Hijacking Endocytosis and Autophagy in Extracellular Vesicle Communication: Where the Inside Meets the Outside
Giona Pedrioli1,2 
Paolo Paganetti1,3*- 1Neurodegeneration Research Group, Laboratory for Biomedical Neurosciences, Neurocenter of Southern Switzerland, Ente Ospedaliero Cantonale, Torricella-Taverne, Switzerland
- 2Member of the International Ph.D. Program of the Biozentrum, University of Basel, Basel, Switzerland
- 3Faculty of Biomedical Sciences, Università della Svizzera Italiana, Lugano, Switzerland
Extracellular vesicles, phospholipid bilayer-membrane vesicles of cellular origin, are emerging as nanocarriers of biological information between cells. Extracellular vesicles transport virtually all biologically active macromolecules (e.g., nucleotides, lipids, and proteins), thus eliciting phenotypic changes in recipient cells. However, we only partially understand the cellular mechanisms driving the encounter of a soluble ligand transported in the lumen of extracellular vesicles with its cytosolic receptor: a step required to evoke a biologically relevant response. In this context, we review herein current evidence supporting the role of two well-described cellular transport pathways: the endocytic pathway as the main entry route for extracellular vesicles and the autophagic pathway driving lysosomal degradation of cytosolic proteins. The interplay between these pathways may result in the target engagement between an extracellular vesicle cargo protein and its cytosolic target within the acidic compartments of the cell. This mechanism of cell-to-cell communication may well own possible implications in the pathogenesis of neurodegenerative disorders.
Introduction
In multicellular organisms, cell-to-cell communication is a cardinal process that coordinates and synchronizes cellular activities, ensuring the correct function of tissues, organs, and ultimately the whole system. A broad variety of mechanisms has evolved to accomplish the transmission of information between neighboring or distant cells. Among these, lipid bilayer-membrane nanovesicles released from cells act as vectors for short- and long-distance transport of biological messages. First described in the early 1980s as secreted exosomes derived from endosomes (Harding et al., 1983; Pan and Johnstone, 1983; Pan, 1985), their function was first proposed as an alternative degradative path through which cells expel dispensable intracellular molecules. The subsequent advances in isolation and characterization procedures depicted a more complex and heterogeneous population of secreted nanovesicles, for which the generic term “extracellular vesicles” (EVs) was coined (György et al., 2011). The first concept on their function was challenged by the observation that EVs secreted from B cells induce T-cell proliferation by activating major histocompatibility complex II (MHC-II) receptors carried on their surface (Raposo et al., 1996). More recently, a strong support for a relevant role of macromolecules transported by EVs in cell-to-cell communication is reflected by the demonstration that nucleic acids synthetized and encapsulated in EVs by the donor cells are active in recipient cells (Valadi et al., 2007). It is now established that EVs are required for multiple cellular processes in health and disease by contributing to immunomodulation, inflammation, cancer, and neurodegeneration (Mathieu et al., 2019). EVs even find applications as nanocarriers for therapeutic agents (Luan et al., 2017; Yang et al., 2018).
At least three main criteria can be defined for EVs to be accounted as functional vectors in cell-to-cell communication: secretion by the donor cell after selective macromolecule encapsulation, transport of the cargo to the target cell, and release of the transported messenger in the recipient cell for interaction with its effector. To date, the efforts in the field were primarily directed to understand the biogenesis and the mechanisms for the packaging of macromolecules in EVs (Raposo and Stoorvogel, 2013; Colombo et al., 2014; van Niel et al., 2018; Mathieu et al., 2019). EVs comprise small EVs (with a diameter of 30–150 nm) or large EVs (>150 nm) that mostly depend on their origin from endosomes or the cell surface, respectively (Colombo et al., 2014). Exosomes, a class of small EVs, are born as intraluminal vesicles (ILVs) by inward membrane budding during the maturation of multivesicular bodies (MVBs), a process that is regulated by the endosomal sorting complex required for transport (ESCRT) (Colombo et al., 2014; Cocucci and Meldolesi, 2015; Mathieu et al., 2019). The ESCRT-0 and ESCRT-I subcomplexes sort cargo molecules in membrane microdomains, and the ESCRT-II and ESCRT-III subcomplexes drive membrane budding and fission. ILVs are also generated by ESCRT-independent mechanisms. This can occur by the hydrolysis of sphingomyelin to ceramide and the creation of membrane microdomains; further metabolism of ceramide to sphingosine 1-phosphate activates its receptor that sorts the cargo of ILVs (Colombo et al., 2014). In addition, members of the tetraspanin family, which are efficiently sorted to the endosomal pathway, appears involved in the sorting of EV cargo (van Niel et al., 2011). The fusion of MVBs at the cell surface results in exosome secretion. Large EVs, in particular microvesicles, predominantly originates from the outward budding of the plasma membrane (van Niel et al., 2011). Cargo packaging entails that macromolecules are first targeted to the respective production site. Then, with a process requiring molecular clustering and budding, they end up in EVs following membrane fission. The proteins involved in the biogenesis of EVs eventually become themselves cargo molecules and can be utilized as markers characterizing the origin of EVs (Colombo et al., 2014; Mathieu et al., 2019). On the other hand, although the delivery of cargo macromolecules to recipient cells is a critical step required for absolving the biological activities associated to EVs, the mechanisms involved in this process remain largely elusive. Macromolecules transported on the exterior of EV may directly interact with surface membrane receptors, as it may be the case for MHC-II receptors. For a luminal EV cargo, it is plausible to assume that the cytosol is the main site for intracellular target engagement. However, current evidence suggests that this is a possible but rather rare event (Ridder et al., 2014; Zomer et al., 2015; Sterzenbach et al., 2017). Inadequate detection sensitivity is a plausible technical limitation. In fact, circumstantial evidence indicates that a measurable biological effect is counterbalanced by the difficulty to detect a cargo molecule in the cytosol of the recipient cell (Zomer et al., 2015; Steenbeek et al., 2018; Pedrioli et al., 2020). Lack of sensitivity may result because recipient cells represent only a minor subpopulation able to decipher an EV message. In such a case, EVs specifically targeting a specialized cell pool present in an organ may reduce EV cargo release to a rare event that still holds a significant biological relevance (Ridder et al., 2014; Zomer et al., 2015). At the same time, a sporadic but continuous transport over years of pathological protein forms between cells may well contribute to a slow progression and propagation of disease as in the case of neurodegenerative disorders. That being said, an infrequent cytosolic EV cargo release does not exhaustively explain the large body of evidence, suggesting a cardinal role of EVs in cell-to-cell exchange of macromolecules. Nevertheless, given the broad heterogeneity of luminal cargos, there is the need to assess whether alternative intracellular locations may account for the release and the target engagement of biologically active EV cargo macromolecules.
Looking for the Target Cell
The rising interest around EVs in recent years is linked to the increasing evidence of phenotypic changes in recipient cells apt to translate a message transported by these vesicles (Valadi et al., 2007; Ridder et al., 2014; Zomer et al., 2015; van Niel et al., 2018; Mathieu et al., 2019; Wang et al., 2019; O’Brien et al., 2020). The molecular process exploited by EVs to target recipient cells remains a matter of debate, possibly because different mechanisms may coexist. Human carcinoma cells were shown to non-selectively respond to EVs originating from different cell types (Horibe et al., 2018). The composition and modifications of external components may affect the overall charge of the EV surface, thus reducing the natural electrostatic repulsion of membranes (Williams et al., 2019). This process may become more relevant once EVs are internalized into the acid environment of endocytic organelles (Winchester, 2005). Besides a randomly determined event, a combination of EV and cell origin, EV subtype, and cell type and state may confer specificity to the recognition of EVs by the recipient cell, a mechanism defined as tropism of EVs (Kooijmans et al., 2016). EVs derived from B cells in mantle cell lymphoma (MCL) are readily and preferentially taken up by other MCL cells (Hazan-Halevy et al., 2015). In the nervous system, EVs secreted from oligodendrocytes have a specific tropism for microglia cells (Fitzner et al., 2011). In both cases, preferential EV internalization may occur because of active intake mechanisms characterizing these cell types. EV docking at the plasma membrane may be facilitated by cell membrane adhesion receptors recognizing macromolecules exposed on the surface of EVs. Tetraspanins, in particular CD9 and CD81, which are highly enriched in the lipid membranes of EVs, appear as possible candidates (Morelli et al., 2004). Additional proteins exposed on the EV surface participate in ligand-binding mechanisms. On dendritic cell–derived EVs, the beta-2 integrin family of proteins (CD18/CD11 a, b), the intercellular adhesion molecule-1 and -2 (ICAM-1/-2), and the serum milk fat globule-EGF factor 8 facilitate the interaction with recipient cells (Théry et al., 1999, 2001; Nolte-‘T Hoen et al., 2009; Genschmer et al., 2019). Glycans as well may contribute to the EV and cell recognition process (Williams et al., 2018, 2019; Dusoswa et al., 2019). Glioblastoma-derived EVs are decorated with glycans recognized by sialic acid–binding immunoglobulin-like lectin receptors, an essential and specific step for their capture by dendritic cells (Dusoswa et al., 2019). To add complexity to the system, the heterogeneous size and composition of EVs may influence their recognition and uptake by recipient cells.
As all cell types secrete EVs, the extracellular milieu is rich in a large variety of EVs. A productive message possibly covering a distant radius of action requires that the target cell developed a precise instrument of docking and internalization of freely circulating EVs. The elucidation of the fate of EVs once docked on the cell surface is of critical importance in the context of disease. Understanding the molecular and cellular mechanisms involved in a pathogenic cell-to-cell communication mediated by EVs may offer new approaches for the development of specific treatments.
“Eating and Drinking” EVs
The variability in EV uptake routes may depend on the combination of multiple factors contributed by macromolecules present on the surface of both EVs and recipient cells (Mulcahy et al., 2014). Most experimental evidence suggests that endocytosis is the major uptake path (Koumangoye et al., 2011; Nanbo et al., 2013; Mulcahy et al., 2014; Heusermann et al., 2016; Nakase et al., 2016; Durak-Kozica et al., 2018; Yao et al., 2018). EVs are internalized by dendritic cells and fuse with membranes of the endocytic pathways releasing their content into the cytosol (Montecalvo et al., 2012). However, once taken up by recipient cells, EVs can also be either recycled and released in the extracellular space or targeted to lysosomes for degradation. For instance, upon internalization by interconnected neurons, fusion events between exogenous and endogenous EVs were found to potentially increase the radius of action of EVs and the consequent pathogenicity in the context of Alzheimer disease (AD) (Polanco et al., 2018). In contrast, microglia take up oligodendrocyte-derived EVs through a macropinocytotic mechanism on their route to lysosomes for degradation (Fitzner et al., 2011), consistent with their role in cleaning the extracellular space from cell debris.
The term “endocytosis” was coined by Christian de Duve in the 1960s to describe a cellular process in which the invagination of the limiting plasma membrane leads to the intracellular formation of vesicles encapsulating extracellular material (Fürthauer and Smythe, 2014). Various functions are now assigned to endocytosis, a key homeostatic mechanism that regulates major cellular processes such as provision of educts for biochemical synthesis of macromolecules, receptor down-regulation, intracellular signaling, antigen presentation (Miaczynska et al., 2004; Miaczynska and Stenmark, 2008; Ellinger and Pietschmann, 2016), or as the main route for EV internalization (Koumangoye et al., 2011; Nanbo et al., 2013; Mulcahy et al., 2014; Heusermann et al., 2016; Nakase et al., 2016; Durak-Kozica et al., 2018; Yao et al., 2018). Indeed, EV uptake through this route is rapid, with EVs identified inside cells within few minutes after their application to the culture medium (Feng et al., 2010). EV uptake requires an active process as shown by its absence in cells kept at 4°C or fixed with paraformaldehyde (Fitzner et al., 2011; Pan et al., 2012) and is therefore modulated by the same mechanisms regulating endocytosis (Joseph and Liu, 2020). Alternatively, it may occur by bulk flow, similarly, to the fluid phase-uptake marker dextran (Tian et al., 2014a; Nakase et al., 2016). Once internalized, EVs locate with various markers of the endocytic pathway. For instance, EVs derived from Epstein–Barr virus–infected B cells and tracked through a fluorescent lipophilic dye localize, at increasing time points, with RAB5, RAB7, and CD63-positive endocytic organelles of recipient epithelial cells (Nanbo et al., 2013). EVs are observed to enter human primary fibroblasts via filopodia and travel along the endocytic pathway and end their route, after scanning the endoplasmic reticulum, in lysosomes (Heusermann et al., 2016). Consistent with this, EVs appear to exploit the endocytic pathway to travel from the periphery, rich in early endosomes, toward the perinuclear area, rich in late endosomes and lysosomes, or they are sorted and recycled by secretion at the plasma membrane (Mercer et al., 2010; Durak-Kozica et al., 2018), as described for protein receptors (Gonda et al., 2019). Indeed, EVs (and viral particles) are found within lysosomes of recipient cells as soon as 1 h after application (Koumangoye et al., 2011; Zhou et al., 2011; Yao et al., 2018). This close proximity with the nucleus is hijacked for the delivery of viral genomic material to “the control center of the cell” and may hint to a possible shared delivery mechanism also used by EVs (Mercer et al., 2010). Endocytosis is a broad term that includes a range of internalization pathways that include cell eating (“phagocytosis”) and cell drinking (“pinocytosis”) processes, both involved in EV internalization (Feng et al., 2010; Tian et al., 2014a; Ellinger and Pietschmann, 2016; Holder et al., 2016; Chiba et al., 2018; Horibe et al., 2018; Ogese et al., 2019; Verweij et al., 2019; Figure 1).
Figure 1. Cellular pathways exploited for the delivery of EV cargo. EVs reaching recipient cells can interact with cell surface receptor or fuse with the limiting membrane and deliver the soluble cargo directly to the cytosol. Alternatively, EVs are internalized through macropinocytosis, micropinocytic processes such as clathrin-mediated endocytosis, and caveolin-mediated endocytosis or phagocytosis. Internalized EVs transit through endosomal compartments when directed to lysosomes. Within endo-lysosomal organelles, ligands present on the EV surface can induce an intracellular signaling cascade through a ligand–receptor mechanism. Moreover, cytosolic delivery of EV cargo may occur by fusion with the membrane of these organelles. The action of acidic hydrolases may liberate the EV cargo for degradation, interaction with other endo-lysosomal components, or recycling to the extracellular milieu by back fusion with the cell membrane. Symbols used are specified in the legend on the bottom of the scheme.
Phagocytosis
Phagocytosis is the main internalization path shared by professional phagocytic cells, which embrace neutrophils, macrophages, and dendritic cells (Savina and Amigorena, 2007; Richards and Endres, 2014). Phagocytosis is tightly regulated, and it requires ligand–receptor–mediated recognition followed by the active ingestion of large extracellular particles (>0.5 μm) into intracellular organelles called phagosomes. These latter are then directed to fuse with lysosomes to generate phagolysosome (Stuart and Ezekowitz, 2005; Kuhn et al., 2014; Kettler et al., 2016; Rosales and Uribe-Querol, 2017). Given the nature of this process, it is understood that phagocytes preferentially internalize large EVs, such as apoptotic bodies and ectosomes. Of particular interest is the highly selective uptake of apoptotic bodies by dendritic cells, a route that is mediated through the receptors for phosphatidylserine (PS), which is enriched on the surface of these large cell debris (Rubartelli et al., 1997; Hoffmann et al., 2001; Gasser et al., 2003). Nevertheless, also particles less than 100 nm in size are observed to be taken up by phagocytes (Kuhn et al., 2014; Kettler et al., 2016). This is supported by the observation that dendritic cells internalize exosomes through a process that is inhibited by latrunculin-A (Ogese et al., 2019), a potent inhibitor of phagocytosis (de Oliveira and Mantovani, 1988) acting by depolarizing actin filaments (Fujiwara and Zweifel, 2018). Likewise, exosomes derived from leukemia cell lines are taken up by a process sensitive to genetic inhibition of a key regulator of phagocytosis (DNM2), and once internalized, they localize with phagolysosome markers (Feng et al., 2010). Despite sufficient evidence for phagocytosis as an endocytic process involved in EV uptake, the exact mechanisms of small-size EVs phagocytosis, e.g., the receptor involved, remain to be elucidated. Moreover, given the nature of phagocytic cells, internalized EVs end up in organelles rich in digestive enzymes (Feng et al., 2010), thus representing a mean for their elimination, rather than a process involved in cell-to-cell communication.
Pinocytosis
Pinocytosis describes a process in which inward budding of the plasma membrane serves to internalize small amounts of extracellular fluid and dissolved particles eventually forming intracellular pinocytic vesicles. Pinocytosis is subdivided in micropinocytosis (<0.1 μm) and macropinocytosis (∼0.2–5.0 μm) according to the size (and fate) of pinocytic vesicles and the molecular mechanism involved (Steinman, 1983; Kruth et al., 2005).
Micropinocytosis
Most receptor-bound ligands are internalized via micropinocytosis providing an efficient means for uptake of specific macromolecules (Sallusto, 1995; Banchereau and Steinman, 1998; Swanson, 2008; Mercer and Helenius, 2009; Bloomfield and Kay, 2016). The internalization of transferrin upon binding to the transferrin receptor is the best studied example of receptor-mediated endocytosis (Sullivan et al., 1976; Harding et al., 1983). Coupling transferrin with a fluorescent tag, a routine in monitoring micropinocytosis, showed different localization of EVs with transferrin, depending on incubation time and recipient cell type (Tian et al., 2014a; Yao et al., 2018). Micropinocytosis forms clathrin-, caveolin-, or non–clathrin/non–caveolin–coated plasma membrane pits (Steinman, 1983; Kruth et al., 2005; Kaksonen and Roux, 2018). Then, invaginated membranes pinch off to create organelles that mature and fuse with endosomes. This delivers their contents for recycling after fusion with the plasma membrane or for further transport to lysosomes (Mellman, 1996; Kirchhausen, 2000; Kaksonen and Roux, 2018).
EV size, EV origin, and recipient cell type may all play a role in deciding whether micropinocytosis entails the use of clathrin or caveolin or neither. EVs localize with markers of clathrin-mediated endocytosis (CLME) by a process sensitive to inhibitors of key effectors of this pathway. The compound pitstop 2 is a potent, but not selective, inhibitor of clathrin-dependent endocytosis that binds to the amino terminus of clathrin and blocks its association with amphiphysin (von Kleist et al., 2011; Dutta et al., 2012; Willox et al., 2014). CLME inhibition by pitstop 2 decreases EV uptake in human trophoblast cells (Holder et al., 2016) and colorectal carcinoma cells (Horibe et al., 2018). The cationic amphiphilic drug chlorpromazine inhibits the formation of clathrin-coated pits at the plasma membrane (Wang et al., 1993) and reduces the uptake of EVs in several in vitro cell culture models (Feng et al., 2010; Escrevente et al., 2011; Tian et al., 2014a; Yao et al., 2018). EV internalization is also decreased in the presence of pyrimidyn-7 and dynasore (Macia et al., 2006; McGeachie et al., 2013; Chiba et al., 2018; Verweij et al., 2019), two non-selective inhibitors of the GTPase activity of dynamin, a large GTPase involved in late stages of clathrin-coated pits formation (Sever et al., 2000; Hill et al., 2001). The genetic shRNA knockdown of clathrin adaptor protein 2 (AP2) and that of dynamin inhibit the assembly of clathrin-coated pits and result in an appreciable reduction of EV uptake (Tian et al., 2014a). While CLME is the best documented micropinocytic process for EV uptake, the involvement of caveolin-mediated endocytosis (CAME) becomes increasingly evident. Because of the small size of the caveolae, it is plausible to assume that CAME tends to internalize EVs with a small 60–80 nm diameter (Wang et al., 2009; Parton and Collins, 2016). The endogenous expression of caveolin-1, the main structural protein of caveolae, fluctuates between cancer cell lines and correlates with the degree of EV uptake (Horibe et al., 2018). In support to this, specific shRNA knockdown of caveolin-1 impairs EV internalization (Nanbo et al., 2013). Sterol-binding compounds that disrupt lipid rafts and caveolae structures, such as filipin, genistein, and nystatin, inhibit CAME-mediated EV uptake in various cell types (Svensson et al., 2013; Tian et al., 2014a; Lin et al., 2018; Yao et al., 2018; Harischandra et al., 2019). As dynamin also participates to the formation of caveolae at the plasma membrane (Oh et al., 1998), studies assessing the role of this protein through the use of genetic and pharmacological inhibitors do not discern the possible involvement of CLMA and CAME.
Taken together, the evidence that micropinocytosis is implicated in the internalization of small-size EVs is well documented. However, some of the molecular mechanisms involved in this process need more investigation, in particular the selective tropisms toward subclasses of small-size EVs.
Macropinocytosis
Macropinocytosis, on the other hand, overcomes the size limitation in EV internalization of micropinocytic processes. Macropinocytosis is characterized by the formation of actin-rich plasma membrane extensions, named ruffles (Swanson and Watts, 1995; Kerr and Teasdale, 2009). These pockets-like membrane structures fuse back with the plasma membrane and pinch off to form non-coated organelles, referred to as macropinosomes, which encapsulate a large volume of extracellular material (Kerr and Teasdale, 2009). The relatively large size of macropinosomes allows the uptake of a greater load of EVs and a broader range of EV sizes when compared to micropinosomes. As for most endocytic organelles, macropinosomes mature, shrink, and move toward the center of the cell where they eventually fuse with lysosomes. Although rarely, these organelles can recycle back to the plasma membrane and release their content in the extracellular space (Swanson and Watts, 1995). Macropinocytosis is an efficient, although non-selective, mechanism for internalizing EVs (Swanson and Watts, 1995). To demonstrate the participation of this pathway in the EV uptake, various inhibitors targeting the machinery generating macropinosomes were employed (Swanson and Watts, 1995; Swanson, 2008; Kerr and Teasdale, 2009; Lim and Gleeson, 2011). Macropinocytosis is dependent on the Na+/H+ exchanger (NHE) activity (Swanson and Watts, 1995; Koivusalo et al., 2010). EIPA (5-(N-ethyl-N-isopropyl)amirolide) is an inhibitor of NHE that impairs micropinocytosis and EV uptake (Tian et al., 2014a; Costa Verdera et al., 2017). Other non-selective compounds are applied to study macropinocytosis. Wortmannin and LY294002 (Feng et al., 2010; Tian et al., 2014a; Costa Verdera et al., 2017), potent inhibitors of phosphoinositide 3-kinases, impair intracellular membrane traffic and endocytosis (Araki et al., 1996). Latrunculin-A and cytochalasin-D destabilize actin filaments (Lamaze et al., 1997; Yarmola et al., 2000; Veltman et al., 2016) and inhibit ruffles formation (Montecalvo et al., 2012; Svensson et al., 2013; Emam et al., 2018). As macropinocytosis shares with phagocytosis similar molecular mechanisms, the use of inhibitors is not sufficient to infer on the specific involvement of either processes. Colocalization of EVs with fluorescently tagged dextran, a fluid-phase marker of endocytosis, is consistent with this view (Kerr and Teasdale, 2009; Fitzner et al., 2011; Tian et al., 2014a; Costa Verdera et al., 2017; Canton, 2018). Moreover, macropinocytosis does not specifically target molecules in the extracellular environment, indicating that EV uptake may be dictated just by their proximity to the cell membrane. Nevertheless, macropinocytosis is regulated by specific mechanisms (Bryant et al., 2007; Ha et al., 2016; Colin et al., 2019); stimulation, e.g., of the epidermal growth factor receptor, enhances EV uptake (Nakase et al., 2015; Colin et al., 2019). Notably, also EVs appear to induce macropinocytosis (Costa Verdera et al., 2017). Similar to phagocytosis, macropinocytosis channels EVs to lysosomes (Fitzner et al., 2011; Yao et al., 2018), possibly indicating a clearance mechanism, rather than a route for transcellular signaling.
Delivering an EV Cargo: Membrane Fusion
Cells exploit EVs to communicate biological information over short and long distances, implying that the message transported by EVs must engage with its natural target. This may occur at the cell surface excluding an internalization process (Shelke et al., 2019), e.g., when B-lymphocyte EVs activate T-cell receptors on the surface of lymphocytes (Raposo et al., 1996). In contrast, for a cargo such as RNAs transported in the EV lumen, the target enabling a biological response is likely to be located in the nuclear-cytosolic compartment where the machineries for, e.g., mRNA translation or for microRNA regulation are expected (Valadi et al., 2007; Zomer et al., 2015). However, there is a lack of knowledge on the cell biology and biochemistry allowing the EV cargo to bypass the robust barriers imposed by the phospholipid bilayers, limiting both EVs and recipient cells. Not surprisingly, the direct fusion of EVs with the membranes of recipient cells is proposed as a relatively simple process for cell entry (Parolini et al., 2009; Zomer et al., 2015; Prada and Meldolesi, 2016; Van Dongen et al., 2016). Given the large body of evidence for an EV uptake by endocytosis before cargo delivery, it is conceivable that endocytic organelles may act as the location where EVs fuse with cell membrane, in a process known as “endosomal escape.” In this sense, recent studies offer a reasonable mechanism of membrane fusion facilitated by the acidic environment and by the degradative activity of lysosomal hydrolases (Parolini et al., 2009; Montecalvo et al., 2012; Joshi et al., 2020). This is reminiscent of the process used by several virus to deliver genomic material to the host cell (Burkard et al., 2014). Indeed, low pH and acidic hydrolases may induce conformational changes in viral fusion proteins that facilitate the merge with the cell membranes (Burkard et al., 2014; Staring et al., 2018). This is the case for the rabies virus glycoprotein (RVG), which binds to the nicotinic acetylcholine receptor expressed by cells of the nervous system (Lentz et al., 1982; Gaudin et al., 1993; Lafon, 2005).
Interestingly, liposomes and other types of synthetic EVs are developed as vectors for the delivery of membrane-impermeable drugs, whereby multiple solutions were designed to improve endosomal escape. The engineering of EVs bearing a short peptide derived from RVG efficiently delivers functional BACE1 siRNA to neuronal cells in the mouse brain (Alvarez-Erviti et al., 2011). Similarly, the integrin-recognition motif Arg-Gly-Asp (RGD), present on viral envelopes, mediates host cell infection (Hussein et al., 2015) by driving viral particle internalization and endosomal escape (Shayakhmetov et al., 2005). Incorporation of LAMP2 fused to RGD in the membrane shield of EVs results in an efficient EV delivery of the chemotherapeutic doxorubicin to integrin-positive breast cancer cells (Tian et al., 2014b). Lipids participate as well in membrane fusion events (Mathieu et al., 2019). For instance, PS on the EV surface may interact with the PS-ligand annexin-V enriched in membranes of early and late endocytic organelles of macrophages (Diakonova et al., 1997). In an opposite manner, PS on the luminal side of endocytic membranes (Matsudaira et al., 2017) binds to annexin-V present on the surface of apoptotic bodies (Igami et al., 2020). Cholesterol is a key component of membrane organization and fusion events (Yang et al., 2016). Indeed, the incorporation of cholesterol in EV membranes is tightly regulated, and the endocytic process largely depends on cholesterol (Mulcahy et al., 2014; Pfrieger and Vitale, 2018; Mathieu et al., 2019; Skotland et al., 2020). A recent report describes that treatment with U18666A, a ligand of Niemann–Pick C1 protein, causes endo-lysosomal accumulation of low-density lipoprotein–bound cholesterol and hampers EVs fusion with recipient cell membranes (Joshi et al., 2020). In a more provocative way, the description of an unconventional delivery of EV content directly into the nucleus of recipient cells mediated by late endosomes in contact with the nuclear envelope unveils a beforehand unexplored EV delivery mechanism (Rappa et al., 2017).
Independently of the mechanisms involved, the fusion of EVs with cell membranes is expected to result in the liberation of EV luminal cargos within the cytosol of the recipient cell. Several studies have exploited the extremely sensitive CRE-based recombination technique to infer on EV-mediated trans-cytosol transport of biologically active macromolecules. Strikingly, these studies reveal that cytosolic entry of an EV cargo occurs at a sporadic rate (Ridder et al., 2014, 2015; Zomer et al., 2015; Sterzenbach et al., 2017; Steenbeek et al., 2018; Ilahibaks et al., 2019), an observation in contradiction with the large body of evidence showing an efficient EV uptake through endocytosis.
The Endo-Lysosomal System, a Crossroad for Exogenous and Endogenous Biomolecules?
The molecular mechanisms governing EV cargo loading dictate not only the specific cargo signature of an EV and thus the specific effect it will elicit in recipient cells, but also the preferential route of delivery (van Niel et al., 2018). Among all the identified biomolecules transported within the EV lumen (Colombo et al., 2014), nucleic acids and proteins have been shown to elicit a response in recipient cells (Valadi et al., 2007; Skog et al., 2008; Zomer et al., 2015). The target machinery able to translate a nucleic acid–encoded message is expected within the cytosol or the nucleus of recipient cells, with delivery requiring membrane fusion events. A different prospect applies for a protein cargo, as various surface and intracellular targets are apt for engagement, thus widening the possible location for the delivery of the message. Additional intracellular locations besides the cell surface and the cytosol, discussed above, are plausible. Recent studies imply an EV-mediated signaling in the endo-lysosomal compartment. Human mast cell–derived EVs promote phenotypic changes in recipient mesenchymal stem cells through transforming growth factor beta1 (TGFbeta1) signaling (Shelke et al., 2019). The role of endosomes in this signaling is demonstrated by requirement of an acidic pH for the activation of TGFB1 (Annes et al., 2003; Shelke et al., 2019). EVs loaded with the enzyme beta-glucocerebrosidase (GBA) cause increased lysosomal GBA activity in recipient cells to a similar extent when GBA was engineered in the lumen or on the surface of EVs (Do et al., 2019a). These data indicate that macromolecules transported through EVs could remain functionally active in organelles of the endo-lysosomal pathway. Endo-lysosome organelles represent a subcellular compartment where degradative pathways able to transfer exogenous and endogenous proteins converge (Lawrence and Zoncu, 2019). In other words, the endo-lysosomal compartment represents a crossroad where extracellular molecules delivered through “cell-eating” and “cell-drinking” endocytic pathway may meet intracellular molecules transported by the “self-eating” autophagic machinery (Mizushima and Komatsu, 2011).
Self-Eating
Protein homeostasis is maintained in mammalian cells by multiple systems (Li et al., 2012). The ubiquitin (Ub)–proteasome system (UPS) is a selective proteolytic machinery, in which (usually) short-living poly-ubiquitinated proteins are unfolded and degraded by the proteasome (Mizushima and Komatsu, 2011). The term autophagy originates from the Greek words αùτóς (auto = self) and φαγεîν (phagy = eating), hence describing a self-eating process (Wesselborg and Stork, 2015). The autophagic machinery is complex in terms of both distinct mechanisms and substrate heterogeneity; this latter spanning from (usually) long-living proteins, protein aggregates, nucleic acids, and cellular organelles (Mizushima and Komatsu, 2011; Fujiwara et al., 2017). Moreover, besides its degradative function, autophagy is a truly dynamic process that serves also as a recycling system providing the cell with the material required to maintain its energetic homeostasis (Mizushima and Komatsu, 2011). The broad term “autophagy” encompasses three main processes: macroautophagy, microautophagy, and chaperone-mediated autophagy (CMA) (He and Klionsky, 2009; Tooze and Yoshimori, 2010; Feng et al., 2014; Dikic and Elazar, 2018). Macroautophagy sequesters and encapsulates cytoplasmic components including whole organelles or organelle portions within an intermediate double-phospholipid-bilayer organelle named “autophagosome” (Xie and Klionsky, 2007; Tooze and Yoshimori, 2010; Lawrence and Zoncu, 2019). This latter travels along microtubules toward the perinuclear region where it fuses either directly with lysosomes or with late endosomes as an intermediate step (Xie and Klionsky, 2007; Tooze and Yoshimori, 2010; Mizushima and Komatsu, 2011; Nakamura and Yoshimori, 2017). In contrast, microautophagy sequesters small components of the cytoplasm (Mijaljica et al., 2011). Non-selective microautophagy is specific toward small cytosolic substrates, e.g., soluble proteins, and is characterized by the formation of tubular invaginations of the lysosomal membranes (Mijaljica et al., 2011; Li et al., 2012). These membrane invaginations pinch off, forming intralysosomal vesicles, which then release their cargo in the hydrolase-rich environment of lysosomes (Sahu et al., 2011). Inward membrane budding is also at the basis of ILV biogenesis in MVBs, a process that may be suitable for eliminating cytosolic components by secretion. On the other hand, selective microautophagy is specific toward large substrates or organelles (e.g., mitochondria, nucleus, and peroxisomes). These are engulfed through the projected, arm-like protrusion of lysosomal membranes; internalized within the lumen of lysosomes; and then gradually digested (Mijaljica et al., 2011; Mizushima and Komatsu, 2011; Li et al., 2012). Unlike the other two types of autophagy, in CMA the combined action of the chaperone protein heat shock cognate 70 (HSC70) and the lysosomes-associated membrane protein type 2A (LAMP2A) results in the specific recognition of protein substrates carrying a KFERQ-like pentapeptide and in their active translocation across lysosomal membranes (Mizushima et al., 2008; Orenstein and Cuervo, 2010; Mizushima and Komatsu, 2011; Mizushima, 2018; Figure 2).
Figure 2. Autophagic processes contributing to cellular proteostasis. Protease-resistant protein complexes and aggregates are delivered to lysosomal degradation by macroautophagy. This process is mediated by scaffold autophagy receptors able to bind to ubiquitinated proteins and the cleaved and phosphatidylethanolamine-conjugated LC3 present on the forming autophagosome. The complex is then encapsulated within the lumen of the double-lipid by-layer autophagy organelle, which expands and fuses with lysosome membranes for acidic hydrolases degradation. In chaperon-mediated autophagy (CMA), cytosolic proteins bearing a KFERQ-like domain recognized by the unfolding chaperon HSC70 are escorted to LAMP2A on the surface of lysosomal membranes. Two consecutive recruitments of LAMP2A molecules form a module that translocates the CMA substrate to the hydrolase-rich lumen of lysosomes. Symbols used are specified in the legend on the bottom of the scheme.
Autophagy is thus a diversified system that continuously delivers a large variety of intracellular substrates to the endo-lysosomal compartments. In this way, it is a process that, at any given time, expands the array of macromolecules available to meet extracellular material internalized through endocytosis, with possible implications in health and disease. Notably, EV cargos such as mRNAs and miRNAs may directly regulate the autophagic processes once released within recipient cells (Song et al., 2016; Cai et al., 2017; Kulkarni et al., 2018). This encounter, within an acidic compartment dedicated to degradation, may gain relevance in cellular states where lysosomal activity is compromised, and substrates may accumulate.
Autophagy–Lysosome Dysfunction in Neurodegenerative Diseases
Neurodegenerative disorders, such as AD, Parkinson disease (PD), Huntington disease (HD), amyotrophic lateral sclerosis (ALS), and transmissible spongiform encephalopathies (TSEs), are etiologically and clinically distinct. Crucially, they all share as pathological hallmark the deposition of protein aggregates into ubiquitinated intraneuronal inclusions (Brundin et al., 2010; Ciechanover and Kwon, 2015). Each disorder-specific protein aggregate is formed by distinct proteins, which acquire a beta-sheet–enriched conformation and eventually form soluble multimeric structures and insoluble protein inclusions. Beta-amyloid and tau are linked to AD (Terry, 1963; Masters et al., 1985; Grundke-Iqbal et al., 1986; Goate et al., 1991; Haass and Selkoe, 1993), alpha-synuclein to PD (Polymeropoulos et al., 1997; Uversky, 2007), huntingtin to HD (Davies et al., 1997; DiFiglia et al., 1997), TDP43 to ALS, and frontotemporal lobar degeneration (FTLD) (Arai et al., 2006; Neumann et al., 2006) and prion to TSE (Aguzzi, 2007). A recognized risk factor for this family of disorders is aging, as well as the gradual impairment of the cellular degradative systems (Kovács et al., 2007; Piras et al., 2016; Malik et al., 2019). Postmitotic neurons of the central nervous system are particularly vulnerable to the impairment of the autophagy–lysosome pathway. This age-dependent progressive deficiency observed in the aging brain correlates with the increasing accumulation of potentially toxic protein forms in the neurodegenerating brain (Wong and Cuervo, 2010; Lamark and Johansen, 2012; Ciechanover and Kwon, 2015; Metaxakis et al., 2018). This is further supported by animal models of late-onset neurodegenerative disorders, which display a progressive accumulation of autophagic organelles and protein aggregates (Spencer et al., 2009; Decressac et al., 2013; Valionyte et al., 2020). Furthermore, nanoscale analysis performed on postmortem brain tissue slice of patients affected by AD and PD showed that beta-amyloid and alpha-synuclein inclusions were enriched in lipid membranes and organelles structurally resembling lysosomes and in part immune-reactive for lysosomal markers (Nixon et al., 2005; Hassiotis et al., 2018; Shahmoradian et al., 2019). Similar observations were made with the identification of intralysosomal prion inclusions in neurons of sporadic Creutzfeldt–Jakob disease brains (Kovács et al., 2007). Actually, most studies demonstrated that cytosolic protein inclusions are substrates of selective macroautophagy and that molecular interventions aimed to stimulate macroautophagy reduce intraneuronal protein deposition with concomitant decrease in cell toxicity and amelioration in behavioral phenotypes in animal models (Tanaka et al., 2004; Spencer et al., 2009; Caccamo et al., 2010; Spilman et al., 2010; Yang et al., 2011; Steele et al., 2013; Savolainen et al., 2014; Yoon et al., 2017; Djajadikerta et al., 2019). Intuitively, a defect in a key clearance mechanism of the cell is expected to directly contribute to the build-up of aberrant proteins predestined to be eliminated. On the other hand, cellular inclusions and lysosomal overload may contribute to a vicious cycle of events curbing lysosomal dysfunction and protein deposition. Nevertheless, the discussion whether defective activity of the autophagy–lysosome pathway is a “cause” or an “effect” of intracellular protein inclusions merits more attention (Figure 3).
Figure 3. Lysosomal dysfunction in neurodegeneration. Controlled degradation of proteins via lysosomal hydrolases is a key cellular homeostatic event. Aging, unknown factors, mutations in neurodegeneration-associated genes and in autophagy–lysosome genes, and the accumulation of cytosolic protein inclusions are negative regulators of lysosomal function. In a vicious circle, defective lysosomal function contributes to aging, accumulation of toxic gene products, and disease. Impaired lysosomal function may occur at the level of acidic hydrolase activity or by altered fusion and maturation of autophagy–lysosome organelles.
The “Cause”
Compelling genetic and pharmacological experimental evidence supports that impairment of the autophagy–lysosome pathway exacerbates the accumulation of potentially toxic protein oligomers and causes neurodegeneration. To reinforce this argument, an approach often used is to abolish or reduce the transcription of genes belonging to the core machinery of autophagy. The autophagy-related 5 (ATG5) gene encodes for a protein that conjugates with ATG12 and ATG16 to form a complex involved in the extension of autophagosome membranes (Tanida, 2011). Mice lacking Atg5 expression specifically in neurons are characterized by the progressive neuronal accumulation of cytoplasmic, Ub-positive inclusion bodies and by the concomitant progressive deficit in motor and behavioral functions (Hara et al., 2006). ATG7 is an E1-like activating enzyme whose primarily function is to participate in the conjugation of ATG12 and in the lipidation of the microtubule-associated protein light chain 3 (LC3), two essential steps in the formation of functional autophagosomes (Xiong, 2015). The study of Atg7 knockout mice provides additional evidence for the contribution of autophagy in the formation of protein inclusions with aberrant intraneuronal accumulation of beta-amyloid and cognitive dysfunction in a mouse model of AD (Nilsson et al., 2013). Beclin-1, another regulator of macroautophagy, appears altered in aged brains and in patients affected by AD and HD. Decreased beclin-1 in mice models of AD- and HD-related amyloidosis causes impaired macroautophagy, increased inclusion bodies, and general neuronal deficits, aspects reversed through ectopic beclin-1 expression (Shibata et al., 2006; Pickford et al., 2008; Lucin et al., 2013).
To date, there is only a single report of a human pathogenic mutation among all the core ATG genes. The homozygous E122D mutation in ATG5 was found in two siblings affected by a childhood form of ataxia, characterized by progressive loss of Purkinje cells, cerebellar hypotrophy, and clinical symptoms affecting muscle coordination (Kim et al., 2016). At the cellular level, the single point mutation leads to impaired autophagy flux caused by defective conjugation of ATG5 with ATG12 (Kim et al., 2016).
Selective macroautophagy depends on Ub-binding scaffold proteins that recognize cytoplasmic ubiquitinated protein substrates and deliver them to the autophagy pathway for degradation (Zientara-Rytter and Subramani, 2019). Among all, P62/sequestome 1 (encoded by the SQSTM1 gene), NBR1 autophagy receptor (NBR1, neighbor of BRCA1 gene), autophagy-linked FYVE protein ALFY (WDFY3), and optineurin (OPTN) are found in almost all types of protein aggregates (Pankiv et al., 2007; Stolz, 2014; Lim and Yue, 2015). The presence of autophagy receptors within cytoplasmic inclusions supports the view that protein aggregates are cleared by a selective macroautophagic process (aggrephagy) (Øverbye, 2007). Concomitantly, the presence of autophagy receptors within cytoplasmic inclusions is also linked to a role of these as facilitators of protein aggregation (Pankiv et al., 2007; Shen et al., 2015). Most autophagy receptors are scaffold proteins that carry an Ub-associated (UBA) domain and an LC3-interacting region (LIR). The UBA domain binds to mono-ubiquitinated and poly-ubiquitinated proteins (Shaid et al., 2013; Stolz, 2014; Deng et al., 2017). On the other hand, the LIR sequence binds to LC3 conjugated to the inner surface of the phagophore (LC3-II), thus mediating the encapsulation of the complex in autophagosomes (Stolz, 2014; Deng et al., 2017; Dikic and Elazar, 2018), whereby autophagy receptors and LC3-II become themselves autophagy substrates (Deng et al., 2017). Genetic variants of the autophagy receptors OPTN and SQSTM1 are linked to ALS-FTLD (Fecto et al., 2011; Deng et al., 2017), and more severe disease forms are caused by mutations in the UBA domain of P62 (Fecto et al., 2011; Kwok et al., 2014). Furthermore, P62, optineurin, and NBR1 localize within Lewy bodies and neurofibrillary tangles (NFTs) in postmortem human brain tissue (Osawa et al., 2011; Odagiri et al., 2012). At the cellular level, P62 binds to poly-ubiquitinated tau mediating its clearance, and mice with genetic Sqstm1 inactivation display intraneuronal tau aggregation (Ramesh Babu et al., 2008).
Inherited mutations of lysosomal hydrolases are linked to neurodegenerative disorders (Lwin et al., 2004; Osellame et al., 2013; Ebrahimi-Fakhari et al., 2014; Menzies et al., 2017; Do et al., 2019b). For instance, homozygous mutation in the GBA gene encoding for the lysosomal enzyme glucocerebrosidase causes Gaucher disease, a lysosomal storage disorder (Mazulli et al., 2011; Menzies et al., 2017; Do et al., 2019b). Loss of GBA function triggers the accumulation of its substrate glucocerebroside within lysosomes leading to dysfunctional lysosomal degradation and autophagic processes (Mazulli et al., 2011; Menzies et al., 2017; Do et al., 2019b). Experimental Gba knockout mouse model of Gaucher disease displays defective autophagy with P62 accumulation, Ub-positive proteins, and oligomeric alpha-synuclein (Osellame et al., 2013). Notably, heterozygous mutation in GBA is the most common genetic risk factor for PD (Lwin et al., 2004; Menzies et al., 2017; Do et al., 2019b).
Chemical compounds are also used to mimic autophagy dysfunction and its consequences. Bafilomycin A1, a macrolide derived from Streptomyces griseus, specifically inhibits the vacuolar ATPase that transports protons to the interior of acidic organelles (Mauvezin and Neufeld, 2015). Chloroquine (CQ), a drug known for its antimalarial and anti-inflammatory properties, is a lysosomotropic buffering agent rapidly penetrating across cell membranes and undergoing a protonation-based trapping in the acidic environment of autophagic, endocytic, or lysosomal organelles (Al-Bari, 2015). The presence of either compound efficiently neutralizes the luminal pH, inhibits acidic hydrolases, and impairs the fusion among acidic organelles (Yamamoto et al., 1998; Mauvezin and Neufeld, 2015; Mauthe et al., 2018). Increased accumulation of cytosolic aggregates is found when these drugs are applied to in vitro and in vivo models of neurodegeneration. This occurs, for instance, in COS-7 cells expressing an aggregation-prone fragment of mutant huntingtin, where treatment with bafilomycin A1 results in a more pronounced aggregation determined by the increase in aggregates size and in the number of affected cells (Ravikumar et al., 2002). The same treatment exacerbates the formation of detergent-insoluble alpha-synuclein species in rat embryonic cortical neurons (Lee et al., 2004). An increment in seeding events is observed in primary neurons derived from tau transgenic mice when incubated with exogenous tau fibrils and CQ (Gibbons et al., 2017). A higher Ub-positive cytoplasmic TDP43 inclusion load is observed upon CQ treatment of a mouse model expressing mutated vasolin-containing protein (Custer et al., 2010; Nalbandian et al., 2015). In good agreement with these findings, macroautophagy stimulation is a proven intervention apt to reduce cytosolic protein aggregates, ultimately reversing behavioral phenotypes in animal models of neurodegenerative diseases (Ravikumar et al., 2004; Tanaka et al., 2004; Spencer et al., 2009; Caccamo et al., 2010; Spilman et al., 2010; Yang et al., 2011; Steele et al., 2013; Savolainen et al., 2014; Yoon et al., 2017; Djajadikerta et al., 2019). In a mouse model of beta-amyloid and tau pathology, induction of autophagy with an inhibitor of the mammalian target of rapamycin (mTOR) decreases intraneuronal beta-amyloid accumulation and rescues cognitive deficits (Caccamo et al., 2010). Similarly, oral administration of the disaccharide trehalose in a transgenic mouse model for mutant huntingtin effectively reduces cytosolic inclusions and ameliorates hallmark motor dysfunctions of HD (Tanaka et al., 2004). The neuroprotective effect of trehalose may rely on stimulation of autophagic flux independently from the mTOR signaling pathway (Sarkar et al., 2007; Lee et al., 2018).
The “Effect”
The increased impairment of the autophagy–lysosome pathway associated with the progression of neurodegenerative disorders may hint to intrinsic negative effects caused by accumulating aberrant protein forms. This outcome may result from a loss of function; e.g., the scaffold protein huntingtin interacts with P62 and facilitates the association of ubiquitinated substrates targeted to autophagy with LC3 (Ochaba et al., 2014). Mutant huntingtin fails in this role, thus compromising cytosolic cargo recognition and delivery to selective autophagy (Martinez-Vicente et al., 2010).
UPS and CMA are the first-line defense in disposing soluble proteins. However, when proteins aggregate into fibrillar insoluble forms, as it is the case for neurodegenerative disorders, they become increasingly resistant to both UPS and CMA degradation (Ciechanover and Kwon, 2015). The capacity to “escape” UPS and CMA degradation may well rely on the resilience of structured, beta-sheet–enriched protein aggregates to chaperon-mediated “unfolding,” which is required for funneling the polypeptide into these degradative pathways. As a result, they may act as negative regulators. CMA-mediated degradation relies on the presence of the KFERQ-like motif on its substrates. Accordingly, the VKKDQ sequence on alpha-synuclein is a recognition and binding domain for the chaperon HSC70, which mediates its translocation into lysosomes (Fred Dice, 1990; Cuervo et al., 2004). Fibrillar forms of alpha-synuclein resist to the unfolding activity of HSC70, and by binding to LAMP2A, they act as translocation inhibitors further busting their accumulation and impairing the degradation of other CMA substrates (Cuervo et al., 2004; Ross and Poirier, 2005). Likewise, at least in vitro, cytosolic protein inclusions act as clogging blockers in the barrel-shaped structure of the proteasome (Cuervo et al., 2004; Martinez-Vicente et al., 2008; Andre and Tabrizi, 2012). However, UPS and CMA impairment stimulates the specialized activity of aggrephagy as an alternative degradative machinery (Massey et al., 2006; Pandey et al., 2007; Lamark and Johansen, 2012).
Interestingly, prion infection disrupts the maturation of endo-lysosomal organelles by interfering with RAB7 association to membranes, which eventually prevents lysosomal degradation of PrPSc in favor of fibril formation (Shim et al., 2016). The key molecular spark that triggers prion pathogenesis is the conformational conversion of prion protein PrPC, with a predominant alpha-helix content, into the highly infectious beta-sheet–rich PrPSc (Pan et al., 1993). PrPSc forms detergent-insoluble fibrils also defined as PrPRes to highlight their intrinsic ability to resist to proteolytic degradation. As the endo-lysosomal pathway may represent the subcellular site where the conversion to PrPSc occurs, this has the potential to impair overall lysosomal degradative function (Caughey et al., 1991). Indeed, increased number and size of lysosomes and autophagic vacuoles are well-established neuropathological features of prion-infected neurons in animal models and in patients (Boellaard et al., 1991; Sikorska et al., 2004).
In addition to the effect of cytosolic aberrant protein forms, also their extracellular counterparts need to be considered when studying the pathogenesis of diseases. As previously discussed, non–cell-autonomous proteins exploit the endocytic pathway to access the inside of cells. In this respect, recombinant and brain-extracted protein fibrils and seeds enter the cell and traffic toward lysosomes upon endocytosis (Hu et al., 2009; Domert et al., 2016; Karpowicz et al., 2017; Evans et al., 2018), whereby lysosomal function appears required prior to reach the cytosol for further propagation (Tsujimura et al., 2015; Domert et al., 2016; Evans et al., 2018; Hoffmann et al., 2019). Intriguingly, exogenous alpha-synuclein fibrils taken up by endocytosis drive intracellular seeding within the endo-lysosomal compartment (Tsujimura et al., 2015). This occurs with the assistance of the lysosomal protease cathepsin-beta that, when compared other proteases, specifically triggers its aggregation. Concurrently, the accumulation of protease resistant alpha-synuclein fibrils within lysosomes impairs lysosomal function and autophagic flux (Hoffmann et al., 2019).
Protein Aggregation Within Lysosomes
In the context of this review, it is intriguing to consider alternative intracellular locations besides the cytosol, which may serve as seeding hubs in the nucleation process leading to intraneuronal inclusions as observed in neurodegenerative disorders. The acidic organelles of the cell may represent the initial location for the seeding activity of exogenous protein oligomers and fibrils, which may then gain access to the cytosol and trigger further aggregation (Figure 4). The endo-lysosomal pathway of the cell gathers at least four features that ideally facilitate the mechanism of disease-causing protein aggregation: (1) the presence of proteases, (2) the co-assistance of other protein-modifying enzymes such as glycosidases, sulfatases, and kinases, (3) a low pH, and (4) a relatively small volume and membrane surface area.
Figure 4. Lysosomal contribution to seeded propagation of disease. The endocytic organelles represent a crossroad where exogenous proteins (A) transported by EVs engage with their cellular cytosolic targets (B) transported by autophagy. The slightly acidic milieu of these organelles may spare proteins from degradation in favor of a biologically relevant target engagement, or of a pathogenic mechanism of seeded propagation of toxic protein forms. This latter may subsequently lead to lysosomal membrane rupture, overt cytotoxicity, and the formation of cytosolic protein inclusions as pathological hallmarks of disease. Symbols used are specified in the legend on the right of the scheme.
Proteolytic processing of neurodegeneration-associated proteins has received particular attention as in vitro evidence suggests increased propensity to aggregate when these are cleaved at specific amino acid sites. We discussed already above the evidence that in a cellular model of prion infection, the amino terminus of PrPRes, or of its precursor, is removed by lysosomal proteases facilitating its aggregation within lysosomes (Caughey et al., 1991). It was recently reported that tau is a substrate of asparagine endopeptidase, a lysosomal cysteine protease generating tau fragments with a high propensity to aggregate (Chen et al., 1998) observed also in the brain of human AD or tau transgenic mice (Zhang et al., 2014). What is more, the release of beta-amyloid from its precursor is initiated by the activity of the acidic endoprotease BACE located in endo-lysosomes (Pasternak et al., 2004). Intriguingly, the discovery within lysosomes of kinases phosphorylating neurodegenerative-associated proteins has raised awareness that pathological phosphorylation may be acquired within these organelles. As an example, the beta-isoform of glycogen synthase kinase 3 (GSK3beta), the main phosphorylating enzyme for a tau form enriched in disease-associated NFTs (Cohen and Goedert, 2004), is found within acidic organelles of the endo-lysosome pathway (Taelman et al., 2010; Li et al., 2016). Although experimental evidence that directly links tau toxicity to lysosomal GSK3beta is missing, this mechanism is intriguing and cannot be disregarded.
A high load of energy is required for the activity of the proton pump to maintain the acidic conditions required for the activity of lysosomal enzymes (Mindell, 2012). A low pH could serve as a spark triggering protein aggregation as it was shown for prion conversion (DeMarco and Daggett, 2007; Srivastava and Lapidus, 2017). Indeed, a protonation-based model approach demonstrated that the partial unfolding and dissociation of one alpha-helices of PrPC result in the loss of critical long-range salt bridges, which favor the conversion to a PrPSc-like structure (DeMarco and Daggett, 2007). Similar results were obtained analyzing kinetics of amyloid fibril formation, which is accelerated in the pH range observed in lysosomes of living cells, implying a possible contribution of lysosomes in amyloid diseases (Colon and Kelly, 1992).
The relatively small size of endo-lysosomal organelle when compared to the cytosol should also be considered a critical contributor of neurotoxic protein aggregation. Seeding aggregation of proteins is remarkably dependent on protein concentration and on the interaction with membranes (Eisele et al., 2015; Poulson et al., 2020), whereby a threshold concentration has to be reached in order to initiate a nucleation-dependent polymerization (Harper and Lansbury, 1997). Autosomal dominant disease forms bring clinical evidence of the correlation between protein concentration and pathogenicity. Examples are a hereditary PD form characterized by the triplication of the alpha-synuclein locus and extensive Lewy body formation (Singleton et al., 2003) or trisomy 21 characterized by an extra copy of the APP gene and early-onset AD-like amyloidosis (Lott and Head, 2019). In vitro experiments support the view that lysosomes may foster the critical concentration and exposure to membranes required for protein nucleation and further multimerization. This is the case when extracellular beta-amyloid monomers were found to be taken up by cells and to accumulate with seeding nucleation properties within lysosomes (Hu et al., 2009).
Disease Spreading and EVs
Neurodegenerative diseases are characterized by the spreading of pathological protein forms following a predictable spatiotemporal pattern through the brain of affected patients. This correlates with the symptom progression in a disorder-specific and unique manner. For instance, in AD, tau NFTs first occur in the entorhinal region and then spread to the surrounding hippocampal area and reach the entire neocortex in later disease stages (Goedert, 2015; Kaufman et al., 2018). In contrast, beta-amyloid senile plaques are first observed in the orbitofrontal and basal temporal neocortex and then slowly progress from anterior to posterior areas to invade the entire neocortex, the hippocampus, the amygdala, and the basal ganglia (Goedert, 2015). At the cellular level, nucleation-competent seeds are transferred from cell-to-cell, possibly exploiting existing cell communication mechanisms to drive the spreading of pathology. At the molecular level, the conversion of a native (often unfolded) state to a highly ordered fibrillar structure resembles the template-mediated mechanisms of prions, thus defined as prion-like paradigm (Soto and Pritzkow, 2018). In vitro studies support the notion that the dissemination of pathogenic protein forms through templated amplification occurs via interconnected neurons (Gribaudo et al., 2019; Hallinan et al., 2019), which fits well the progressive spreading through anatomically linked brain regions observed in vivo (Narasimhan et al., 2017; Henderson et al., 2019; Wegmann et al., 2019). Noteworthy, some connected brain areas are spared by this process, hinting to a specific cellular mechanism of release/uptake of protein seeds. Among the non-exclusive routes of cell-to-cell seed transport, EVs have gained a significant recognition as likely transcellular vehicles (Fiandaca et al., 2015; Thompson et al., 2016; Guix et al., 2018), with the advantage to ensure protection against degradative activities and propagation to distant targets. This pathogenic role of EVs is supported by observations made in animal models of most neurodegenerative disorders (Vella et al., 2007; Watson et al., 2019). Not surprisingly, there is the demand to better define whether a specific mechanism exists for the encapsulation of nucleation-competent particles into EVs by the (infectious) donor cell. At the same time, and possibly more importantly, we need to understand how seeds are internalized by the (healthy) recipient cell to reach their target. As discussed above, EVs mainly take advantage of the endocytic pathway to enter the cell where they may accumulate within lysosomes and liberate their possibly noxious cargo. Accordingly, a recent in vitro study from our laboratory brought evidence that it is conceivable that an EV-transported, proaggregating tau form uses this route of cell entry to eventually induce cellular tau accumulation within acidic organelles of the recipient cell. The physical interaction between exogenous seeds and endogenous wild-type tau at the crossroad between the endocytic and the autophagic pathways ultimately triggered the formation of tau epitopes typical of NFTs, progressive lysosomal impairment, and overt cytotoxicity (Pedrioli et al., 2020). Thus, despite the dichotomy of degradative organelles embodying the cellular site where seeded propagation of pathogenic protein occurs, mounting experimental evidence points to a role of EVs as transcellular mediators exacerbating an (age-related) impairment of the lysosomal pathway in the neurodegenerative state.
Conclusion and Future Directions
A constantly growing knowledge on the biology of EVs has expanded the initial, but still valid, interpretation of them as a kind of garbage bag expelled by the cell, to include now for them a role as vehicle of precise cell-to-cell communication and as critical contributor to disease. Technologic advances allowed a detailed, yet in part incomplete, perception of the complexity of this variegate population of secreted vesicles. A main objective of this review is to discuss the cellular mechanisms required to elicit a biological response in the acceptor cell, while much is already known in terms of EV biogenesis in the donor cell. Among them, the list includes the specific tropism toward the recipient cell, the route evolved for their uptake, and the release mechanism for the target engagement of a biological active cargo molecule. Distinct subpopulations of EVs, their cargo signatures, and the type and state of recipient cells, to name a few, are all puzzle fragments contributing to the complexity of the picture currently assembled.
This review has focused on the experimental evidence pointing to the central role for EV-mediated cellular communication provided by the endocytic pathway. In an organism, cells are exposed, at any given time, to EVs continuously released from a wide range of cell populations, with distinct biophysical properties and cargo compositions and originating from close and distant locations. Some questions relating to the mechanisms regulating the tropism of EVs remain partially unanswered. In this plethora of EVs floating on the surrounding of a cell, how is a message delivered with accurate precision to the desired target cell? Does the endocytic pathway merely represent a route exploited by EVs to gain access to the cell, or does it provide the favorable environment for functional cargo delivery in health and disease? Will the knowledge on the biology driving viral infection of a cell facilitate the identification of the mechanisms governing EV cargo release, or do we need to implement innovative and highly sensitive research methods for this purpose? The current techniques suggest that release of an EV cargo in the cytosol of recipient cells is an existing but rather rare event. An important question to be addressed will be to define “rare” in the context of a biologically relevant EV-mediated cell-to-cell communication.
Finally, we also discussed the existence of a possible vicious cycle driving a neurodegenerative process (Figure 3). Aggregation of aberrant proteins may impair autophagic and lysosomal degradative pathways, which in turn curb further protein aggregation, and importantly seeded transcellular propagation possibly mediated by EVs as vectors for direct delivery of replication-competent particles to acidic organelles of recipient cells. Even more, EVs could be the trigger for the initiation of a cascade of adverse events including prion-like propagation and lysosomal dysfunction. In this context, autophagy stimulation as a proposed intervention to reduce intraneuronal protein inclusions may backfire into a completely opposite direction. If not specifically targeted to the affected neuron, autophagy stimulation may well favor that an EV cargo with seeding capabilities could encounter and propagate on the native protein counterpart within lysosomes of healthy neurons. The potential dichotomic role of the autophagy–lysosome pathway in clearing cytosolic inclusions and contributing to transcellular propagation certainly requires further attention and experimental validation.
Author Contributions
GP and PP wrote, reviewed, and edited the original draft. Both authors contributed to the article and approved the submitted version.
Funding
PP was funded by the Swiss National Science Foundation, the Synapsis Foundation, the Gelu Foundation, and the Mecri Foundation.
Conflict of Interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Acknowledgments
We thank the whole laboratory for support and advice.
Abbreviations
AD, Alzheimer disease; AEP, asparagine endopeptidase; ALS, amyotrophic lateral sclerosis; AP2, adaptor protein 2; ATG, autophagy-related; CAME, caveolin-mediated endocytosis; CLME, clathrin-mediated endocytosis; CMA, chaperone-mediated autophagy; CQ, chloroquine; EIPA, 5-(N-ethyl-N-isopropyl)amirolide; ESCRT, endosomal sorting complex required for transport; EVs, extracellular vesicles; FTLD, frontotemporal lobar degeneration; GBA, beta-glucocerebrosidase; GSK3beta, glycogen synthase kinase 3 beta; HD, Huntington disease; HSC70, chaperone protein heat shock cognate 70; ILVs, intraluminal vesicles; LAMP2A, lysosomes-associated membrane protein type 2A; LC3, microtubule-associated protein light chain 3; LIR, LC3-interacting region; MCL, mantle cell lymphoma; MHC-II, major histocompatibility complex II; mTOR, mammalian target of rapamycin; MVBs, multivesicular bodies; NFTs, neurofibrillary tangles; NHE, Na+/H+ exchanger; TGFbeta1, transforming growth factor beta1; PD, Parkinson disease; PS, phosphatidylserine; RGD, Arg-Gly-Asp; RVG, rabies virus glycoprotein; TSE, transmissible spongiform encephalopathies; UBA, ubiquitin-associated; UPS, ubiquitin-proteasome system.
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Keywords: aggregation, autophagy, cargo, cell-to-cell communication, endocytosis, extracellular vesicles, lysosome, neurodegeneration
Citation: Pedrioli G and Paganetti P (2021) Hijacking Endocytosis and Autophagy in Extracellular Vesicle Communication: Where the Inside Meets the Outside. Front. Cell Dev. Biol. 8:595515. doi: 10.3389/fcell.2020.595515
Received: 16 August 2020; Accepted: 18 November 2020;
Published: 07 January 2021.
Edited by:
Michel Salzet, Lille University of Science and Technology, FranceReviewed by:
Dasa Cizkova, University of Veterinary Medicine and Pharmacy in Košice, SlovakiaAdriana-Natalia Murgoci, Karolinska Institutet (KI), Sweden
Copyright © 2021 Pedrioli and Paganetti. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Paolo Paganetti, paolo.paganetti@eoc.ch