Introduction

The Assessment Battery for Communication (ABaCo; Sacco et al., 2008) is a clinical tool for evaluating pragmatic abilities in patients with brain injuries or other neuropsychological disturbances. The purpose of this article is to provide normative data in order to clarify and quantify communicative impairments resulting from various kinds of cerebral lesions. Normative data for a test battery provide the range of scores obtained by a group of neurologically healthy individuals with specific demographic characteristics against which to compare patients’ scores (for a comprehensive discussion, see Mitrushina, Boone, Razani, & D’Elia, 2005). The comparison between patients’ performance and scores obtained by a normative sample represents a starting point in the evaluation of communicative impairments; clinicians who utilize normative data will benefit from a deeper understanding of patients’ baseline abilities at the beginning of their clinical path to recovery.

The assessment of pragmatic abilities emerged as a central issue in the evaluation of patients with communicative impairments and related disorders in the early 1980s (e.g., Prutting, 1982), and the influence of pragmatic variables in treatment plans and goals has been more fully appreciated in the last 30 years. Pragmatic ability refers to a wide range of communicative behaviors concerning the way language is used in context to convey meanings (Adams, 2002; Bates, 1976; Kempson, 1975), and in the population of individuals with cerebral lesions, numerous patients have been found to have difficulties that lie principally with pragmatics. Patients typically show poor turn-taking skills and difficulty with topic maintenance, have problems understanding discourse and nonliteral meanings, and may find it difficult to interpret subtle meanings or idiomatic statements and make knowledge-based inferences in social scripts (e.g., Dennis & Barnes, 1990; Friedland & Miller, 1998; McDonald, 1993). Moreover, people with brain injuries often demonstrate normal basic linguistic skills but have difficulty adapting their communication to specific contexts (e.g., different social situations or different communicative partners) and managing complex pragmatic phenomena, such as irony and deceit (Angeleri et al., 2008; Bara, Tirassa, & Zettin, 1997; Cutica, Bucciarelli, & Bara, 2006). The recognition of pragmatic components as a crucial feature in rehabilitation programs thus led to the need to deal with the pervasiveness of these communicative disorders and the consequent social isolation suffered by brain-injured individuals. Importantly, in a 2-year follow-up study, Snow, Douglas, and Ponsford (1998) showed that pragmatic disorders do not spontaneously improve over time, providing evidence that communicative difficulties do not resolve as a consequence of recovery over time or speech-language input. These findings suggest that careful efforts should be made to identify and manage pragmatic disorders early on following brain injury.

Pragmatic assessment tools are still scarce in the clinical research literature, despite widespread acknowledgement of their importance (e.g., Turkstra, McDonald, & Kaufmann, 1995). Most of the pragmatic tools that have been used for patients with brain injury and related communicative disorders focus on the assessment of specific behaviors and include inventories, rating scales, and questionnaires completed by clinicians. Examples are the Pragmatic Protocol (Prutting & Kirchner, 1987), the Profile of Communicative Appropriateness (Penn, 1985), and, for children, the Children’s Communication Checklist (Bishop, 1998). These clinical tools have the considerable advantage of involving observation of naturally occurring conversations but are also susceptible to substantial subjectivity in terms of their scoring procedures and require clinicians to undergo long periods of training. In other cases, pragmatic tests apply only to specific pathologies, such as the Right Hemisphere Communication Battery (Gardner & Brownell, 1986), the Right Hemisphere Language Battery (Bryan, 1995) and the Awareness of Social Inference Test (McDonald, Flanagan, Rollins, & Kinch, 2003), the first two designed for patients with right-hemisphere damage and the latter for those with traumatic brain injury.

Besides, only a few studies have been conducted in order to provide normative data for the above-mentioned tools. To the best of our knowledge, only the Right Hemisphere Communication Battery has been standardized for the Italian population in Zanini and Bryan (2003) and in Zanini, Bryan, De Luca, and Bava (2005), while no normative data are available for the other assessment batteries.

In the present article, we wish to address an important clinical issue by providing normative data against which to compare patients’ performance. Cerebral lesions may affect different aspects of communicative ability, such as prosody, discourse, gesture, and nonliteral language. Individuals with cognitive-communication deficits secondary to a traumatic brain injury (TBI) or to a cerebral vascular accident may present one or more communication impairments and, thus, be grouped according to their specific profile (e.g., Ferré, Ska, Lajoie, Bleau, & Joanette, 2011). Moreover, TBI is a heterogeneous disorder, and subsets of TBI patients have been observed to display a range of communication impairments that fall into several distinct categories (e.g., Hartley & Jenson, 1992). Having access to normative data may facilitate clinical interpretation of individual performance on different communicative components; this seems crucial, especially because there have been reports of dissociations among different pragmatic behaviors (i.e., nonverbal communication, conversational ability, message repair, and cohesiveness of narratives; see Ehrlich & Sipes, 1985).

Finally, normative data offer the opportunity to operationalize pragmatic functioning within a normal range and obtain a precise evaluation of domains of impairment, a crucial step in planning clinical pathways of recovery.

ABaCo: the assessment battery for communication

The Assessment Battery for Communication (ABaCo) is an individually administered test battery designed to evaluate a patient’s pragmatic ability following brain damage or other acquired/congenital neuropsychological disorders (e.g., head injury, autism, or schizophrenia). The ABaCo was created and developed within the framework of the cognitive pragmatics theory (Bara, 2010). It measures a wide range of communicative skills on five evaluation scales: linguistic, extralinguistic, paralinguistic, context, and conversational.

The ABaCo can be used to identify specific levels of impairment and provides a comprehensive assessment of the patient’s pragmatic abilities and deficits in order to guide individualized rehabilitation programs.

The ABaCo consists of the following five evaluation scales:

  1. 1.

    Linguistic scale. The linguistic scale assesses the comprehension and production of communication acts expressed primarily through linguistic means. It comprises the following tasks: basic communication acts (assertions, questions, requests, and commands), standard communication acts, and nonstandard communication acts (deceits and ironies). This scale includes both in vivo participant–examiner interactions and short videos with comprehension/production tasks. In the comprehension tasks, patients have to understand the communicative interaction shown in the videos, while in the production tasks, they have to complete the communicative interaction with an appropriate communication act.

  2. 2.

    Extralinguistic scale. The extralinguistic scale assesses the comprehension and production of communication acts expressed through the gesture modality only. This scale includes the same communication acts as those investigated in the linguistic scale (basic communication acts, standard and nonstandard communication acts). Also in this case, there are both in vivo interactions with the examiner and videotaped stimuli scenes for assessing comprehension and production abilities.

  3. 3.

    Paralinguistic scale. The paralinguistic scale assesses the comprehension and production of those elements that typically accompany speech, such as gesticulation, facial expression, and prosody. This scale includes the following tasks: basic communication acts (assertions, questions, requests, and commands), communication acts expressing an emotion (anger, happiness, fear, and sadness), and communication acts characterized by a paralinguistic contradiction (i.e., acts in which the linguistic content is in contrast with the accompanying paralinguistic indicators). The comprehension of basic communication acts and basic emotions is assessed through videotaped scenes; patients have to understand the type of communication act produced by the actors using paralinguistic indicators, choosing from among four possible alternatives provided by the examiner. The comprehension of paralinguistic contradiction is assessed through short videos in which an actor verbally expresses something in contrast with the paralinguistic indicators (e.g., facial expression); the patients have to understand the actor’s actual mental states by going beyond the mere linguistic content. The production of paralinguistic aspects is assessed by asking participants to produce basic communication acts and basic emotions, using the appropriate paralinguistic indicators.

  4. 4.

    Context scale. The context scale assesses the adequacy/inadequacy of communication acts with respect to discourse norms (Grice’s maxims, assessed only in comprehension) and social norms (i.e., the ability to recognize whether and why communication acts are adequate as regards the given context or situation). The comprehension of discourse and social norms is assessed through videotaped scenes, while the production of social norms is assessed through in vivo interactions with the examiner, in which patients are asked to produce communication acts requiring different degrees of formality/informality. More precisely, the examiner provides some specific semantic contents and asks the participants to modulate these according to different social contexts.

  5. 5.

    Conversational scale. The conversational scale assesses the ability to hold a conversation, follow thread topics, and comply with turn-taking rules. To assess their conversational skills, the examiner involves patients in four different short conversations focused on a simple topic (i.e., free-time activities, favorite TV shows), each lasting about 5–6 min.

Appendix 1 shows the number and type of items for each scale. A complete description of the assessment battery can be found in Sacco et al. (2008); here, we have included some examples of item types in Appendix 2.

The whole assessment battery can be administered in about 90 min. However, it may be divided and administered during customized clinical sessions; each evaluation scale is independent and aims to investigate specific communicative modalities, and each scale is, in turn, divided into comprehension and production tasks. In this way, clinicians can choose from among different administration procedures, adapting these appropriately according to their patients’ specific features (e.g., language functioning). The ABaCo is available on a CD-ROM, which means that it is very easy to use, flexible, and adaptable from time to time.

The ABaCo has been used for research purposes in a number of sample groups with certain medical conditions, such as traumatic brain injury patients (Angeleri et al., 2008), proving to be a useful tool for identifying communicative deficits in individuals with neuropsychological disorders. Furthermore, the ABaCo has been shown to have good construct validity, high interrater agreement, and good internal consistency (Sacco et al., 2008).

From a clinical viewpoint, the ABaCo can be profitably administered to patients with communicative disorders by a wide range of clinicians (e.g., clinical neuropsychologists, psychologists, speech-language pathologists), and coding patients’ responses requires little training. There is a special user manual on how to administer the battery and assign scores. The manual provides information about test rationale and use, the theoretical framework, and evidence of reliability and validity, as well as detailed instructions for administering and scoring tasks. The CD-ROM also contains an interactive tutorial software to facilitate the learning process, provides specific examples of scoring, and illustrates possible problematic aspects of administration. The normative data presented in the present study will be included in the next version of the user manual, in order to provide clinicians with a complete evaluation tool.

Method

Participants

The normative sample consisted of volunteers recruited on the basis of notices published in a number of local high schools and university faculties, social organizations, sports clubs, and community centers for the elderly in various regions of Italy. The sample was stratified by age and years of education according to Italian National Institute of Statistics (ISTAT) indications in order to be representative of the general national population. None of the participants had a history of significant neurological and/or psychiatric disorders or drug or alcohol abuse. The participants were 300 normal adults (150 females and 150 males), ranging from 16 to 73 years of age (M = 44.4, SD = 16.4). Their education ranged from 5 to 17 years of schooling (M = 10.4, SD = 3.97). Table 1 summarizes the distribution of individuals within each age and education group. The interaction of group (15–34 years of age) and 5 years of education is not represented, since no potential individuals met the criteria in conformity with Italian Law No. 1859/62–Italian Ministerial Decree 24.4.1963, regulating compulsory school attendance. The participants were informed about the research procedure, gave their informed consent, and volunteered to take part in the study.

Table 1 Distribution of participants by age and education group

Materials

ABaCo (Assessment Battery for Communication)

The ABaCo (Sacco et al., 2008) is a 180-item battery focused on pragmatic assessment: 72 items were based on the examiner’s prompt, using a tester–participant dialogue format in order to create interactive situations eliciting specific communicative behaviors in a natural way, and 108 were based on videotaped scenes, each lasting 20–25 s. The battery assessed both comprehension and production abilities; in particular, the videotaped scenes assessing the comprehension side showed two actors involved in a communicative interaction that participants had to understand, while the scenes assessing production showed a communicative interaction that participants had to complete with an appropriate communication act. The battery included the five above-mentioned evaluation scales: (1) linguistic, (2) extralinguistic, (3) paralinguistic, (4) context, and (5) conversational. Each scale was divided into two subscales (comprehension and production), except for the conversational scale, where comprehension and production were concurrent. Overall, the ABaCo thus included nine subscales: (1) linguistic comprehension, (2) linguistic production, (3) extralinguistic comprehension, (4) extralinguistic production, (5) paralinguistic comprehension, (6) paralinguistic production, (7) context comprehension, (8) context production, and (9) conversational.

Scoring procedure

Two independent judges, blind with respect to the aims of the research, coded the participants’ answers offline. The two judges kept the scores on specific score sheets while watching the participants’ video-recorded experimental sessions. Possible scores for each task were 0 or 1: A score of 1 was awarded for correct answers, and a score of 0 for incorrect answers (for a detailed description of scoring criteria, see Angeleri et al., 2008; Sacco et al., 2008).

Procedure

The participants completed the ABaCo tasks individually with a research assistant at home; the experimental session usually took about 1 h. The participants were video-recorded during the administration of the battery to enable offline scoring. Two independent judges blind to the aims of the present study rated the participants’ responses. The participants were told that their participation was voluntary and that the aim and content of the research would be explained at the end of the experimental session. Informed consent was obtained from each participant. The Local Research Ethics Committee approved this study.

Results

Table 2 reports the means, standard deviations, median, minimum–maximum values, skewness, and kurtosis for age, education, and scores on the ABaCo subscales for each of the normative groups.

Table 2 Statistical properties for age, education, and ABaCo subscales for each normative group

As is apparent in Fig. 1, which summarizes the distribution of scores across the nine ABaCo scales, scores in the normative sample were concentrated in the upper section of the range because of the easiness of items. This indicates that ABaCo has its highest discriminative power at a lower ability level and is not suitable for discriminating between normal individuals in the high range of performance.

Fig. 1
figure 1

Distribution of scores across the nine ABaCo scales (considering the entire normative sample)

Interrater reliability was evaluated on 45 randomly selected participants (15% of the total sample). The level of agreement among scores assigned by the two independent judges was calculated using the Intraclass Correlation Coefficient (ICC), which provided a generalized measure of interrater concordance adjusted for chance agreement between measurements. The ICC was .89, indicating almost perfect interrater agreement based on Altman’s (1991) indications.

Correlations among demographic variables and scores on the five ABaCo scales showed both age and education to be correlated with the majority of pragmatic scores. Gender was significantly correlated only with extralinguistic production and context scale comprehension (see Table 3).

Table 3 Correlations of age, education, and gender with ABaCo scales

The relative effects of age, education, and sex on the ABaCo scores were further investigated by performing regression analyses where each variable was entered separately, taking each subscale score as the dependent variable and age, education, (years of schooling), and sex as the independent ones. This procedure allowed us to evaluate the effect of each demographic variable within the regression model by partially removing the common effect. The results are shown in Table 4.

Table 4 Regression analyses predicting performance on each ABaCo scale from age, education, and sex

Since participants’ scores were affected mainly by age and years of education, the norms were stratified by these two variables. Table 5 shows the normative data for the ABaCo scales.

Table 5 Percentiles for ABaCo scales scores for each normative group

The data we collected can also be used to forecast individual performance scores. Having estimated a regression equation from the observed cases in the data set, the same equation can be used to predict the value of the dependent variable Y for new observations. Equation 1 provides a point estimate \( {\hat{Y}_i} \) of the expected value of Y given the age and education of individual i:

$$ {\hat{Y}_i} = {B_0} + {B_{age}}{X_{i,age}} + {B_{education}}{X_{i,education}} $$
(1)

In addition, confidence intervals can be computed around the point estimate, in order to evaluate whether a new observation (i.e., an individual’s actual Y score) is atypical with respect to the normative sample. The sd of the distance between the point estimate \( {\hat{Y}_i} \) for individual i and his/her actual score Y i is given by Eq. 2:

$$ s{d_{{Y_i} - {{\hat{Y}}_i}}} = \frac{{S{E_{Y - \hat{Y}}}}}{{\sqrt {n} }}\sqrt {{n + 1 + \frac{{z_{i,age}^2}}{{1 - R_{age}^2}} + \frac{{z_{i,education}^2}}{{1 - R_{education}^2}} - 2\frac{{{\beta_{education,age}}{z_{i,age}}{z_{i,education}}}}{{1 - R_{education}^2}}}}, $$
(2)

where z represents an individual’s standardized age and education scores and β education, age is the standardized regression coefficient of education on age. The relevant values for each dependent variable are given in Appendix 3. The desired confidence intervals can easily be obtained by multiplying \( s{d_{{Y_i} - {{\hat{Y}}_i}}} \) by the appropriate coefficient (e.g., ±1.96 for 95% CIs).

Discussion

The results from the present study provide norms for the nine scales of the ABaCo, a clinical battery for the assessment of communicative abilities. These norms add to the validity of the battery as a valuable aid for the assessment of communicative outcome in patients with cerebral lesions or suffering from neuropsychiatric disorders. The main clinical utility of these norms is that they will give neuropsychologists/speech therapists the opportunity to more precisely determine the degree to which communicative abilities are impaired in patients of different ages and educational levels, by comparing their scores against those achieved by the corresponding normative group.

Providing norms for each of the nine ABaCo scales offers the additional advantage of allowing the clinician to determine whether or not one specific communicative modality is affected with respect to others. For example, distinct clinical profiles have been described in a population of right-hemisphere-damaged patients; specifically, prosodic impairments, conversational discourse disorders, and emotional prosody have been found to dissociate (Benton & Bryan, 1996). Individuals with TBI present with symptoms ranging from mild to severe, and the outcomes may vary considerably between patients. As a result, patients point out some strengths and some weaknesses, and marked interindividual differences have been noted among patients (Dardier et al., 2011; Lê, Coelho, Mozeiko, Krueger, & Grafman, 2011), as well as specific domains of communicative impairment (Cannizzaro & Coelho, 2002; Ehrlich & Sipes, 1985). Alternatively, the clinician can select and administer only a certain set of scales, depending on the patient's specific needs. The results of this article thus extend the clinical utility and validity of the ABaCo, making clinicians more confident in assessing impaired communicative abilities and planning treatment procedures.

In the present study, we provided norms for a sample of 300 healthy and cognitively intact individuals of different ages and educational levels. The sample used to develop the norms was recruited according to the ISTAT indications so as to be representative of the population from which it was drawn. Both age and education affected participants’ scores; this suggests that these two variables have an impact on pragmatic performance even in the absence of neuropsychological disorders. In more detail, in line with another study by Zanini et al. (2005), we found that performance improved as age decreased and educational level increased. Consequently, the set of norms were stratified across age and educational level. In order to ensure the greatest clinical utility of the data presented in the presenst study, the values for the normative data are provided in Tables 2 and 5.

As is apparent from Table 2 and Fig. 1, the distribution of scores in the present normative sample was not normal. This is not surprising, given that ABaCo was designed for assessing pragmatic abilities in patients affected by communicative disorders and normal individuals should be expected to succeed in most of the tasks. When a battery is designed in such a way that the majority of normal individuals can succeed in most of the items, scores are compressed into values at the upper extreme of the score range, with only a few observations at the lower extreme. The resulting distribution is left-skewed, and the variability of scores falling within or above the normal range is limited. Consequently, the battery has its highest discriminative power at the lower ability levels, and it is most useful in identifying impaired individuals (for a discussion of the interpretation of scores not normally distributed in neuropsychological tests, see Mitrushina et al., 2005). The normative data obtained in the present study will be especially useful for a detailed assessment of patients affected by communication disorders, while they do not discriminate between normal individuals at high performance levels.

Moreover, to permit a more precise definition of each communicative outcome, we have also provided all the values needed to calculate the expected score for each patient on the basis of his/her age and educational level. This calculation is a valuable clinical tool, which will allow specialists to determine the distance between the patient’s actual score and the expected score, automatically placing and quantifying the value on the basis of the percentile range. It will be sufficient to replace the normative values in formulas 1 and 2 for each scale provided in Appendix 3 and add the current age, educational level, and actual score of a particular patient to obtain that patient’s expected score and the percentile below which he/she fell.

In sum, this study provides normative data for a new clinical battery for the assessment of communicative abilities (ABaCo); in more detail, we have provided norms for each battery scale. Such norms will be useful for obtaining clinically indicative and reliable information, by making it possible to differentiate between real deficits and those attributable to the normal aging process or educational background, and will thus be helpful for designing specific treatment plans. Further research involving various clinical samples will continue to attest to the potential clinical utility and psychometric validation of this effective instrument.