster walking speed [30]. Taller individuals have longer arms to generate more power which contributes to higher values of handgrip strength. In addition, taller individuals have longer legs to create bigger steps which contributes to a faster walking speed.
Results of the linear regression analysis with standardized variables can be interpreted as follows: the effect size (βxSD) gives the difference between outpatients with the presence of the parameter of malnutrition (risk of malnutrition) of the diagnostic measure of sarcopenia, compared to outpatients without the presence of the parameter (no risk of malnutrition). To determine the strongest association of different diagnostic measures of sarcopenia with parameters of malnutrition, effect sizes (beta) were compared.
For visualization purposes, linear regression models were used to calculate adjusted means and standard errors of the means. Visualization was performed using GraphPad Prism (version 5). Statistical analyses were performed using the Statistical Package for the Social Sciences 20.0 (SPSS Inc, Chicago, Illinois, USA). P-values below 0.05 were considered statistically significant.
Results
Participant characteristics
In total, 185 geriatric outpatients with a mean age of 82 years (SD 7.3) were included in this study. Characteristics of the outpatients are shown in Table 1. According to the total score of the SPPB (score ≤ 10), 149 (83%) outpatients were physically disabled. Comorbidity was present in 42% of the outpatients. Mean BMI was 25.7 kg/m2 (SD 4.4). In total, 29 (16%) geriatric outpatients had a risk of malnutrition based on the composite score of the SNAQ (score ≥2). In the group of 124 outpatients who underwent BIA measurements, 20 (16.1%) had a risk of malnutrition. Females reported loss of appetite more frequently than men (n = 37, 33% versus n = 14, 19%) and a higher prevalence of underweight was measured in females compared to males (n = 24, 24% versus n = 12, 17%). Weight loss was present in 24 (13%) of the geriatric outpatients.
Parameters of malnutrition and diagnostic measures of sarcopenia
Table 2 shows the results of the multivariate linear regression models between parameters of malnutrition and the standardized diagnostic measures of sarcopenia. Beta coefficients provide the difference of the diagnostic measure of sarcopenia between outpatients with the presence of the parameter of malnutrition and outpatients without the presence of the parameter of malnutrition. For the interpretation of the results, beta coefficients were used to calculate the absolute effect size (βxSD) of the diagnostic measures for sarcopenia in percentage, kilograms or meters per second.
Relative muscle mass.
There was no statistically significant association between risk of malnutrition and lean mass percentage. Loss of appetite was associated with a lower lean mass percentage of 4.9% after adjusting for age and body mass. Unintentional weight loss was associated with a higher lean mass percentage of 5.0% after adjusting for age, but this association disappeared after adjusting for body mass. Underweight was associated with a higher lean mass percentage of 8.9% after adjusting for age.
There were no statistically significant associations between risk of malnutrition, loss of appetite, unintentional weight loss, and ALM percentage. Underweight was associated with a higher ALM percentage of 4.2% after adjusting for age.
Absolute muscle mass.
There was no association between risk of malnutrition and total lean mass. Loss of appetite was associated with a lower total lean mass of 4.8 kg after adjusting for age. This association became stronger after adjusting for fat mass (5.3 kg). Unintentional weight loss was not associated with total lean mass. Underweight was associated with a lower total lean mass of 8.0 kg after adjusting for age. This association attenuated after adjusting for fat mass (5.1 kg).
Risk of malnutrition was associated with a lower ALM/height2 of 0.6 kg/m2 after adjusting for age, but this association disappeared after adjusting for fat mass. Loss of appetite was associated with a lower ALM/height2 of 0.5 kg/m2 after adjusting for age and fat mass. Underweight was associated with a lower ALM/height2 of 1.1 kg/m2 after adjusting for age. This association attenuated after adjusting for fat mass (0.7 kg/m2).
Muscle strength.
There was no statistically significant association between risk of malnutrition and handgrip strength. Loss of appetite was associated with a lower handgrip strength of 3.6 kg after adjusting for age. This association attenuated after adjusting for body mass (3.0 kg) and disappeared after adjusting for height. Unintentional weight loss was associated with a lower handgrip strength of 3.7 kg after adjusting for age, body mass and height. Underweight was not statistically significant associated with handgrip strength.
Physical performance.
Risk of malnutrition was not statistically significant associated with walking speed. Loss of appetite was associated with a lower walking speed of 0.12 m/s after adjusting for age. This association disappeared after adjusting for age. Unintentional weight loss and underweight were not associated with walking speed.
Comparison of diagnostic measures of sarcopenia
Comparing the effect sizes (beta), none of the parameters of malnutrition appeared to be consistently associated with diagnostic measures of sarcopenia. The strongest associations were found for both relative and absolute muscle mass. Unintentional weight loss and underweight were most strongly associated with higher relative muscle mass. Loss of appetite and underweight were most strongly associated with lower absolute muscle mass.
Figs 1 and 2 show the association between parameters of malnutrition and relative muscle mass, expressed as lean mass percentage and absolute muscle mass, expressed as total lean mass.
Lean mass as percentage of body mass is presented as mean (SD) of gender-specific z-scores. Bars represent the difference of lean mass percentage between older persons with the presence of the parameter of malnutrition compared to older persons without the presence of the parameters. P values were calculated with multivariate linear regression analysis including adjustments for age (and body mass in the association with loss of appetite). * = p<0.05. ** = p<0.001.
Total lean mass is presented as mean (SD) of gender-specific z-scores. Bars represent the difference of total lean mass between older persons with the presence of the parameter of malnutrition compared to older persons without the presence of the parameters. P values were calculated with multivariate linear regression analysis including adjustments for age (and fat mass and height in the association with loss of appetite and underweight). * = p<0.05. ** = p<0.001.
Discussion
The purpose of this study was to compare the associations of parameters of malnutrition with diagnostic measures of sarcopenia in geriatric outpatients. Parameters of malnutrition did not consistently associate with diagnostic measures of sarcopenia, which indicates that measures cannot be used interchangeably. The association of parameters of malnutrition with diagnostic measures of sarcopenia was reflected by both relative and absolute muscle mass; less strong associations were found between parameters of malnutrition and muscle strength and physical performance. Unintentional weight loss and underweight were most strongly associated with higher relative muscle mass. Loss of appetite and underweight were most strongly associated with lower absolute muscle mass.
Muscle mass
In geriatric outpatients, unintentional weight loss was associated with a higher lean mass percentage. In the prospective Health, Aging, and Body Composition Study carried out in a general population of older persons, weight loss was associated with relative loss of lean mass over a time period of four years [31]. However, the aforementioned study is not entirely comparable with the current study because of its longitudinal design in which weight loss was measured over a four-year period. In the current study, outpatients with underweight had a higher lean mass percentage of 8.9%. Comparably, in a cross-sectional study carried out in older persons from a geriatric hospital, lean mass percentage was significantly higher in underweight older persons (males 5.1%, females 10.4%) compared to older persons with a normal weight [32]. However, a cut-off value of BMI <20 kg/m2 was used to define underweight [32] which is not similar to the cut-off value of BMI <22 kg/m2 used in the current study. It is still under debate which cut-off value of BMI should be used in older persons and studies are difficult to compare due to the use of these different cut-off values for BMI.
Loss of appetite was associated with a lower lean mass percentage, which is in contrast with the other parameters of malnutrition; unintentional weight loss and underweight that were associated with a higher lean mass percentage. Loss of appetite was also associated with a lower total lean mass. Loss of appetite is a multifactorial and subjective measure and its mechanism is still not completely understood [33]. To the best of our knowledge, these associations have not been studied before.
Underweight was associated with a lower total lean mass of 8.0 kg which supports the hypothesis that parameters of malnutrition associate with a lower amount of absolute muscle mass. This association has also been reported in a cross-sectional study carried out in older persons from a geriatric hospital. In underweight older persons, total lean mass was significantly lower (males -17.0 kg, females -7.9 kg) compared to older persons with a normal weight [32]. However, a different cut-off value was used to define underweight (BMI <20 kg/m2).
In outpatients with underweight, a lower amount of absolute muscle mass was found in contrast to a higher amount of relative muscle mass. The differences between relative and absolute muscle mass can be explained by the fact that in a chronic underweight condition, muscle mass is preserved relatively to fat mass. Therefore, underweight older persons may have higher relative muscle mass in relation to their body mass [28, 29]. Body composition changes significant with increasing age [34], including a decrease in absolute muscle mass [35]. In addition, acute malnutrition is associated with loss of lean mass while chronic malnutrition is associated with severe loss of fat mass. Therefore, in the presence of underweight it is important to take both relative and absolute muscle mass into account when defining sarcopenia.
Muscle strength and physical performance
Loss of appetite and unintentional weight loss were associated with a lower handgrip strength. To the best of our knowledge, these associations with handgrip strength have not been studied before. In the current study, loss of appetite was associated with a lower walking speed of 0.12 m/s. This result is in line with a previous study carried out in community-dwelling older persons [36]. Walking speed was found to be 0.12 m/s lower in older persons with loss of appetite compared to older persons with no loss of appetite, adjusted for age, gender, BMI, number of diseases, depression, congestive heart failure and lung diseases [36]. However, the associations with muscle strength and physical performance in the current study were less stronger compared to the association of parameters of malnutrition with relative and absolute muscle mass.
Comparison with previous studies on diagnostic measures of sarcopenia and muscle related outcomes
When comparing diagnostic measures of sarcopenia in the current study with previous studies, there are some aspects that need to be considered. First, the current study includes a geriatric outpatient population in which no exclusion criteria were applied. This is in contrast to previous studies including a healthy old population [11–13]. Second, previous studies used other adjustment models, which makes comparing these studies difficult [11–13, 37]. Therefore, the results are discussed with respect to different populations and different adjustment models.
In the current study, parameters of malnutrition were found to be most strongly associated with relative and absolute muscle mass. In healthy older persons, relative muscle mass was found to be most strongly associated with physical performance [11] and glucose regulation [12], and absolute muscle mass was most strongly associated with bone mineral density [13]. In one study in geriatric outpatients, no association was found between relative and absolute muscle mass and physical performance measured by standing balance [37]. As was found in the current study, older persons with underweight may have higher muscle mass relative to their body mass while absolute muscle mass is lower and decreases with increasing chronological age [34]. Therefore, it is important to distinguish between relative and absolute muscle mass when defining sarcopenia and to take the different populations studied into account.
Strengths and limitations
To the best of our knowledge, this is the first study comparing parameters of malnutrition with different diagnostic measures of sarcopenia in geriatric outpatients. A geriatric outpatient population is an unique population and relevant for clinical practice. However, the results cannot be generalized to other populations and selection bias could have occurred because of this specific population. There are also some other limitations that need to be addressed. First, the use of cross-sectional data hinders determination of causality. Second, SNAQ as a proxy of malnutrition in a geriatric outpatient population has a moderate sensitivity; the specificity, however, is excellent [38]. In addition, the SNAQ is a subjective measure with a possibility of recall bias, while objective measures of malnutrition are preferred. Third, the small sample size can possibly explain the lack of consistently statistical significance. Fourth, all parameters of malnutrition were dichotomized, which may affected the power of the statistical analyses. In addition, the used cut-off value of BMI <22 kg/m2 to define underweight was arbitrary; the debate on proper cut-off values of BMI in older persons is on-going.
Conclusion
Parameters of malnutrition were found to be associated with diagnostic measures of sarcopenia, but related differently to diagnostic measures of sarcopenia. When comparing different diagnostic measures of sarcopenia, parameters of malnutrition were most strongly associated with both relative and absolute muscle mass, while less strong associations were found with muscle strength and physical performance. This result adds to the evidence on the importance of the role of muscle mass in defining sarcopenia. This understanding is essential for the construction of the most clinically valid definition of sarcopenia. With respect to malnutrition, both relative and absolute muscle mass are important measures.
Further research is needed and should focus on the association between the diagnostic measures of sarcopenia and other muscle-related conditions in clinically relevant populations of older persons. Interrelations are complex, i.e. effects of age, body mass, chronic and acute malnutrition. Future research should therefore carefully take adjustment models into account and should apply adjustments in a consistent way as the influence of these factors is clearly shown.
Acknowledgments
The authors thank M. Stijntjes and J.H. Pasma for their contribution to the study. EMR, MCT, MAEdvdS, CGMM and ABM designed the study. EMR performed the data analysis and drafted the manuscript. All authors contributed to the writing of the manuscript. All authors approved the final version of the manuscript.
This study was supported by the seventh framework program MYOAGE (HEALTH-2007-2.4.5–10), and by the Dutch Technology Foundation STW, which is part of the Netherlands Organization for Scientific Research, and partly funded by the Ministry of Economic Affairs, Agriculture, and Innovation. No conflicts of interest.
Author Contributions
Conceived and designed the experiments: EMR MCT MAEdvdS CGMM ABM. Analyzed the data: EMR. Contributed reagents/materials/analysis tools: EMR MCT MAEdvdS CGMM ABM. Wrote the paper: EMR MCT MJL GJB MAEdvdS CGMM ABM.
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