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Article

Study on Urban Expansion and Population Density Changes Based on the Inverse S-Shaped Function

School of Geography Science and Geomatics Engineering, Suzhou University of Science and Technology, Suzhou 215009, China
*
Author to whom correspondence should be addressed.
These authors contributed equally to this work.
Sustainability 2023, 15(13), 10464; https://doi.org/10.3390/su151310464
Submission received: 24 May 2023 / Revised: 21 June 2023 / Accepted: 26 June 2023 / Published: 3 July 2023

Abstract

:
For decades, the continuous advance of urbanization has led to the continuous expansion of urban land and rapid increase in the total area of cities. The phenomenon of urban land expansion faster than population growth has become widespread. High population density can lead to problems such as traffic congestion and exacerbated air pollution and can hinder sustainable development, affecting the quality of life of urban residents. China is currently in a phase of rapid urbanization, with high urban population density and rapid decline in urban population density. The decrease in urban population density is conducive to promoting sustainable urban development. This study selected 34 cities in China as sample cities and analyzed the spatial expansion and population density changes using land use and population density data from 2000, 2005, 2010, 2015, and 2020 in order to provide reference for controlling population density and promoting sustainable urban development. The conclusions of the study are as follows: In the 34 sample cities, the average urban radius was only 11.61 km in 2000, but reached 17.98 km in 2020, with an annual growth rate of 2.5%. There were significant spatial differences in urban expansion. Beijing and Shanghai, as the most developed cities in China, had urban radii exceeding 40 km, while the less developed cities of Liaoyang and Suzhou had urban radii of only 9 km. Although the population density decreased in most cities, the population density values in first-tier cities in China, such as Tianjin, Beijing, and Shanghai, continued to rise. Cities with loose spatial expansion patterns had faster decreases in population density than compact-type cities. The rate of urban spatial expansion was negatively correlated with changes in population density, with cities that had faster urban spatial expansion also having faster declines in artificial ground density.

1. Introduction

Cities are the center of economic activities and cultural exchanges, representing the economic and cultural conditions of a region [1]. Therefore, urbanization is an extremely important indicator when evaluating the level of development in a region [2]. Urbanization is mainly manifested by the increase in the proportion of urban population to the total population and the expansion of urban land area [3,4]. At the same time, it also involves a series of processes such as industrial structure upgrading and natural environment development [5,6,7]. Currently, the measurement of urbanization level in a region mainly includes two indicators: land urbanization and population urbanization [8,9]. Urban development requires a large amount of land and population [10]. In the past few decades, urban land has expanded rapidly around the world, and the total area of cities has multiplied [10,11]. Currently, more than half of the world’s population lives in urban areas, and this number is expected to increase to 5 billion by 2030 [12].
During urban expansion, a large amount of cultivated land, forest land, and shrubland is converted to urban land use [13], which leads to many environmental problems such as urban heat islands [14], increased carbon emissions [15], and urban waterlogging [16], which pose a serious threat to local sustainable development [17,18]. Many scholars have studied the types and spatial forms of urban expansion, as well as the driving forces of urban expansion, in order to provide references for sustainable urban development [19]. The LEI (Landscape Expansion Index) is an index based on the spatiotemporal dynamics of urban land growth. The LEI divides urban expansion types into three categories based on the spatial relationship between newly added urban land and existing urban land: the infilling type, the edge-expansion type, and the outlying type [20]. The LEI can not only quantify the landscape patterns of urban construction land growth but also analyze the process of landscape pattern changes between multiple time points from the perspective of urban landscape research [21]. Jiao proposed an inverse S-shaped urban land density function, which is a function describing the attenuation of urban construction land density with distance. This function can quantify the spatial form of urban expansion [22]. GeoDetector is a commonly used statistical plugin that can be used to detect spatial heterogeneity of geographic factors and reveal their driving forces [23]. Due to its ability to reflect the interaction between driving factors and response variables, GeoDetector has been widely applied in fields such as urban development and ecological security [24,25,26]. Liu et al. and Xu et al. used the geographic detector to analyze the driving factors of urban spatial expansion and proposed that population is a key factor affecting urban expansion [21,27].
As the cost of childbirth rises and attitudes toward childbirth change, China’s birth rate has sharply declined [28]. From a national perspective, in 2022, China’s total population experienced negative growth for the first time, indicating that China’s population problem has further intensified. Currently, China faces a series of demographic problems such as gender imbalance [29,30], uneven distribution of population [31,32], aging population [33], and decreasing working-age population [34,35]. In the past few decades, due to factors such as abundant labor [36] and resources [37], convenient transportation [38,39], etc., multinational companies have deployed a large number of labor-intensive and resource-oriented industries in China’s coastal regions. However, with the increase in China’s labor costs and the decrease in the working-age population, the demographic dividend has gradually disappeared, and manufacturing has begun to shift to Southeast Asia, affecting China’s economic development [40].
In addition to the impact on economic development, the accelerated process of population aging and the decline in the working-age population will increase social burdens [41,42]. Moreover, the growing number of elderly people due to aging has given rise to a huge service market. However, due to low entry barriers, inadequate punishment, regulation, and management measures in this industry, the quality of service personnel varies greatly, and there are often instances of elder abuse [33,43,44]. To tackle the aging population problem, the government should increase corresponding investment and establish an effective and strict set of industry regulations [33,43]. To address the shortage of working-age population, the promotion of automation and intelligent technology and the development of high-tech industries are urgent. At the urban level, with the improvement in transportation infrastructure, the resistance for rural working-age population to move to cities for employment decreases [45]. A large rural working-age population actively migrate to cities for higher pay and better social welfare [46]. Therefore, urban population growth is rapid, urban demand for land increases, and urban spatial expansion is fast [47]. With the decrease in rural population migration and birth rates, the urban population growth rate slows down, and the rate of urban spatial expansion gradually decreases. Currently, in many parts of China, young people go out to work while the elderly and children stay in rural areas, resulting in a phenomenon of rural hollowness [48]. Some cities are also likely to face a shortage of population. To cope with this change, urban planners and managers should plan urban land reasonably, improve land use efficiency, promote high-quality urban development, and formulate plans and policies that are conducive to sustainable urban development.
The expansion of urban land area is the main indicator of urban spatial expansion [49]. There are three main categories of assessment methods for urban expansion: the first is the boundary assessment method, which defines the “city” based on administrative division data. This method can evaluate urban expansion over a long period but cannot distinguish between urban and rural areas within the “city” [50]. The second is the threshold method, which uses nighttime light data to build a threshold segmentation model, dividing urban and rural areas in remote sensing images, evaluating the urban extent, and calculating the expansion intensity. This method can distinguish between urban and rural areas within the “city” but has limitations in data availability for conducting long-term urban expansion assessments and low segmentation accuracy [51]. The third is the function equation method, which is based on land use data, establishes a function model, defines the urban boundary, and analyzes urban spatial form. Compared to the other two methods, this approach is relatively accurate and suitable for long-term urban expansion assessments. Xuecao Li et al. used global impervious surface data to build a global urban boundary dataset, employing kernel density analysis and domain expansion algorithm [52]. Jianxin Yang et al. explored the process of urban expansion and analyzed urban spatial form based on land use data and Gaussian function model [53]. Jiao Limin constructed the urban land density function based on land use data for 1900, 2000, and 2010 to define the urban scope [22].
In the past few decades, China’s economic growth has provided strong support for urbanization [54,55,56]. The process of land urbanization and population urbanization in China is rapidly advancing [57,58,59]. To reveal the relationship between urban expansion and population density changes in the development process of China, this paper selected 34 cities from over 300 cities in China. Based on land use data from 2000 to 2020, the spatial and temporal differences of urban expansion were analyzed using inverse s-shaped function model and Pearson correlation coefficient. On this basis, the correlation between urban expansion and population density changes was explored, providing a reference for sustainable urban development in China.

2. Materials and Methods

2.1. Study Area

China is located in the eastern part of Asia, on the west coast of the Pacific Ocean. Its land area is approximately 9.6 million km2, ranking third in the world in terms of land area. China’s GDP grew rapidly following the Reform and Opening Up policy, which promoted the process of urbanization [60,61]. However, due to regional development disparities, significant spatial differences have arisen in both urban expansion and population growth in China [61]. According to data released by the National Bureau of Statistics of China in 2022, China experienced negative population growth for the first time, which has significant implications for the country’s urban development. This study selected 34 cities in China as the study object to analyze the relationship between urban spatial expansion and changes in population density. The research area is shown in Figure 1.

2.2. Data Sources

This study used land cover data, population data, and administrative division data. The land use and land cover data used in this study were sourced from the CLCD (China Land Cover Dataset) published by Xin Huang and Jie Wang, which was produced using Google Earth Engine and Landsat data. The spatial resolution of CLCD is 30 m, and the overall accuracy is up to 79% [3].
The population density data used in this study were sourced from the WorldPop Project (https://www.worldpop.org (accessed on 2 May 2022), which provides population data from 2000 to 2020 worldwide. The dataset includes two spatial resolutions: 1 km and 100 m [58,59].
The administrative division data used in this study was sourced from the National Fundamental Geographic Information System and National Platform for Common Geospatial Information Services. Please refer to Table 1 for detailed information.

2.3. Methods

The population density of each city can be calculated by obtaining population density data.
i p o p = p o p i a r e a i a r e a .
where i p o p represents the population density of a city, p o p i represents the population density value corresponding to the i region, a r e a i represents the area corresponding to the i region, and a r e a refers to the total area of the city.
This study explored the relationship between the density of artificial land surface and distance using multiple ring buffers and an inverse S-shaped function model. This study explored the relationship between the density of impervious surfaces and distance using multiple ring buffers and inverse S-shaped function model. Based on the land cover data from China’s Land Cover Dataset in 2000, 2005, 2010, 2015, and 2020, the impervious surface density was calculated for each layer by taking the city center as the starting point and buffering outward every 1 km. The city center was selected based on the CLCD data and verified using satellite imagery provided by Baidu Map [62]. The formula for calculating urban land density is as follows:
D e n = S b u S r i n S w a
where D e n is the urban land density, S b u represents the artificial surface area within the buffer zone, S r i n is the area of the buffer zone, and S w a is the water area within the buffer zone.
D e n = 1 c 1 + e a ( 2 r d 1 ) + c
where D e n is the urban land density, e is Euler’s number, c is the land density at the edges of a city, r is the distance to the city center, “ a “ is the parameter that controls the slope of the function, and d is the city radius. The equation is shown in Figure 2.
K p = r 0 d = 1.316957 a
where K p refers to urban spatial compactness, which is determined by the ratio between the range of rapid decrease in artificial surface density and the radius of the city. It can be calculated using the parameter “ a ”. If the value of K p decreases over time, it indicates that the spatial form of the city is developing toward a more compact type. r 0 is the radius of the inner city area, and d is the radius of the entire city.
The formula for calculating the rate of urban spatial expansion based on the fitted city radius value d is as follows:
v = D t D 0 n 1
Formula (5) is used in this study to calculate the rates of urban spatial expansion and population density growth. The formula uses the value of the element at time point D t , the value at the previous time point D 0 , and n represents the length of the study period in years.

3. Results

3.1. Land Use Change

According to the land use data during the study period, an analysis of the dynamic changes in land use and land cover is presented in Table 2, Table 3 and Table 4. For detailed parameters, please refer to Table A1 (Appendix A).
According to the land use transfer matrix (Table 2), land use type area (Table 3) and land use type proportion (Table 4), the land use changes from 2000 to 2020 were analyzed. The areas of impervious land and cropland had the highest changes, with an increase of 22,320.46 km2 for impervious land and a decrease of 22,001.84 km2 for cropland. The increase in impervious land area was mainly due to the conversion from cropland. Cropland decreased by 22,001.84 km2, resulting in a decrease in its proportion from 64.2% to 58.7%. Forest increased by 2329.42 km2, with its proportion rising from 17.53% to 18.11%. The proportion of impervious land increased from 9.42% to 15.00%, with an increase of 22,320.46 km2. Grassland decreased by 3194.07 km2, resulting in a decrease in its proportion from 6.38% to 5.59%. Wetland increased by 690.70 km2, with its proportion rising from 2.30% to 2.48%. Shrub, snow, barren, and wetland had relatively small areas and insignificant changes.

3.2. Changes in Population Density

Population density data was extracted from the WorldPOP dataset to analyze changes in urban population density. The detailed data are shown in Table 5.
In 2000, the average urban population density of sample cities was 3355 people/km2. Heze had the smallest population density in 2032 people/km2, and Nanning had the highest population density of 7353 people/km2. In 2005, the average urban population density of sample cities was 2913 people/km2. Heze had the smallest population density of 1695 people/km2, and Nanning had the highest population density of 6010 people/km2. In 2010, the average urban population density of sample cities was 2461 people/km2. Heze had the smallest population density of 1429 people/km2, and Nanning had the highest population density of 4662 people/km2. In 2015, the average urban population density of sample cities was 2229 people/km2. Heze had the smallest population density of 1234 people/km2, and Chengdu had the highest population density of 4377 people/km2. In 2020, the average urban population density of sample cities was 2202 people/km2. Heze had the smallest population density of 1113 people/km2, and Shanghai had the highest population density of 4893 people/km2.
The mean rate of change in urban population density between 2000 and 2005 was −0.026. Xi’an had the fastest decrease in population density, while Datong had the slowest. The mean rate of change in urban population density between 2005 and 2010 was −0.032. Only Beijing experienced positive growth in urban population density. Hefei had the fastest decrease in population density, while Beijing had the slowest. The mean rate of change in urban population density between 2010 and 2015 was −0.022. Six cities, including Changzhou, Wuxi, Beijing, Chengdu, Tianjin, and Shanghai, experienced positive growth in urban population density. Suzhou(a) had the fastest decrease in population density, while Shanghai had the slowest. The mean rate of change in urban population density between 2015 and 2020 was −0.006. Several cities, including Harbin, Zhengzhou, Xi’an, Huhhot, Jinan, Suzhou(a), Wuxi, Changzhou, Tianjin, Beijing, Chengdu, and Shanghai, experienced positive growth in population density. Fuyang had the fastest decrease in population density, while Beijing had the slowest.

3.3. Urban Spatial Expansion and Changes in Population Density

Based on the inverse S-shaped function, the urban land density function of the sample city is calculated. The mean R2 value of the function is 0.99, with a minimum value of 0.95, indicating high fitting accuracy and accurate reflection of changes in urban land density.
The inverse S-shaped function (urban land density function) is shown in Figure 3 and Figure 4 and Table 6. For detailed parameters, please refer to Table A1 (Appendix A).
(1)
The parameter “a” is the slope parameter of the function, which reflects the compactness of urban space. The higher the value of parameter “a”, the higher the ratio of land density between the core area and suburban area, and the more compact the urban space. In the sample city, the range of parameter “a” is 2.63–6.00. During the study period, the average value of parameter “a” in the sample city decreased year by year, with values of 4.43 (2000), 4.25 (2005), 4.15 (2010), 4.03 (2015), and 4.00 (2020), indicating a transformation from compact to loose urban spatial form.
(2)
Parameter “c” represents the land density value of the urban fringe area, with a range of 0.02–0.44 in the sample city. Cities such as Tianjin, Beijing, and Liaoyang have high land density values in their urban fringe areas due to urban expansion leading to urban integration.
(3)
Parameter “d” represents the radius of the city. In the sample cities, it includes large cities with radii exceeding 40 km, such as Beijing and Shanghai, as well as small cities with radii less than 10 km. The range of city radius in the sample cities is between 5.00 and 44.28 km. The average value of city radius has been increasing year by year, with values of 11.61 (2000), 13.29 (2005), 15.35 (2010), 17.01 (2015), and 17.95 (2020).
Between 2000 and 2005, the average urban spatial expansion rate was 0.026, with Harbin having the smallest rate at 0.011 and Suzhou(a) having the largest rate at 0.063. There was a strong negative correlation between the urban spatial expansion rate and population density change rate, with a Pearson correlation coefficient of −0.655. Between 2005 and 2010, the average urban spatial expansion rate was 0.029, with Kaifeng having the smallest rate at 0.009 and Hefei having the largest rate at 0.063. There was a strong negative correlation between the urban spatial expansion rate and population density change rate, with a Pearson correlation coefficient of −0.760. Between 2010 and 2015, the average urban spatial expansion rate was 0.022, with Tianjin having the smallest rate at 0.010 and Suzhou(b) having the largest rate at 0.040. There was a very strong negative correlation between the urban spatial expansion rate and population density change rate, with a Pearson correlation coefficient of −0.868. Between 2015 and 2020, the average urban spatial expansion rate was 0.012, with Anshan having the smallest rate at 0.002 and Fuyang having the largest rate at 0.028. There was a strong negative correlation between the urban spatial expansion rate and population density change rate, with a Pearson correlation coefficient of −0.813.

3.4. Urban Spatial Expansion Form and Changes in Population Density

Calculation urban spatial compactness Kp, where Kp represents the ratio of the range of decrease in urban land density to the city radius and can be used to analyze urban spatial growth patterns. If the increase in Kp value exceeds 0.01 compared to the previous time point, the urban spatial growth pattern is the loose type; if the decrease in Kp value exceeds 0.01, the urban spatial growth pattern is the compact type; if the change in Kp value is less than 0.1, it is considered the stable type. The correlation between urban space expansion and population density changes is shown in Figure 5, while the relationship between urban spatial expansion patterns and population density changes is illustrated in Figure 6.
Between 2000 and 2020, the average Kp values of 34 sample cities were 0.3069 (2000), 0.3195 (2005), 0.3254 (2010), 0.3334 (2015), and 0.3353 (2020). Only five cities, Datong, Xi’an, Handan, Huhhot, and Nanning, had decreasing Kp values.
Specifically, from 2000 to 2005, the average Kp value of sample cities increased by 0.0128. Datong had the largest decrease in Kp value, reaching 0.0315, while Suzhou had the largest increase, at 0.0748. The number of loose type, stable type, and compact type cities were 19, 9, and 6, respectively.
From 2005 to 2010, the average Kp value of sample cities increased by 0.0059. Datong had the largest decrease in Kp value, reaching 0.0707, while Xuchang had the largest increase, at 0.0569. The number of loose type, stable type, and compact type cities were 16, 9, and 9, respectively.
From 2010 to 2015, the average Kp value of sample cities increased by 0.0059. Datong had the largest decrease in Kp value, reaching 0.0633, while Shenyang had the largest increase, at 0.0399. The number of loose type, stable type, and compact type cities were 19, 12, and 3, respectively.
From 2015 to 2020, the average Kp value of sample cities increased by 0.0019. Datong had the largest decrease in Kp value, reaching 0.0355, while Fuyang had the largest increase, at 0.0347. The number of loose type, stable type, and compact type cities were 8, 22, and 4, respectively.
Before 2015, loose-type cities dominated urban spatial expansion, while after 2015, stable-type cities became the dominant form. The number of stable-type cities increased from 9 to 22. The average Kp value change rate of the sample cities decreased year by year. Except for 2005–2010, the population density decline rate of compact-type cities was slightly faster than that of loose-type cities. In other periods, when the urban spatial expansion form was loose type, the population density decline rate was faster than that of compact-type cities.

4. Discussion

During the early stage of urbanization in China, while transportation facilities gradually improved, there existed significant discrepancies in economic and social security levels among different cities. To obtain better salaries and benefits, workers actively migrated to cities with superior economic conditions, leading to massive population mobility. From 2000 to 2010, the permanent populations of some cities almost doubled [63,64]. The rapid population and economic growth promoted urban spatial expansion. After the 2008 financial crisis, the cost of living in urban areas gradually increased, particularly with the rapid rise of housing prices. The increase in housing prices is closely related to China’s household registration, education system, and population size. Due to the high degree of integration between housing, household registration, and education in economically developed urban areas with large populations, housing prices surged, lowering incentives for childbirth and residency within these regions [65].
Population is the most commonly used indicator when examining the driving factors that cause urban expansion [47,66,67]. In 2022, China’s population experienced negative growth for the first time, while China’s urbanization rate reached 65.22%. This is of immense significance for China’s urban development. As the urbanization process advances, the number of rural laborers entering cities to settle will gradually decrease. The concept of utilizing demographic dividends to promote urban sustainable development is gradually losing its feasibility due to this phenomenon. However, a decrease in the total population can promote high-quality urban development. Due to its massive population size, cities consume large amounts of resources, generate a lot of pollutants, and face challenges in environmental governance [68,69]. A reduction in the total population can help alleviate resource and environmental pressures, improve environmental quality, and promote sustainable development [70]. A decrease in the population can also promote the development of high-tech and high value-added industries by enterprises, improving production efficiency and reducing labor costs, as well as pushing forward the development of intelligent and mechanized industries. Given that China’s housing prices rapidly increased due to the quick population and economic growth in the past, a decrease in the population can also help “cool down” the real estate market [71,72,73]. This study explores the relationship between the speed and form of urban spatial expansion and changes in population density, which has positive implications for handling the relationship between space and population growth, promoting sustainable urban development, and achieving high-quality urban development.

5. Conclusions

This study utilized an inverse S-shaped function and remote sensing data to analyze the spatial and temporal differences in urban expansion and population density changes in China, exploring the inherent correlation between urban expansion and population density data, and analyzing the impact of urban spatial form on urban expansion. The conclusions are as follows:
(1)
The impervious surface area is rapidly increasing, which is leading to the occupation of a significant amount of agricultural land. However, due to China’s substantial investment in ecological conservation, the forest area has increased by 2329.42 km2. There has also been a conversion between four types of land cover: forest, grassland, water, and cropland. (2) Since the implementation of China’s Reform and Opening Up policy, there has been rapid development in both the country’s economy and society. One of the resulting effects has been the swift expansion of urban impervious land. A study conducted across 34 sample cities reveals that the average radius of urban areas increased from 11.61 km in 2000 to 17.98 km in 2020, representing an annual growth rate of 2.5%. The city radius varies considerably across these cities, as exemplified by Beijing and Shanghai’s city radius of over 40 km, while Liaoyang and Suzhou(b), cities with lower development levels, have a radius of 9 km. Half of the sample cities measured had a radius of 15 km. Alongside the size differences between sample cities, the urban expansion rates also differ noticeably. For instance, Hefei and Suzhou exhibited annual average urban spatial expansion rates of 16.7% and 13.8%, respectively, whereas Jinan and Liaoyang grew at only 4.8% and 4.7% each year. (3) The urban spatial form is predominantly characterized by the loose type, and the average Kp continues to decline. China’s urban population density has been consistently decreasing, which has a negative correlation with the expansion rate of urban areas. Cities featuring the loose type of spatial form tend to exhibit a faster decrease in population density compared to other types of cities. (4) The decline in urban population density is not only caused by urban expansion but also by a decrease in population growth rate. This decrease can be attributed to economic development, increased salaries, job opportunities and higher living standards. As regions become more developed, they may become less attractive due to lower salary levels and fewer protections for employees, resulting in a decrease in cross-city commuting populations. Furthermore, the decline in population growth rate can be linked to rising housing and commodity prices, which increase the cost of living and having children in cities. This factor leads people to reconsider their attitudes toward having children and can ultimately impact natural population growth rates. There are notable disparities in the rates of expansion among different cities. Temporally, the primary factor contributing to the variance in urban radii growth rates is due to early stage cities having small radii, abundant undeveloped land, and low construction expenses, which results in faster growth. As cities continue to develop and expand their radii, the availability of unused land decreases while construction costs soar, leading to a significant decline in the rate of urban radius growth. In order to increase revenue and improve resource utilization efficiency, many industries choose to locate in underdeveloped areas. From a spatial perspective, the uneven socioeconomic foundations of each city constitute the main cause for different rates of urban radius expansion. Cities with prosperous economic conditions generally possess robust infrastructure, active commercial activities, and abundant employment opportunities, all of which attract a large number of immigrants and promote rapid urban expansion.

Author Contributions

Conceptualization, Z.S.; methodology, Z.S. and H.L.; software, H.L. and Y.R.; validation, Y.R., H.L. and Z.S.; formal analysis, H.L.; investigation, H.L. and L.J.; resources, L.J. and H.L.; data curation, L.J. and H.L.; writing—original draft preparation, H.L.; writing—review and editing, H.L. and Z.S.; visualization, H.L. and Y.R.; supervision, Z.S.; project administration, Z.S.; funding acquisition, Z.S. and H.L. All authors have read and agreed to the published version of the manuscript.

Funding

This research was funded by the National Natural Science Foundation of China (no. 41371171), Starting Research Program of Suzhou University of Science and Technology (no. 331812116) and University Students Innovation and Entrepreneurship Training Program Fund Project of Jiangsu Province (no. 202210332083Y).

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

The data presented in this study are available on request from the corresponding author.

Acknowledgments

We thank the Google Earth Engine platform, National Earth System Science Data Center, National Fundamental Geographic Information System, WorldPop Project (www.worldpop.org (accessed on 2 May 2022)) and National Platform for Common Geo-spatial Information Services.

Conflicts of Interest

The authors declare no conflict of interest.

Appendix A

Table A1. Parameters of the inverse S-shape function of the sample cities.
Table A1. Parameters of the inverse S-shape function of the sample cities.
City20002005201020152020
acdracdracdracdracdr
Anshan3.75 0.33 9.11 0.95 3.45 0.34 9.95 0.95 3.34 0.34 12.11 0.98 3.42 0.37 13.03 0.98 3.46 0.38 13.19 0.99
Anyang4.43 0.18 7.68 0.98 4.53 0.19 8.72 0.99 4.10 0.21 10.26 0.99 3.82 0.21 11.83 0.98 3.65 0.21 13.27 0.99
Baoding4.80 0.22 9.12 0.99 4.64 0.23 10.32 0.99 4.42 0.24 11.40 0.99 4.24 0.25 12.93 0.99 4.22 0.25 13.59 0.99
Beijing4.96 0.19 30.49 0.99 4.48 0.21 35.64 0.99 4.15 0.23 39.82 0.99 3.92 0.24 43.23 0.99 3.90 0.25 44.28 0.99
Changchun4.09 0.06 15.69 1.00 4.24 0.07 17.40 0.99 4.03 0.09 19.80 0.99 3.70 0.09 22.50 0.99 3.69 0.09 24.15 0.99
Changzhou4.22 0.14 9.48 0.99 3.44 0.18 12.27 0.99 3.66 0.22 15.52 0.99 4.01 0.27 16.94 0.99 4.12 0.29 17.44 0.99
Chengdu5.32 0.05 14.17 1.00 4.54 0.08 17.57 0.99 4.40 0.15 20.02 0.99 4.25 0.22 21.44 0.98 4.10 0.26 22.07 0.98
Datong2.63 0.14 9.17 0.98 2.81 0.16 9.88 0.99 3.31 0.18 11.52 0.99 3.93 0.21 12.47 0.99 4.40 0.23 12.96 0.99
Fuyang3.79 0.10 6.37 0.99 3.74 0.11 7.04 0.99 3.92 0.14 8.74 1.00 4.00 0.20 10.44 0.99 3.62 0.20 11.96 0.99
Handan4.40 0.26 10.21 0.98 4.60 0.27 11.18 0.99 4.94 0.29 12.23 0.99 5.05 0.32 13.33 0.99 4.75 0.34 13.91 0.99
Harbin5.47 0.13 13.93 0.99 5.22 0.17 14.69 0.99 4.66 0.20 15.95 0.99 4.24 0.25 17.62 0.99 4.17 0.26 18.27 0.99
Hefei3.32 0.09 10.96 0.99 3.16 0.09 13.31 0.99 3.06 0.10 18.06 0.99 2.99 0.09 20.98 0.99 2.91 0.08 24.00 0.98
Heze4.17 0.20 7.04 0.99 3.92 0.22 8.01 0.99 3.82 0.23 9.10 0.99 3.87 0.25 10.24 0.99 3.89 0.27 11.35 0.99
Huhhot4.24 0.03 9.90 0.99 4.10 0.03 11.04 0.99 4.16 0.05 13.34 1.00 4.25 0.06 15.14 1.00 4.45 0.08 15.79 1.00
Jinan4.27 0.20 14.86 0.99 4.52 0.23 15.98 0.99 4.23 0.26 17.23 0.99 4.22 0.28 18.21 0.99 4.23 0.31 18.71 0.99
Kaifeng5.52 0.16 8.87 0.99 5.17 0.17 9.56 0.99 5.21 0.19 10.02 0.99 5.04 0.25 10.68 0.99 4.68 0.27 11.23 0.99
Liaoyang4.27 0.26 7.02 0.96 4.41 0.28 7.47 0.96 4.84 0.30 7.95 0.96 4.23 0.31 8.64 0.96 4.22 0.32 8.89 0.96
Luohe4.12 0.14 6.06 0.99 3.82 0.15 6.90 0.99 3.56 0.15 7.97 0.99 3.42 0.15 9.23 0.99 3.43 0.15 10.16 0.99
Nanning3.53 0.02 8.90 1.00 3.56 0.02 10.17 1.00 3.59 0.02 11.90 0.99 3.58 0.04 13.62 0.99 3.58 0.06 14.66 0.99
Nanyang4.85 0.12 8.27 1.00 5.31 0.14 8.82 1.00 5.78 0.15 9.77 1.00 5.04 0.17 10.86 0.99 4.76 0.17 11.39 0.99
Shanghai4.18 0.13 27.81 0.99 3.82 0.16 33.61 0.99 3.71 0.20 39.16 0.99 3.77 0.22 41.32 0.99 3.77 0.24 42.48 0.99
Shangqiu3.82 0.14 7.02 0.99 3.87 0.16 8.03 0.99 3.68 0.16 9.15 0.99 3.59 0.18 10.48 0.99 3.66 0.20 11.79 0.99
Shenyang5.06 0.15 19.93 1.00 5.28 0.16 21.77 0.99 5.09 0.18 23.69 0.99 4.41 0.20 26.90 0.99 4.32 0.20 28.02 0.99
Shijiazhuang5.33 0.27 14.62 0.99 5.14 0.29 15.47 0.98 4.85 0.32 16.94 0.98 4.48 0.35 19.24 0.98 4.34 0.37 19.94 0.98
Suzhou(a)3.86 0.13 10.37 0.99 3.16 0.22 14.05 0.99 3.33 0.28 17.17 0.99 3.29 0.34 18.91 0.99 3.28 0.37 19.78 0.99
Suzhou(b)4.21 0.12 5.00 1.00 4.26 0.13 5.54 1.00 4.48 0.13 6.70 1.00 4.12 0.17 8.14 1.00 4.08 0.19 8.52 1.00
Tianjin5.40 0.25 18.99 0.99 5.02 0.29 21.06 0.99 5.13 0.34 23.36 0.99 5.25 0.41 24.61 0.99 5.34 0.44 25.04 0.99
Wuxi3.87 0.12 11.01 0.99 3.60 0.18 13.47 0.99 3.44 0.23 16.56 0.99 3.33 0.28 17.94 0.99 3.29 0.29 18.92 0.99
Xi’an4.13 0.12 14.71 0.99 3.89 0.14 18.49 0.99 4.06 0.15 22.21 0.99 4.55 0.20 25.39 0.99 4.88 0.23 26.69 0.99
Xinxiang6.00 0.20 8.02 1.00 5.34 0.23 8.67 1.00 4.59 0.26 9.58 1.00 4.22 0.29 10.28 0.99 3.82 0.31 10.93 0.99
Xuchang5.37 0.15 6.23 1.00 4.78 0.16 6.85 0.99 3.96 0.16 8.00 0.99 3.62 0.17 9.40 0.99 3.70 0.18 10.17 0.99
Xuzhou3.17 0.23 10.24 0.99 3.14 0.24 11.97 0.99 2.98 0.24 15.12 0.99 2.87 0.23 17.45 0.99 2.87 0.23 18.89 0.99
Yangzhou5.03 0.12 7.98 1.00 4.62 0.16 8.97 1.00 4.07 0.19 10.10 0.99 3.86 0.23 11.35 0.99 4.07 0.25 12.01 0.99
Zhengzhou5.09 0.19 15.55 0.99 4.75 0.19 18.14 0.99 4.60 0.21 21.39 0.99 4.43 0.26 24.66 0.99 4.51 0.30 26.86 0.99

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Figure 1. Location of the study area. (a): Xi’an, Chengdu and Nanning. (b): Anshan, Changchun, Harbin, Liaoyang and Shenyang. (c): Anyang, Fuyang, Handan, Hefei, Heze, Jinan, Kaifeng, Luohe, Nanyang, Shangqiu and Suzhou (b), Xinxiang, Xuchang, Xuzhou and Zhengzhou. (d): Beijing, Baoding, Datong, Huhhot, Shijiazhuang and Tianjin. (e): Changzhou, Wuxi, Suzhou (a), Shanghai and Yangzhou.
Figure 1. Location of the study area. (a): Xi’an, Chengdu and Nanning. (b): Anshan, Changchun, Harbin, Liaoyang and Shenyang. (c): Anyang, Fuyang, Handan, Hefei, Heze, Jinan, Kaifeng, Luohe, Nanyang, Shangqiu and Suzhou (b), Xinxiang, Xuchang, Xuzhou and Zhengzhou. (d): Beijing, Baoding, Datong, Huhhot, Shijiazhuang and Tianjin. (e): Changzhou, Wuxi, Suzhou (a), Shanghai and Yangzhou.
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Figure 2. Extracting and shaping urban land density function (a). A schematic diagram of extracting urban land density function using multi-ring buffer (b). Fitting urban land density function, at a = 5, c = 0, and d = 10.
Figure 2. Extracting and shaping urban land density function (a). A schematic diagram of extracting urban land density function using multi-ring buffer (b). Fitting urban land density function, at a = 5, c = 0, and d = 10.
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Figure 3. Urban expansion of sample cities.
Figure 3. Urban expansion of sample cities.
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Figure 4. The urban land density (points) and inverse s-shaped function (line) of 34 sample cities.
Figure 4. The urban land density (points) and inverse s-shaped function (line) of 34 sample cities.
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Figure 5. Urban spatial expansion and changes in population density and their correlation. (a) Urban spatial expansion rates (USER). (be) The correlation between urban spatial expansion rates (USER) and population density change rates (PDCR) from 2000 to 2020.
Figure 5. Urban spatial expansion and changes in population density and their correlation. (a) Urban spatial expansion rates (USER). (be) The correlation between urban spatial expansion rates (USER) and population density change rates (PDCR) from 2000 to 2020.
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Figure 6. The relationship between urban spatial expansion forms and population density changes. (a) Changes in the KP value of sample cities from 2000 to 2020. (b) Population density change rates of three types of urban spatial expansion forms. (c) The quantity of three types of urban spatial expansion forms.
Figure 6. The relationship between urban spatial expansion forms and population density changes. (a) Changes in the KP value of sample cities from 2000 to 2020. (b) Population density change rates of three types of urban spatial expansion forms. (c) The quantity of three types of urban spatial expansion forms.
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Table 1. Data sources.
Table 1. Data sources.
Data NameData SourcesResolution
China Land Cover Dataset [3]zenodo.org (accessed on 2 May 2022)30 m
population density datawww.worldpop.org (accessed on 2 May 2022)100 m
administrative divisionNational Fundamental Geographic Information System
National Platform for Common Geospatial Information Services
-
Table 2. Land use transfer matrix from 2000 to 2020 (km2).
Table 2. Land use transfer matrix from 2000 to 2020 (km2).
CroplandForestShrubGrasslandWaterSnowBarrenImperviousWetland
Cropland-4181.646.403559.711202.660.0025.00137.7414.26
Forest4501.14-231.002229.1719.040.000.110.712.13
Shrub1.84140.86-189.550.000.000.000.000.00
Grassland3017.66113.57146.26-3.880.0244.020.470.02
Water2060.3821.780.0029.56-0.0010.98423.710.62
Snow0.000.000.000.020.02-0.041.790.00
Barren9.280.320.0720.615.530.00-0.000.00
Impervious21,538.71195.710.29491.23625.080.0033.82-0.05
Wetland0.240.000.000.120.110.000.000.01-
Table 3. Land use type area from 2000 to 2020 (km2).
Table 3. Land use type area from 2000 to 2020 (km2).
CroplandForestShrubGrasslandWaterSnowBarrenImperviousWetland
2000256,855.2570,145.09621.9025,550.799220.580.04126.1437,704.9528.91
2005251,159.9970,251.21722.9025,153.6910,103.050.0393.5642,748.0821.12
2010244,594.5470,657.32544.7025,134.5410,250.760.0682.1048,972.0317.57
2015237,671.3471,523.43638.5724,106.2310,247.960.0362.0555,990.9013.12
2020234,853.4072,474.50570.1322,356.729911.280.1049.7860,025.4112.30
Table 4. Land use type proportion from 2000 to 2020 (%).
Table 4. Land use type proportion from 2000 to 2020 (%).
CroplandForestShrubGrasslandWaterSnowBarrenImperviousWetland
200064.1717.530.166.382.300.000.039.420.01
200562.7517.550.186.282.520.000.0210.680.01
201061.1117.650.146.282.560.000.0212.240.00
201559.3817.870.166.022.560.000.0213.990.00
202058.6818.110.145.592.480.000.0115.000.00
Table 5. Sample city population density (people/km2) and population density change rate.
Table 5. Sample city population density (people/km2) and population density change rate.
CityTime
200020052010201520202000–20052005–20102010–20152015–20202000–2020
Anshan35423077226020412015−0.0278−0.0598−0.0202−0.0025−0.0278
Anyang33782810217717821514−0.0362−0.0497−0.0392−0.0321−0.0393
Baoding29172467216218301751−0.0330−0.0261−0.0328−0.0088−0.0252
Beijing24262257228323912754−0.01430.00220.00930.02870.0064
Changchun25952215180414861357−0.0312−0.0402−0.0380−0.0180−0.0319
Changzhou35402856233823582525−0.0421−0.03920.00170.0138−0.0167
Chengdu52754466424243774744−0.0327−0.01030.00630.0162−0.0053
Datong26002557238821872152−0.0034−0.0136−0.0174−0.0032−0.0094
Fuyang40663417232017261375−0.0342−0.0745−0.0574−0.0445−0.0528
Handan23372113192117671742−0.0199−0.0189−0.0165−0.0029−0.0146
Harbin34983406314428512853−0.0054−0.0158−0.01940.0002−0.0101
Hefei53704184276523772054−0.0487−0.0795−0.0298−0.0288−0.0469
Heze20321695142912341113−0.0356−0.0335−0.0289−0.0204−0.0296
Huhhot30972792215218511869−0.0206−0.0508−0.02970.0020−0.0249
Jinan26192489236123072362−0.0102−0.0105−0.00460.0047−0.0052
Kaifeng22472017188417291608−0.0213−0.0135−0.0171−0.0144−0.0166
Liaoyang23272187204318841856−0.0123−0.0136−0.0160−0.0030−0.0112
Luohe30442696228819681808−0.0240−0.0323−0.0296−0.0168−0.0257
Nanning73236010466238133467−0.0388−0.0495−0.0394−0.0188−0.0367
Nanyang24822326208718551790−0.0129−0.0215−0.0233−0.0072−0.0162
Shanghai42344020395143204893−0.0103−0.00340.01800.02520.0073
Shangqiu20891812155613351161−0.0281−0.0300−0.0302−0.0276−0.0290
Shenyang26082362214118081789−0.0197−0.0194−0.0333−0.0021−0.0187
Shijiazhuang28812787254621792156−0.0066−0.0179−0.0306−0.0021−0.0144
Suzhou (a)42213349291228823034−0.0452−0.0276−0.00210.0104−0.0164
Suzhou (b)43793668252117511605−0.0348−0.0723−0.0703−0.0173−0.0490
Tianjin28152705263327883108−0.0079−0.00540.01150.02200.0050
Wuxi36343182274728112978−0.0262−0.02890.00460.0116−0.0099
Xi’an42763159260423492365−0.0587−0.0379−0.02040.0014−0.0292
Xinxiang28942666241122492114−0.0163−0.0199−0.0138−0.0123−0.0156
Xuchang34883088247719761792−0.0241−0.0432−0.0441−0.0194−0.0328
Xuzhou37732894194415201318−0.0517−0.0765−0.0480−0.0282−0.0512
Yangzhou31902779234119831827−0.0272−0.0337−0.0327−0.0162−0.0275
Zhengzhou28632535219120122016−0.0240−0.0287−0.01690.0003−0.0174
Table 6. Parameters of the inverse S-shaped function.
Table 6. Parameters of the inverse S-shaped function.
Year 20002005201020152020
aMinimum2.6322.8092.9832.8742.868
Maximum5.9985.3425.7795.2535.341
Mean4.4314.2454.1514.0294.005
Standard deviation0.7650.7120.6680.5700.556
cMinimum0.0210.0230.0250.0350.061
Maximum0.3280.3390.3450.4140.437
Mean0.1570.1770.2000.2290.243
Standard deviation0.0710.0720.0760.0850.089
dMinimum4.9985.5386.6988.1408.515
Maximum30.49035.64039.82043.23044.280
Mean11.61113.29415.34817.04217.980
Standard deviation5.7986.8857.8158.3538.541
rMinimum0.9500.9550.9620.9630.964
Maximum0.9990.9980.9980.9990.998
Mean0.9890.9890.9900.9900.989
Standard deviation0.0100.0090.0060.0060.006
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Lu, H.; Shang, Z.; Ruan, Y.; Jiang, L. Study on Urban Expansion and Population Density Changes Based on the Inverse S-Shaped Function. Sustainability 2023, 15, 10464. https://doi.org/10.3390/su151310464

AMA Style

Lu H, Shang Z, Ruan Y, Jiang L. Study on Urban Expansion and Population Density Changes Based on the Inverse S-Shaped Function. Sustainability. 2023; 15(13):10464. https://doi.org/10.3390/su151310464

Chicago/Turabian Style

Lu, Huiyuan, Zhengyong Shang, Yanling Ruan, and Linlin Jiang. 2023. "Study on Urban Expansion and Population Density Changes Based on the Inverse S-Shaped Function" Sustainability 15, no. 13: 10464. https://doi.org/10.3390/su151310464

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