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The Infrared Medium-deep Survey. VIII. Quasar Luminosity Function at z ∼ 5

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Published 2020 November 25 © 2020. The Author(s). Published by the American Astronomical Society.
, , Citation Yongjung Kim et al 2020 ApJ 904 111 DOI 10.3847/1538-4357/abc0ea

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Abstract

Faint z ∼ 5 quasars with M1450 ∼ −23 mag are known to be potentially important contributors to the ultraviolet ionizing background in the postreionization era. However, their number density has not been well determined, making it difficult to assess their role in the early ionization of the intergalactic medium (IGM). In this work, we present the updated results of our z ∼ 5 quasar survey using the Infrared Medium-deep Survey (IMS), a near-infrared imaging survey covering an area of 85 deg2. From our spectroscopic observations with the Gemini Multi-Object Spectrograph on the Gemini-South 8 m telescope, we discovered eight new quasars at z ∼ 5 with  −26.1 ≤ M1450 ≤ −23.3. Combining our IMS faint quasars (M1450 > −27 mag) with the brighter Sloan Digital Sky Survey quasars (M1450 < −27 mag), we derive the z ∼ 5 quasar luminosity function (QLF) without any fixed parameters down to the magnitude limit of M1450 = −23 mag. We find that the faint-end slope of the QLF is very flat ($\alpha =-{1.2}_{-0.6}^{+1.4}$), with a characteristic luminosity of ${M}_{1450}^{* }=-{25.8}_{-1.1}^{+1.4}$ mag. The number density of z ∼ 5 quasars from the QLF gives an ionizing emissivity at 912 Å of epsilon912 = (3.7–7.1) × 1023 erg s−1 Hz−1 Mpc−3 and an ionizing photon density of ${\dot{n}}_{\mathrm{ion}}=(3.0\mbox{--}5.7)\,\times {10}^{49}$ Mpc−3 s−1. These results imply that quasars are responsible for only 10%–20% (up to 50% even in the extreme case) of the photons required to completely ionize the IGM at z ∼ 5, disfavoring the idea that quasars alone could have ionized the IGM at z ∼ 5.

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1. Introduction

Quasars are known as key objects for understanding the universe along cosmic time, especially at high redshifts (z ≳ 5), where galaxies are hard to detect. The Sloan Digital Sky Survey (SDSS) pioneered the identification of quasars at z ∼ 6, providing the first glimpse of the reionization process in the early universe (e.g., Fan et al. 2001a, 2006; Jiang et al. 2016). As new surveys have explored wider areas and deeper limits, the number of known quasars at high redshifts has steadily increased in the last few decades. Along with the record holder ULAS J1345+0928 at an extreme redshift of z = 7.54 (Bañados et al. 2018), hundreds of high-redshift quasars are being discovered by various surveys (Willott et al. 2010; Mortlock et al. 2011; McGreer et al. 2013, 2018 (hereafter M18); Venemans et al. 2013, 2015a, 2015b; Bañados et al. 2014, 2016; Kashikawa et al. 2015; Kim et al. 2015, 2019 (hereafter K19); Wu et al. 2015; Jiang et al. 2016; Matsuoka et al. 2016, 2018a, 2019; Wang et al. 2016, 2017, 2018, 2019; Yang et al. 2016 (hereafter Y16), 2017, 2019a, 2019b, 2020; Jeon et al. 2017; Reed et al. 2017; Shin et al. 2020). This large sample of distant quasars enables us to construct quasar luminosity functions (QLFs) at high redshifts, which are important for investigating the contribution of high-redshift quasars to the cosmic ultraviolet (UV) ionizing background and the evolution of quasar populations along the redshift.

Since the cosmic reionization at 6 < z < 8.8 (e.g., McGreer et al. 2015; Planck Collaboration et al. 2016; Madau 2017; Davies et al. 2018; Mason et al. 2018, 2019), most of the hydrogen atoms in the intergalactic medium (IGM) have remained ionized until z = 0. It has been debated whether high-redshift quasars that are bright in UV wavelengths can provide the enormous quantity of ionizing photons required to keep hydrogen atoms ionized. The number of ionizing photons from quasars can be calculated from their UV emissivity, proportional to both luminosity and quasar number density. According to recently derived QLFs, the emissivity critically depends on the faint quasars at M1450 ∼ −23.5 mag (absolute magnitude at 1450 Å in the rest frame). Figure 1 shows the UV emissivity from the quasars for different magnitude bins. There are differences between QLFs, but M1450 ∼ −23.5 mag quasars make a considerable contribution to the total quasar emissivity. However, it has been difficult to locate them in the past owing to observational limitations, such as the shallow imaging depths of large-area surveys or the small survey areas of deep surveys. As a result, past determination of the QLF at M1450 ∼ −23.5 mag often relied on uncertain extrapolations of the QLF (Giallongo et al. 2015; Y16).

Figure 1.

Figure 1. Differential contributions to z ∼ 5 quasar emissivity, calculated from the QLFs in the literature: Giallongo et al. (2015; red), (Y16; orange), (M18; teal), and Giallongo et al. (2019; purple). The gray shaded region shows the magnitude range in which quasars make a considerable contribution to total quasar emissivity.

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Owing to new deep and wide-area optical/near-infrared (NIR) surveys, tens of such faint quasars are now being uncovered (e.g., Kashikawa et al. 2015; Kim et al. 2015, K19; Matsuoka et al. 2016, 2018a, 2019; Akiyama et al. 2018; M18; Shin et al. 2020). However, the contribution of quasars to the IGM ionizing UV photons remains controversial. On one hand, the results of optical/NIR wide-area surveys suggest that high-redshift quasars are not the main provider of UV photons, contributing <50% of the required photons at z ∼ 5 (Y16; M18; Shin et al. 2020) and <10% at z ∼ 6 (Willott et al. 2010; Kashikawa et al. 2015; Kim et al. 2015; Matsuoka et al. 2018b). On the other hand, from very deep surveys covering small areas (≲4 deg2), other studies have revealed a large number of faint quasars at high redshifts, supporting a significant contribution of quasars to the IGM ionizing background (Glikman et al. 2011; Boutsia et al. 2018; Grazian et al. 2020). In particular, for X-ray-selected quasars with M1450 ≥ −22 mag, Giallongo et al. (2019, hereafter G19) suggested a substantial contribution of quasars (≳50%, depending on z) to the IGM ionizing background (see also Giallongo et al. 2015).

At z ∼ 5, M18 performed a quasar search using the data from the Canada–France–Hawaii Telescope Legacy Survey (CFHTLS; Hudelot et al. 2012). They derived the QLF at 4.7 < z < 5.4, combining the bright SDSS quasar sample of McGreer et al. (2013) and 25 newly discovered CFHTLS quasars with M1450 ≲ −23 mag. Their QLF, in the form of a double power-law function, has a faint-end slope of −1.97 and a low number density, implying that quasars are unlikely to be the main UV ionizing source at z ∼ 5. Due to the lack of faint quasars identified with spectroscopy, however, they fixed the bright-end slope of the QLF to −4.0, which may have given biased interpretations of the quasar population (and corresponding emissivity) with underestimated uncertainties (Kulkarni et al. 2019). To date, only Y16 have derived the z ∼ 5 QLF without fixed parameters, including the quasar sample of McGreer et al. (2013). However, most of the quasars they used are M1450 < −24 mag, which might not be sufficient to derive the QLF precisely. In fact, their best-fit parameters show discontinuity along the redshift, compared to the recently reported QLFs at z ∼ 4 (Akiyama et al. 2018) and 6 (Matsuoka et al. 2018b), which are from a wide range of luminosities (−30 ≲ M1450 ≲ −22) over a large survey area without any fixed parameters.

Recently, our group has been performing a z ∼ 5 quasar survey (K19) with the Infrared Medium-deep Survey (IMS; M. Im et al. 2020, in preparation), for which NIR imaging data were obtained with the Wide Field Camera (WFCam; Casali et al. 2007) on the United Kingdom Infrared Telescope (UKIRT). The data cover an area of ∼100 deg2 over several extragalactic fields and reach 5σ depths of J ∼ 23 mag. We combined the IMS data with the optical data from the CFHTLS (Hudelot et al. 2012) and additional NIR data from the Deep eXtragalactic Survey (DXS) of the UKIRT Infrared Deep Sky Survey (Lawrence et al. 2007). Adopting the medium-band color selections that are known to improve the high-redshift quasar selection efficiency (Jeon et al. 2016), we spectroscopically identified 13 faint quasars at z ∼ 5 in the past, of which 10 were newly discovered. Increasing the number of spectroscopically identified quasars enabled us to refine and constrain the faint-end slope of the z ∼ 5 QLF. In this study, we have added more samples and derived the QLF at z ∼ 5.

The remainder of this paper is organized as follows. We present the newly discovered z ∼ 5 quasars from our survey in Section 2, including a summary of our survey progress. In Section 3, we describe the derivation of the QLF using the IMS z ∼ 5 quasars. We discuss the implications of the z ∼ 5 QLF regarding the cosmic ionizing background in Section 4. We adopt the cosmological parameters of Ωm = 0.3, ΩΛ = 0.7, and H0 = 70 km s−1 Mpc−1, which are supported by observations in recent decades (e.g., Im et al. 1997; Planck Collaboration et al. 2020). All magnitudes given in this paper are in the AB system.

2. New IMS Quasars at z ∼ 5

Here we summarize the IMS z ∼ 5 quasar survey, described in detail in K19, with the newly discovered quasars at z ∼ 5.

2.1. Initial Broadband Selection

The initial photometric data set is a combination of the optical imaging data from the CFHTLS Wide Survey and the NIR imaging data from IMS and DXS covering four extragalactic fields: the XMM-Large Scale Structure survey region, the CFHTLS Wide Survey second region, the Extended Groth Strip, and the Small Selected Area 22h. The average 5σ limiting magnitudes for point sources are $u^{\prime} =26.1$, $g^{\prime} =26.4$, $r^{\prime} =25.9$, $i^{\prime} =25.6$, $z^{\prime} =24.6$, and J = 22.9 mag. Note that the optical photometric system here is based on the SDSS filter system transformed from those of the CFHTLS.14 The total survey area used for the z ∼ 5 quasar search covers ∼85 deg2 of the sky, calculated from the full overlapping region of the surveys. For the i'-band detected sources, we selected z ∼ 5 quasar candidates using the broadband color selection criteria: (1) $i^{\prime} \lt 23$, (2) signal-to-noise ratio (S/N) ($u^{\prime} )\lt 2.5$, (3) $g^{\prime} -r^{\prime} \gt 1.8$ or S/N ($g^{\prime} )\lt 3.0$, (4) $r^{\prime} -i^{\prime} \gt 1.2$, (5) $i^{\prime} -z^{\prime} \lt \,0.625\times ((r^{\prime} -i^{\prime} )-1.0)$, (6) $i^{\prime} -z^{\prime} \lt 0.55$, and (7) $i^{\prime} \,-J\lt ((r^{\prime} -i^{\prime} )-1.0)+0.56$. In the visual inspection stage, seven sources that are unusually elongated or extended were rejected, giving the final 69 z ∼ 5 quasar candidates.15

2.2. SQUEAN Follow-up Imaging in Medium Bands

To narrow down the number of plausible z ∼ 5 quasar candidates, follow-up observations of these broadband-selected candidates were carried out in medium bands with the SED Camera for Quasars in Early Universe (SQUEAN; Choi et al. 2015; Kim et al. 2016) on the Otto Struve 2.1 m telescope at McDonald Observatory. At z ∼ 5, the Lyα λ1216 line is located at ∼7300 Å, so we have obtained m675, m725, and m775 images, where the filter names are chosen by combining "m" for medium band and the number of the central wavelength of the filter in nanometers. These 50 nm width filters finely sample the redshifted Lyα line to improve quasar identification and determine their redshifts to nearly 1% accuracy (Jeon et al. 2016; K19). The total exposure times in medium bands are proportional to the i'-band magnitude of each target, as are the resultant imaging depths. These inhomogeneous imaging depths between targets are important when we calculate the medium-band selection functions in Section 3.2. Most of the broadband-selected candidates were observed in the m725 and m775 bands (63/69), while 50 were also observed in the m675 band. We introduced the medium-band color selection criteria of Jeon et al. 2016: (1) m675 − m725 > 1.0 and m675 − m725 > m725 − m775 + 1.5 (4.7 < z < 5.1) and (2) m725 − m775 > 1 (5.1 < z < 5.5). Among the 50 medium-band observed candidates, 33 satisfy the criteria. In Figure 2, we plot an m675 − m725 versus m725 − m775 diagram with the medium-band color criteria shown as dotted lines. For simplicity, we only present the 37 spectroscopically identified 4.7 < z < 5.4 quasars that are also observed in the three medium bands. There are five quasars excluded by our selection (open circles), possibly due to their m675 imaging depths being shallower than expected for a given i'-band magnitude, as described in Section 3.2, and/or their marginal redshift of z ≃ 4.7.

Figure 2.

Figure 2. Medium-band color–color diagram of the quasars observed in all three medium bands (m675/m725/m775). The circles denote 37 quasars that are spectroscopically identified at 4.7 < z < 5.4, while the 32 quasars satisfying our color selection criteria (dotted lines) are highlighted as filled circles. The arrows indicate the upper limits on the magnitude according to the detection limits of their medium-band images. For the five quasars outside the selection boxes, their (z, M1450) values are denoted at the lower left of each symbol. The quasars that are newly spectroscopically confirmed by us (K19 and this work) are highlighted with squares. The gray diamonds with lines denote the quasar color tracks from z = 4.5 to 5.3.

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2.3. GMOS Spectroscopy

We obtained the optical spectra of the plausible candidates, which satisfied either the above broadband or medium-band color selection criteria, with the Gemini Multi-Object Spectrograph (GMOS; Hook et al. 2004) on the Gemini-South 8 m telescope on 2018 September 17 (PID: GS-2018B-Q-217), 2019 January 2–11, and 2019 February 14–24 (PID: GS-2019A-Q-218) under the seeing condition of  ≲1farcs0. The observing configurations were set to increase the S/N of the spectrum; we used the nod-and-shuffle mode for sky subtraction, an R150_G5326 grating with a resolution of R ∼ 315, and spectral/spatial binning of 4 × 4. In total, we obtained the spectra of 10 candidates observed in at least two medium bands. For spectral data reduction, we followed the procedure in K19, which is briefly summarized here. We used the Gemini IRAF package for the basic reductions: the bias subtraction, flat-fielding, sky-line subtraction, wavelength calibration with CuAr arc lines, and flux calibration with standard stars. After the 1D extraction with an aperture with a diameter of 1farcs0, the overall flux of each spectrum was scaled with the i'-band magnitude of each target. To maximize S/N, we binned the spectra along the wavelength taking account of the instrumental resolution of ∼300 using the inverse-variance weighting method (e.g., Kim et al. 2018).

Through these spectroscopic observations, eight z ∼ 5 quasars were newly discovered, the optical spectra of which are shown in Figure 3. All of them show strong Lyα emission lines with sharp breaks, and some also show other possible emission lines like C iv, while there are broad absorption lines (BALs) in the spectrum of IMS J090508−021523.

Figure 3.

Figure 3. The GMOS optical spectra of the newly discovered IMS z ∼ 5 quasars. The black solid lines represent the binned spectra according to spectral resolution, while the red solid lines are the best-fit models. The blue marks are the wavelengths of possible quasar emission lines: Lyβ, Lyα, N v, O i, Si iv, and C iv, from short to long wavelengths. The shaded regions represent the bad columns, hot pixels, CCD gaps, or wavelength ranges that are not covered by the observational configuration.

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We list the broadband and medium-band photometry of the new IMS z ∼ 5 quasars in Table 1, and their spectroscopic observations are summarized in Table 2. The other two candidates identified as nonquasars are listed in Appendix A.

Table 1.  Broadband and Medium-band Photometry of New IMS z ∼ 5 Quasars

ID R.A. Decl. $r^{\prime} $ i' $z^{\prime} $ J m675 m725 m775
  (J2000) (J2000) (mag) (mag) (mag) (mag) (mag) (mag) (mag)
IMS J021507−051849 02:15:07.31 −05:18:49.2 24.16 ± 0.08 22.87 ± 0.03 22.65 ± 0.06 >22.65 23.99 ± 0.25 23.38 ± 0.21  >22.83
IMS J084906−030304 08:49:06.33 −03:03:03.9 22.31 ± 0.03 20.87 ± 0.01 20.67 ± 0.02 21.21 ± 0.07  >22.65 21.25 ± 0.12 21.53 ± 0.13
IMS J085711−021957 08:57:10.66 −02:19:57.3 23.85 ± 0.07 22.28 ± 0.02 22.40 ± 0.08 22.30 ± 0.16  >23.01 22.88 ± 0.20 23.12 ± 0.34
IMS J090037−052549 09:00:36.89 −05:25:49.4 22.66 ± 0.03 21.02 ± 0.01 21.15 ± 0.02 21.20 ± 0.10  >23.15 20.97 ± 0.08 21.79 ± 0.18
IMS J090226−022923 09:02:25.81 −02:29:22.8 24.52 ± 0.06 22.67 ± 0.02 22.26 ± 0.05 22.61 ± 0.32 22.77 ± 0.14 22.71 ± 0.15
IMS J090508−021523 09:05:08.10 −02:15:23.4 22.93 ± 0.04 21.44 ± 0.01 21.07 ± 0.02 20.92 ± 0.07 22.79 ± 0.30 21.83 ± 0.18  >22.40
IMS J090706−031931 09:07:06.12 −03:19:30.6 22.30 ± 0.02 20.62 ± 0.01 20.20 ± 0.01 20.34 ± 0.04 22.61 ± 0.37 21.75 ± 0.11 20.27 ± 0.05
IMS J221055+013430 22:10:54.87 +01:34:30.5 22.98 ± 0.03 21.32 ± 0.01 21.27 ± 0.03 21.88 ± 0.08  >23.65 21.19 ± 0.19 21.71 ± 0.19

Note. All magnitudes are given in the AB system. The detection limits (∼3σ) are given as the upper limits for objects that were undetected or fainter than the limit.

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Table 2.  GMOS-S Observations of New IMS z ∼ 5 Quasars

ID Date Exposure Time (s) Seeing (arcsec)
IMS J021507−051849 2018 Sep 17 4356 0.8
IMS J084906−030304 2019 Jan 2 242 0.8
IMS J085711−021957 2019 Jan 11 605 0.8
IMS J090037−052549 2019 Jan 2 242 0.8
IMS J090226−022923 2019 Feb 24 4356 0.8
IMS J090508−021523 2019 Feb 14 968 1.1
IMS J090706−031931 2019 Jan 3 218 1.1
IMS J221055+013430 2018 Sep 17 484 0.5

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2.4. Spectral Fitting

We measured the spectral properties of the eight new quasars by fitting their spectra with a refined version of our high-redshift quasar model (K19). The model is based on the composite quasar spectrum of SDSS quasars (Vanden Berk et al. 2001). Since no IGM correction has been applied in this spectrum, we replaced the spectrum at λ < 1216 Å with that of Lusso et al. (2015). Note that the two spectra were normalized at 1450 Å before merging. For this composite spectrum, the IGM attenuation by neutral hydrogen was applied in the form of a function of redshift (Madau et al. 1996). The model has four parameters: redshift (z), absolute magnitude (M1450), continuum slope (αλ), and equivalent width (EW) of Lyα λ1216 and N v λ1250 (EWLyα+NV). The SDSS composite spectrum is first decomposed into the emission line and continuum components by fitting a power-law continuum to it. The slope of the continuum component is allowed to vary to a given αλ by multiplying a factor of ${({\lambda }_{\mathrm{rest}}/1000\mathring{\rm A} )}^{{\alpha }_{\lambda }+1.54}$. The EWLyα+NV, estimated from the composite continuum-subtracted flux at 1160 ≤ λrest (Å) ≤ 1290, is also scaled with ${({\lambda }_{\mathrm{rest}}/1290\mathring{\rm A} )}^{p}$, where p is the appropriate power to adjust the EWLyα+NV value of the model to an arbitrary one. In the original K19 model, only the EW of Lyα+N v was allowed to scale. On the other hand, in the refined K19 model, we also adjusted the other emission lines, such as C iv λ1549 and C iii] λ1909, by scaling the fluxes over the continuum with EWLyα+NV. This is because the EWs of these emission lines are known to scale with EWLyα+NV (Dietrich et al. 2002) and have EW distributions with scatters similar to that of Lyα+N v (0.2–0.3 dex; Diamond-Stanic et al. 2009; Shen et al. 2011).

We found the best-fit model for each quasar spectrum by finding the minimum χ2 values. Considering the narrow wavelength coverage of our spectra, we fixed αλ to −1.54, same as K19. In Figure 3, the best-fit models for the eight new quasars are shown as the red solid lines, and we list the best-fit values in Table 3. For IMS J090508−021523, a BAL quasar, the fluxes at BAL wavelengths are excluded from the fitting. Note that this model is also used to determine the selection functions in Section 3.2.

Table 3.  Spectral Fitting Results for New IMS z ∼ 5 Quasars

ID z M1450 log EWLyα+NV
IMS J021507−051849 ${4.716}_{-0.003}^{+0.003}$ $-{23.28}_{-0.17}^{+0.19}$ ${1.78}_{-0.17}^{+0.16}$
IMS J084906−030304 ${4.790}_{-0.225}^{+0.095}$ $-{25.50}_{-0.45}^{+0.75}$ ${1.50}_{-1.50}^{+0.49}$
IMS J085711−021957 ${4.904}_{-0.003}^{+0.003}$ $-{24.10}_{-0.06}^{+0.06}$ ${1.43}_{-0.12}^{+0.11}$
IMS J090037−052549 ${4.840}_{-0.023}^{+0.004}$ $-{25.04}_{-0.23}^{+0.36}$ ${1.90}_{-0.21}^{+0.21}$
IMS J090226−022923 ${4.939}_{-0.020}^{+0.003}$ $-{23.72}_{-0.09}^{+0.14}$ ${1.38}_{-0.27}^{+0.17}$
IMS J090508−021523 ${4.707}_{-0.022}^{+0.031}$ $-{25.05}_{-0.22}^{+0.24}$ ${1.29}_{-0.59}^{+0.32}$
IMS J090706−031931 ${5.154}_{-0.004}^{+0.017}$ $-{26.20}_{-0.03}^{+0.07}$ ${1.39}_{-0.14}^{+0.14}$
IMS J221055+013430 ${4.968}_{-0.015}^{+0.004}$ $-{24.60}_{-0.35}^{+0.57}$ ${2.12}_{-0.27}^{+0.27}$

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3. QLF at z ∼ 5

3.1. IMS z ∼ 5 Quasar Sample

Including our eight newly discovered quasars, 49 z ∼ 5 quasars with $i^{\prime} \lt 23$ mag have been spectroscopically identified in our survey area (McGreer et al. 2013; Wang et al. 2016; M18; K19). With these quasars, we constructed the QLF at z ∼ 5. However, for the QLF construction, we excluded four quasars that were not selected by broadband color (see K19) and two quasars outside the redshift range of 4.7 < z < 5.4. Figure 4 shows the sky distributions of the remaining 43 quasars, color-coded by their magnitudes. We used the z and M1450 values of the eight new quasars measured in Section 2.4, while those of the other quasars were sourced from the literature (McGreer et al. 2013; Wang et al. 2016; M18; K19).

Figure 4.

Figure 4. Sky distribution of the IMS quasars. The color map shows the M1450 of the quasars. The gray and blue squares represent the tiles of the CFHTLS (1° × 1° for each) and IMS/DXS (13farcm65 × 13farcm65 for each), respectively.

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To examine the effect of adding the medium-band color selection, we considered either the broadband selection only (case 1) or a combination of broadband and medium-band selection (case 2). The numbers for each case are 43 and 32 in cases 1 and 2, respectively, and their z and M1450 values are given in Table 4. The five quasars observed in the three medium bands but outside the selection boxes (open circles in Figure 2) could have been selected if we obtained deeper images. However, we excluded them from the case 2 sample and consider this issue in Section 3.2.

Table 4.  IMS z ∼ 5 Quasar Sample

ID z M1450 Case Reference ID z M1450 Case Reference
IMS J021315−043341 4.88 −23.7 1, 2 (2) IMS J142635+543623 4.76 −26.3 1, 2 (5)
IMS J021507−051849 4.72 −23.3 1 (1) IMS J142854+564602 4.73 −24.0 1, 2 (5)
IMS J021523−052946 5.13 −25.6 1, 2 (5) IMS J143156+560201 4.75 −25.3a 1, 2 (5)
IMS J021811−064843 4.87 −24.7 1, 2 (2) IMS J143705+522801 4.78 −23.8a 1, 2 (5)
IMS J022112−034232 4.98 −24.3 1, 2 (2) IMS J143757+515115 5.17 −24.1 1, 2 (5)
IMS J022113−034252 5.02 −27.0 1, 2 (5) IMS J143804+573646 4.84 −23.5 1, 2 (5)
IMS J084906−030304 4.79 −25.5 1, 2 (1) IMS J143831+563946 4.82 −24.5a 1, 2 (5)
IMS J085024−041850 4.80 −24.2 1, 2 (2) IMS J220107+030208b 5.06 −27.5 1 (3)
IMS J085028−050607 5.36 −23.5 1 (2) IMS J220233+013120 5.21 −23.9 1, 2 (2)
IMS J085225−051413 4.82 −23.7 1, 2 (2) IMS J220522+025730 4.74 −24.4 1 (2)
IMS J085324−045626 4.83 −23.9 1, 2 (2) IMS J220635+020136 5.10 −24.4 1 (2)
IMS J085711−021957 4.90 −24.1 1 (1) IMS J221037+024314 5.20 −25.2 1, 2 (2)
IMS J090037−052549 4.84 −25.0 1, 2 (1) IMS J221055+013431 4.97 −24.6 1, 2 (1)
IMS J090226−022923 4.94 −23.7 1 (1) IMS J221118+031207 4.82 −24.4 1, 2 (2)
IMS J090508−021523 4.71 −25.1 1 (1) IMS J221141+001119 5.23 −24.8 1 (5)
IMS J090706−031931 5.15 −26.2 1, 2 (1) IMS J221252−004231 4.95 −26.3 1, 2 (4)
IMS J135747+530543 5.32 −25.5 1, 2 (5) IMS J221310−002428 4.80 −23.5 1, 2 (5)
IMS J135856+514317 4.97 −25.9 1, 2 (5) IMS J221520−000908 5.28 −24.5 1, 2 (5)
IMS J140147+564145 4.98 −24.7 1, 2 (5) IMS J221622+013815 4.93 −23.3 1, 2 (5)
IMS J140150+514310 5.17c −23.4c 1 (5) IMS J221644+001348 5.01 −25.8 1, 2 (5)
IMS J140440+565651 4.74 −24.7a 1, 2 (5) IMS J222216−000406 4.95 −24.3 1 (5)
IMS J141432+573234 5.16 −24.7 1, 2 (5)          

Notes. The "Case" columns indicate whether the quasars are included in the case 1 and 2 samples (see details in Section 3.1). The spectral properties are from (1) this work, (2) K19, (3) Wang et al. (2016), (4) McGreer et al. (2013), and (5) M18. The differences in cosmological parameters between the literature and this work are also considered.

aThese M1450 values are not taken from their spectra but rather from the fitting with their photometric data, as described in K19. bThis quasar is excluded in our parametric QLF derivation owing to M1450 < −27 mag. cThese values are revised in K19 from those published in M18.

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3.2. Quasar Selection Function

Using our high-redshift quasar model described in Section 2.4, we calculated the selection efficiency of our color selection criteria. We generated mock spectra of 100,000 quasars randomly distributed in the range of 4.4 < z < 6.0 and −28 < M1450 < −22, while αλ and EWLyα+NV were randomly generated by Gaussian distributions with mean and standard deviation values of αλ = −1.6 ± 1.0 (Mazzucchelli et al. 2017) and logEWLyα+NV = 1.803 ± 0.205 (Diamond-Stanic et al. 2009), respectively, including the Baldwin effect of Lyα (Dietrich et al. 2002). We integrated the mock quasar spectra over the broadband and medium-band transmission curves to obtain the magnitudes used for color selection. In Figure 5, we show the color distributions of these mock quasars. They are in line with not only the IMS quasars but also the known z ∼ 5.5 quasars in the same photometric system (Yang et al. 2017, 2019a). Note that the relatively larger scatter in $r^{\prime} -i^{\prime} $ color appears to be due to the various proximity zone sizes of high-redshift quasars according to their ages (e.g., Eilers et al. 2017).

Figure 5.

Figure 5. Color distributions of the 100,000 mock quasars (gray contours). The filled circles are known quasars: IMS quasars in this work (red), Yang et al. (2017; orange), and Yang et al. (2019a; yellow).

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The imaging survey depths are not always homogeneous, and the varying imaging depths at different locations can affect the selection function. For case 1, we generated broadband depth maps resampled at a pixel scale of 1farcm0. For each pixel of the broadband depth maps and zM1450 bin with a size of Δz = 0.05 and ΔM1450 = 0.1 mag, we calculated the selection completeness, a ratio of the number of quasars satisfying our broadband color selection criteria to the total number of mock quasars in the bin (the average number of mock quasars in each bin is ∼50). In this process, we applied additional Gaussian noise to the model magnitudes, considering the image depths and model magnitudes. In Figure 6, the calculated selection functions are shown as gray contours in the left panel. Although our J-band data were inhomogeneous (K19), the differences between the selection functions of the four extragalactic fields of our survey were negligible. We used the combined selection function weighted by the area of each survey field.

Figure 6.

Figure 6. Selection functions for z ∼ 5 quasars in cases 1 (left) and 2 (right). The contours show the selection efficiencies, for which a scale is given on the inset color bar. The filled circles denote the spectroscopically identified quasars that are included in each case, while the open circles in the right panel denote those excluded without medium-band observations and/or outside the medium-band selection in case 2. The bins for deriving our Φbin(M1450) are shown as boxes with dotted lines.

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For case 2, we calculated a selection function including our medium-band color selection criteria. The imaging depths of the follow-up medium-band observations are not uniform but depend on the i'-band magnitudes of the targets, because we gave exposures proportional to the i'-band magnitude as much as we could, although the detection limits vary depending on the observing conditions at the time of observation and whether the object was easily detected or not. If the object was detected with a sufficient S/N (≳10), we terminated observation of the target in the corresponding band to save observing time. Figure 7 shows the detection limits (2.7σ) for a point source in the m675, m725, and m775 images of 32 quasars of the case 2 sample as a function of their i'-band magnitude. We fitted a linear regression model to these imaging depths, shown as the solid lines with confidence intervals calculated with the seaborn Python package.16 Out of 32 quasars, 22 are not detected in m675 (open circles), implying small fluxes below the redshifted Lyα. However, we used all of them for linear regression fitting, because we consider such undetected cases in determining the selection function of case 2.

Figure 7.

Figure 7. Medium-band imaging depths (2.7σ) of 32 quasars of the case 2 sample along the i-band magnitude. Blue, orange, and red denote the cases of m675, m725, and m775, respectively. The filled/open circles represent whether a quasar is detected/undetected, while the solid lines with shaded regions are the linear regression models with confidence intervals.

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As shown in Figure 2, for objects without detection, we used their detection limits as their magnitudes for the color selection. Similarly, in the case of mock quasars, medium-band magnitudes fainter than the detection limit expected from their i'-band magnitudes (i.e., linear regression models) are replaced with the expected values. The color selection with these modified colors agreed with our medium-band color selection process, which could miss some quasars in marginal conditions (e.g., open circles in Figure 2). The right panel of Figure 6 shows the selection function for case 2. Note that there is a valley at z ∼ 5.1, which corresponds to a specific redshift for which the medium-band selection fails (see Figure 2).

It has been suggested that the EWLyα+NV values of z > 5.7 quasars are lower (e.g., logEWLyα+NV = 1.542 ± 0.391;  Bañados et al. 2016) than their low-redshift counterparts, which might be due to the decrease in Lyα transmission at λ > 1216 Å by neutral hydrogen (e.g., Davies et al. 2018). At z ∼ 5, the neutral hydrogen fraction is much lower than 0.1 (Fan et al. 2006; McGreer et al. 2015); thus, it has a negligible effect on the redward Lyα fluxes. If we introduce the EW distribution of Bañados et al. (2016), the selection efficiencies of cases 1 and 2 are reduced by about 30% and 50% overall, respectively.

3.3. IMS Survey Completeness

We first consider the completeness for case 1. In the process of selecting the 69 broadband-selected candidates, we used the magnitude cut of $i^{\prime} \lt 23$ mag, at which the CFHTLS i'-band (or $i{{\prime} }_{\mathrm{CFHTLS}}$) images we used for the source detection were almost complete (Hudelot et al. 2012; M18). Hudelot et al. (2012) provided the 50% and 80% completeness limits for a point source of each $i{{\prime} }_{\mathrm{CFHTLS}}$-band image. We fitted these limits with an analytic completeness function (Fleming et al. 1995), resulting in ≳99% completeness at $i{{\prime} }_{\mathrm{CFHTLS}}\lt 23$ mag for all CFHTLS images used. Even if we consider the transformation from $i{{\prime} }_{\mathrm{CFHTLS}}$ to i' (i.e., from CFHTLS to SDSS), the point-source detection at $i^{\prime} \lt 23$ mag is almost complete. Therefore, for the broadband photometric completeness, we assume that our detection is complete. The point-source separation process was not included in our selection,17 but note that we performed the visual inspection as mentioned in Section 2.1. The left panel of Figure 8 shows the number and completeness as a function of the i'-band magnitude for case 1. Of the 69 candidates, 51 were spectroscopically observed, and there are 43 quasars at 4.7 < z < 5.4, as mentioned above. We used the ratio of the candidates with spectroscopy to the broadband-selected candidates as the spectroscopic completeness.

Figure 8.

Figure 8. Left: the top panel shows the histogram of candidates along the i'-band magnitude of the case 1 sample. The gray, purple, and red histograms represent broadband-selected candidates, spectroscopically observed candidates, and quasars identified at 4.7 < z < 5.4, respectively. The bottom panel shows the case 1 spectroscopic completeness. Right: histogram (top) and completeness (bottom) of the case 2 sample. The blue and green histograms show the candidates observed in two (m725/m775) and three (m675/m725/m775) medium bands, respectively. The medium-band-selected candidates and the spectroscopically identified quasars at 4.7 < z < 5.4 are shown as yellow and red histograms, respectively. The completenesses shown in the bottom panel are for medium-band photometry (green/gray) and spectroscopy (red/yellow).

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For case 2, the completeness for both broadband and medium-band photometry should be considered. As with case 1, we also assume complete broadband photometry. In addition, we adopted medium-band photometric completeness. According to our criteria, quasars at 5.1 < z < 5.4 could be selected with the m725 and m775 bands alone, while 63 of the 69 broadband-selected candidates (91%) were observed in these two bands. However, the selection of quasars at 4.7 < z < 5.1 requires the m675, m725, and m775 bands, in which 50 of 69 candidates (72%) were observed. To avoid complex and ambiguous calculations, the candidates with observations in the three medium bands were considered as the main sample in case 2. Therefore, we used the ratio of the number of candidates with observations in the three medium bands to the total number of broadband-selected candidates as the medium-band photometry completeness in case 2 (green histogram in the bottom right panel of Figure 8). As described in Section 2, 33 of the 50 candidates observed in the three medium bands satisfy our medium-band color selection criteria (yellow histogram in Figure 8). We also obtained spectra for 32 of the candidates, all of which were identified as 4.7 < z < 5.4 quasars. The red histogram in the bottom right panel of Figure 8 shows the spectroscopic completeness of the case 2 sample.

To apply these photometric/spectroscopic completenesses to each case, we generated the photometric/spectroscopic completeness functions of (z, M1450) using our high-redshift quasar model described in Section 3.2. For the mock quasars in each bin of the selection functions, we took the number-weighted mean values of their photometric/spectroscopic completenesses.

3.4. Binned and Parametric QLFs

We first calculated the binned QLF at z ∼ 5 using the 1/Va method from Avni & Bahcall (1980). Given a bin with sizes of ΔM1450 and Δz, a specific comoving volume of our survey Va can be calculated as

Equation (1)

where p(M1450z) is the total selection probability combining the quasar selection functions (Section 3.2) and the photometric/spectroscopic completeness functions (Section 3.3), and dV/dz is the comoving volume element of our survey area. The binned QLF Φbin(M1450) can then be written as

Equation (2)

where NQ is the number of quasars in the bin. The bin size was set to ΔM1450 = 0.5 mag (see Figure 6). After experimenting with several different bin sizes, we settled on this size, which gave a good compromise between the number of available quasars per bin and the fine sampling of the QLF. Note that the uncertainties of Φbin are calculated using the root-sum-square method. We have listed the derived Φbin for cases 1 and 2 in Table 5, which are also denoted by red and blue points in Figure 9, respectively.

Figure 9.

Figure 9. Binned and parametric QLFs of quasars at 4.7 < z < 5.4 within the IMS coverage. The red and blue points are Φbin for the IMS z ∼ 5 quasar samples in cases 1 and 2, respectively. The orange points are the Y16 sample, which is rebinned for bright quasars (M1450 < −27 mag). The red and blue solid lines with shaded regions show our best-fit results of Φpar with a 1σ confidence level in cases 1 and 2, respectively. The dotted and dashed lines show the Φpar with fixed slopes of β = −3.0 and −4.0, respectively, in each case.

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Table 5.  Binned QLFs

  Case 1 Case 2 Y16 (M1450 < −27)
M1450 NQ Φbin(M1450) NQ Φbin(M1450) NQ Φbin(M1450)
−28.75 0 0 2 0.065 ± 0.046
−28.25 0 0 4 0.128 ± 0.064
−27.75 0 0 23 0.73 ± 0.15
−27.25 1 4.7 ± 4.7 0 45 1.52 ± 0.23
−26.75 1 4.7 ± 4.7 1 7.1 ± 7.1 0
−26.25 3 15.1 ± 8.7 3 19.6 ± 11.3 0
−25.75 3 16.5 ± 9.5 3 19.2 ± 11.1 0
−25.25 5 30.8 ± 13.8 4 28.8 ± 14.4 0
−24.75 7 48.1 ± 18.2 6 51.3 ± 20.9 0
−24.25 10 70.7 ± 22.4 6 55.0 ± 22.5 0
−23.75 7 59.0 ± 22.3 6 69.5 ± 28.4 0
−23.25 6 104.1 ± 42.5 3 68.1 ± 39.3 0

Note. We rebinned the Y16 quasar sample with M1450 < −27 mag. The size of each magnitude bin is ΔM1450 = 0.5 mag. Here Φbin is in units of 10−9 Mpc−3 mag−1.

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We also cross-checked our binned QLF with another nonparametric QLF for the IMS quasar sample using the C estimator (Lynden-Bell 1971). The comparison shows that the QLFs derived from different methods agree with each other (see details in Appendix B).

We also derived the parametric QLF at z ∼ 5 (Φpar), which has a functional form with faint- and bright-end slopes (α and β, respectively; e.g., M18),

Equation (3)

where ${{\rm{\Phi }}}^{* }={{\rm{\Phi }}}_{z=6}^{* }\times {10}^{k(z-6)}$ with a normalization factor at z = 6 (${{\rm{\Phi }}}_{z=6}^{* }$) and k = −0.4718 (Fan et al. 2001b), and ${M}_{1450}^{* }$ is the break magnitude. Accounting for the lack of bright quasars (M1450 < −27 mag) in our sample, we used an ancillary SDSS quasar sample (Y16). The IMS and Y16 samples overlap at M1450 ∼ −27 mag. We simply assigned the two samples to cover different ranges; we used the IMS sample at M1450 ≥ −27 mag and the Y16 sample at M1450 < −27 mag. This is because of the potentially underestimated number of Y16 quasars at M1450 ≳ −27 mag, which is lower than that of M18 by a factor of 2–5. For ease of comparison, we rebinned the QLF of the Y16 sample (4.7 < z < 5.4 and M1450 < −27 mag) and marked them with orange points in Figure 9. Note that we used the completeness functions for the SDSS quasars, personally provided by Jinyi Yang.

We used the maximum-likelihood method including selection efficiencies (Marshall et al. 1983) to fit the function with four parameters (Φ*, ${M}_{1450}^{* }$, α, β) by minimizing S, defined as

Equation (4)

The first term of this equation is the sum of all of the IMS and Y16 samples. The second term stands for the expected number of quasars with given Φpar and p, which are integrated over the ranges of  −29.0 < M1450 < −23.0 and 4.7 < z < 5.4. Therefore, minimizing S is equivalent to finding the appropriate Φpar to satisfy both the observations and expectations. In Figure 9, the best-fit results of Φpar of cases 1 and 2 are shown as red and blue solid lines, respectively, in line with the Φbin of each case. Note that the uncertainties of the free parameters are calibrated from the ${\rm{\Delta }}S=S-{S}_{\min }$ distribution under the assumption of ${\rm{\Delta }}S\sim {\chi }_{\nu }^{2}$ (Lampton et al. 1976), as shown in Figure 10. The resultant Φpar parameter of case 1 (case 2) has a break magnitude of ${M}_{1450}^{* }=-{25.78}_{-1.10}^{+1.35}$ mag ($-{25.81}_{-1.01}^{+1.22}$ mag) with a faint-end slope of $\alpha =-{1.21}_{-0.64}^{+1.36}$ ($-{1.11}_{-0.68}^{+1.31}$) and a bright-end slope of $\beta =-{3.44}_{-0.84}^{+0.66}$ ($-{3.50}_{-0.81}^{+0.66}$). Interestingly, the derived slopes and break magnitudes of our QLF are similar to those of the QLFs at adjacent redshifts of z = 4 and 6 (Akiyama et al. 2018; Matsuoka et al. 2018b), and this will be discussed in a forthcoming paper (Y. Kim et al. 2020, in preparation). We also obtained the Φpar parameters with fixed bright-end slopes of β = −3.0 and −4.0 (the dotted and dashed lines in Figure 9, respectively). These are consistent with the best-fit results within the 1σ confidence level. All of the derived values are listed in Table 6.

Figure 10.

Figure 10. Confidence regions of the best-fit parameters for Φpar in cases 1 (left) and 2 (right). The color-filled regions denote the 1σ (68.3%), 2σ (95.4%), and 3σ (99.7%) confidence levels from darker to lighter. The best-fit values are also marked.

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Table 6.  Parametric QLFs

  $\mathrm{log}{{\rm{\Phi }}}^{* }$ ${M}_{1450}^{* }$ α β
Case 1
Best-fit $-{7.36}_{-0.81}^{+0.56}$ $-{25.78}_{-1.10}^{+1.35}$ $-{1.21}_{-0.64}^{+1.36}$ $-{3.44}_{-0.84}^{+0.66}$
Fixed β $-{7.06}_{-0.42}^{+0.28}$ $-{25.02}_{-0.58}^{+0.39}$ $-{0.79}_{-0.70}^{+0.94}$ −3.0
Fixed β $-{7.68}_{-0.61}^{+0.41}$ $-{26.38}_{-0.63}^{+0.39}$ $-{1.48}_{-0.43}^{+0.48}$ −4.0
Case 2
Best-fit $-{7.35}_{-0.77}^{+0.52}$ $-{25.81}_{-1.01}^{+1.22}$ $-{1.11}_{-0.68}^{+1.31}$ $-{3.50}_{-0.81}^{+0.66}$
Fixed β $-{7.07}_{-0.42}^{+0.30}$ $-{25.04}_{-0.57}^{+0.42}$ $-{0.67}_{-0.76}^{+1.13}$ −3.0
Fixed β $-{7.57}_{-0.62}^{+0.39}$ $-{26.28}_{-0.63}^{+0.37}$ $-{1.32}_{-0.51}^{+0.54}$ −4.0

Note. Φ* is in units of Mpc−3 mag−1.

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When we compare the estimated QLFs of cases 1 and 2, they are consistent with each other in both the Φbin and Φpar cases. The only minor differences between them are observed at M1450 > −25 mag, especially at the faintest bin. This possible difference at the faintest bin is due to the serendipitous identification of faint quasars, such as IMS J085028−050607 with M1450 = −23.5 mag at z = 5.36. As shown in Figure 6, the quasar is located at a very low completeness region, and the Va of the faintest bin is smaller than the other bins, giving a high number density at the faintest bin after the completeness correction. In fact, in case 2, where this quasar is not included, the Φbin(−23.25) is more in line with our best-fit QLF. But here we stress that the faintest bin is also consistent with our best-fit QLF within the 1σ confidence level.

Considering the high success rate of our medium-band selection, especially at fainter magnitudes (K19), a future wide-field imaging survey in medium bands will allow us to estimate reliable QLFs at high redshifts even without deep spectroscopic observations. In the following discussion, the best-fit result in case 1 is used as a representative result.

For the IMS quasars only, we also performed testing with a single power-law function: Φpar ∝ 10−0.4(α+1). The resultant slopes are $\alpha =-{1.70}_{-0.26}^{+0.24}$ and $-{1.67}_{-0.31}^{+0.29}$ in cases 1 and 2, respectively, which is slightly steeper than our best-fit results. These values agree with the recent estimate of α = −2.1 ± 0.7, obtained from a smaller sample of z ∼ 5 faint quasars using a single power-law function (pink line in Figure 11; Shin et al. 2020).

Figure 11.

Figure 11. The QLFs at z ∼ 5. The red filled circles show our binned QLF in case 1, while the red solid line with a shaded region indicates the best-fit parametric QLF with 1σ confidence level. The blue filled circles with the blue solid line are those in case 2. The orange filled circles show the rebinned Y16 QLF consisting of the bright quasars that we used for fitting. The open circles and solid lines are the QLFs from the optical/NIR surveys: Y16 (orange), M18 (teal), and Shin et al. (2020; pink). The X-ray QLFs of G19 (purple) and Shen et al. (2020; gray) are shown as crosses with solid lines, which are shifted to z = 5 (see text). The QLFs of Glikman et al. (2011) and Boutsia et al. (2018) from the optical/NIR surveys, which are used by G19, are represented by purple open circles for ease of comparison. In the case of Shen et al. (2020), we only plotted their X-ray QLFs, while their global QLF (solid line) was derived from not only X-ray but also UV/optical quasars.

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4. Discussion

4.1. Reliability of the z ∼ 5 QLF

Figure 11 shows various QLFs at z ∼ 5 from the literature (Glikman et al. 2011; Y16; Boutsia et al. 2018; M18; G19; Shen et al. 2020; Shin et al. 2020), in comparison to our best-fit QLFs. To obtain the binned QLF of G19, we averaged their binned QLFs at z = 4.5 and 5.6 (purple crosses). Note that the upper and lower limits of each point indicate the binned QLFs at z = 4.5 and 5.6, respectively. Their parametric QLF (model 2; purple solid line) is also adjusted from z = 4.5 to 5 with k = −0.47. Considering that the binned QLFs of Glikman et al. (2011) and Boutsia et al. (2018) are used for the parametric QLF derivation of G19, for ease of comparison, they are represented by purple open circles. Similarly, the z ∼ 4.8 QLF of Shen et al. (2020; gray crosses) is also shifted to z = 5.

While the faint-end slope of our parametric QLF has a flatter value, the binned QLFs in this work are consistent with most QLFs at  −25 < M1450 < −23, except for the result of G19 and the results from their group in previous years. Possible reasons for the discrepancy were discussed in detail in Parsa et al. (2018), but here we discuss whether the discrepancy is caused by cosmic variance. In this magnitude range, G19 used the z ∼ 4 QLFs (purple open circles) determined from small-area surveys (3.76 deg2 of Glikman et al. 2011; 1.73 deg2 of Boutsia et al. 2018). We randomly selected a 1.73 deg2 area in a circular shape from our survey area and counted the numbers of M1450 = −23.5 and −24.5 mag quasars (ΔM1450 = 1 mag), which is repeated 100,000 times. Then, we examined the frequency of obtaining the Φbin values of Boutsia et al. (2018) or higher at the two magnitude bins by chance due to cosmic variance: only 2.2% and 1.4% for M1450 = −24.5 and −23.5 mag, respectively. If we require the number densities to be high in these two consecutive magnitude bins, then the probability drops to zero, which can also be inferred from Figure 4. We also tested for a 5.49 deg2 area, resulting in the very low probability of ≪1% even if only one magnitude bin was considered. The result shows that the likelihood of gaining a high quasar number density due to cosmic variance is small, even with an area of 1.73 deg2.

All quasars that we identified with spectroscopy (K19 and this work) have EWLyα+NV higher than 15.4 Å, the criterion for weak Lyα quasars (Diamond-Stanic et al. 2009). The fraction of weak Lyα quasars is known to be 13.7% at z > 5.7 (Bañados et al. 2016), higher than the fraction of 1.8% from the EW distribution adopted for our calculation of the selection function (Diamond-Stanic et al. 2009). Using the EW distribution of Bañados et al. (2016) for our calculation of the selection function instead (see Section 3.2), we find that our QLF could be underestimated by a factor of ∼1.3 at the faint end (in both cases 1 and 2). The exact value of this factor is more likely to be smaller than 1.3, assuming the gradual change in the EW distributions between z ∼ 5 and 6. Future investigation of the EW distributions is desired to improve the QLF estimate.

The G19 QLF at M1450 > −23 mag mainly relies on X-ray-selected quasars that do not always overlap with those selected in the UV/optical range. One possible explanation for their higher number density than UV/optical quasars is due to the high fraction of obscured X-ray quasars at high redshifts (e.g., 50%–80% at 3 < z < 6;  Vito et al. 2018), if the obscured fraction applies equally to UV/optical selected quasars. However, recent X-ray QLFs provided by Shen et al. (2020; gray crosses), corrected by their model prediction, also agree with our results, reinforcing the suggestion of the overestimation of G19 even at M1450 > −22 mag. We note that the Φbin of M18 has a value lower than those of our and other QLFs at the faintest bin they explored (M1450 > −23 mag). The QLFs can be easily over- or underestimated at the faintest end depending on how well the selection function is constructed. We suggest this as a possible reason for the discrepancy.

4.2. Contribution of z ∼ 5 Quasars to Ionizing Background

We followed the method in Kulkarni et al. (2019) to calculate the UV ionizing emissivity of z ∼ 5 quasars at 1450 (epsilon1450) and 912 Å (epsilon912), which can be written as

Equation (5)

and

Equation (6)

To evaluate epsilon912 from epsilon1450, we assume a double power-law shape of the quasar UV spectra (${f}_{\nu }\propto {\nu }^{-{\alpha }_{\nu }}$, where αν = 0.61 if λ ≥ 912 Å and 1.70 if λ < 912 Å;  Lusso et al. 2015). For the best-fit case 1 QLF, epsilon1450 and epsilon912 are ${6.64}_{-1.70}^{+2.81}$ (or 4.94–9.45) and ${5.00}_{-1.28}^{+2.12}$ (or 3.72–7.12), respectively, in units of 1023 erg s−1 Hz−1 Mpc−3. Figure 12 shows the observed epsilon912 values of high-redshift quasars. Our result is the lowest value at z ∼ 5, an order of magnitude lower than the Giallongo et al. (2015) estimates (brown open symbols). Considering large errors, most of the epsilon912 values are consistent with the synthesis model of Haardt & Madau (2012) and the best-fit model of Shen et al. (2020). Notable exceptions to the above trend are the results of Giallongo et al. (2015) and G19. However, the former were derived from X-ray candidates without spectroscopic confirmation, while the latter are also less reliable than others due to the possible overestimation of their QLF, as mentioned earlier in this section.

Figure 12.

Figure 12. Observed epsilon912 of high-redshift quasars integrated down to M1450 < −18 mag: this work (red), Giallongo et al. (2015; brown), Akiyama et al. (2018; yellow), Matsuoka et al. (2018b; sky blue), M18 (teal), Parsa et al. (2018; blue), G19 (purple), and Wang et al. (2019; orange). The values determined from the small-area surveys (<10 deg2) are shown as open circles. The horizontal line on each point indicates the redshift range of the sample used in each study, and the vertical line indicates the 1σ error. The solid, dotted, and dashed lines are the emissivity curves from Haardt & Madau (2012), Kulkarni et al. (2019), and Shen et al. (2020), respectively. The thick solid gray lines show the emissivity values required to fully ionize the IGM as a function of redshift for a given clumping factor C (=2, 3, 5) and fesc = 1 (Madau et al. 1999). The right vertical axis shows the corresponding ${\dot{n}}_{\mathrm{ion}}$ for a given epsilon912, assuming the UV spectral shape of Lusso et al. (2015) and fesc = 1. The gray squares show the photon density required to maintain the ionization state of the IGM, predicted from the transmitted Lyα flux measurements (D'Aloisio et al. 2018).

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The above results, however, could be sensitive to the uncertain extrapolation of the QLF down to faint magnitudes of M1450 = −23 to −18 mag. If we integrate Equation (5) up to M1450 = −23 mag, at which our QLF is well constrained, epsilon912 is 4.48 × 1023 erg s−1 Hz−1 Mpc−3. This is consistent with epsilon912 integrated up to M1450 = −18 mag within the 1σ error, meaning that the additional contribution of quasars with M1450 > −23 mag is not significant unless their number density is unexpectedly high.

Despite the uncertainty in our emissivity estimates at the faintest end, we can explore the significance of the contribution of quasars to the UV ionizing radiation. Under the same assumptions, we calculate the number density of ionizing photons,

Equation (7)

where fesc is an escape fraction assumed to be unity (fesc = 1;  e.g., Grazian et al. 2018), and ξion is the ionizing photon production efficiency of a quasar normalized at 1450 Å. We obtain ξion ≃ 6.05 × 1025 Hz erg−1 with the quasar spectral shape of Lusso et al. (2015). Using the epsilon1450 value from our z ∼ 5 QLF, we obtain ${\dot{n}}_{\mathrm{ion}}$ of $({4.02}_{-1.03}^{+1.70})\times {10}^{49}$ Mpc−3 s−1. At z = 5, the required (critical) photon density to keep balance with hydrogen recombination is ${\dot{n}}_{\mathrm{ion}}^{\mathrm{cri}}\sim 6.3\times {10}^{49}\,C$ Mpc−3 s−1 (Madau et al. 1999; Bolton & Haehnelt 2007; thick gray lines in Figure 12), where C is the H II clumping factor recently predicted as C < 5 at z = 5 (Bolton & Haehnelt 2007; Shull et al. 2012; Jeeson-Daniel et al. 2014; D'Aloisio et al. 2020). For a plausible clumping factor of C = 3, our result suggests that z ∼ 5 quasars radiate about ${21}_{-5}^{+9} \% $ of the UV ionizing photons required to balance the ionized state of hydrogen at that time. This fraction can reach 45% if C = 2 and ${\dot{n}}_{\mathrm{ion}}$ is the 1σ upper value of 5.72 × 1049 Mpc−3 s−1. In contrast, if we adopt the 1σ lower limit, the quasar contribution is 9%. Therefore, z ∼ 5 quasars alone radiate only up to  ∼50% of the minimum requirement of UV photons to balance with hydrogen recombination rates (${\dot{n}}_{\mathrm{ion}}^{\mathrm{cri}}$ of Madau et al. 1999) under the extreme assumptions given above.

An alternative method to estimate ${\dot{n}}_{\mathrm{ion}}^{\mathrm{cri}}$ is by using observational inference, such as the Lyα forest. Previous studies calculated the photoionization rate of the UV ionizing background required to match the mean transmitted Lyα flux of high-redshift quasars (Bolton & Haehnelt 2007; Wyithe & Bolton 2011; D'Aloisio et al. 2018) and the corresponding critical emissivity ${\epsilon }_{912}^{\mathrm{cri}}$. The ${\dot{n}}_{\mathrm{ion}}^{\mathrm{cri}}$ can then be approximated to ${\dot{n}}_{\mathrm{ion}}^{\mathrm{cri}}\simeq ({\epsilon }_{912}^{\mathrm{cri}}/{h}_{p}{\alpha }_{\nu })$ Mpc−3 s−1 (Meiksin 2005; Becker & Bolton 2013), where hp is the Planck constant and αν = − 1.70 (Lusso et al. 2015). In Figure 12, the gray squares indicate the predicted ${\dot{n}}_{\mathrm{ion}}^{\mathrm{cri}}$ values with the recently estimated ${\epsilon }_{912}^{\mathrm{cri}}$ values of D'Aloisio et al. (2018). At z = 5, we obtain ${\dot{n}}_{\mathrm{ion}}^{\mathrm{cri}}={6.4}_{-2.3}^{+1.1}\times {10}^{50}$ erg s−1, indicating that the quasar contribution with our QLF is only approximately ${6}_{-2}^{+8} \% $ (or 4%–14%) considering the 1σ errors of ${\dot{n}}_{\mathrm{ion}}$ and ${\dot{n}}_{\mathrm{ion}}^{\mathrm{cri}}$. Such a low contribution is similar to that at z ∼ 6, where the quasar contribution is considered to be less than 10% (Willott et al. 2010; Kashikawa et al. 2015; Kim et al. 2015; Onoue et al. 2017; Ricci et al. 2017; Matsuoka et al. 2018b; Dayal et al. 2020). However, note that the ${\epsilon }_{912}^{\mathrm{cri}}$ determination from the Lyα opacity of high-redshift quasars is sensitive to the mean free path of hydrogen photons, which can also be affected by the main ionizing sources (D'Aloisio et al. 2018).

Unlike at z ∼ 6, there is a discrepancy between the ${\dot{n}}_{\mathrm{ion}}^{\mathrm{cri}}$ from the two methods at z = 5. This is due to the increases in the number of ionizing sources and the volume filled with ionized hydrogen from z = 6 to 5. Considering this difference, we conclude that quasars are likely to occupy only a minor portion of the total UV ionizing background at z = 5, estimated from the Lyα opacity of high-redshift quasars. However, they can provide nearly half the quantity of photons required to balance with recombination rates. A better understanding of the quasar contribution for z = 5 IGM ionizing photons requires the construction of a QLF at M1450 > −23 mag, where we rely on extrapolation to estimate the QLF shape.

In addition, improving constraints on C and other physical properties of high-redshift quasars (e.g., fesc) is also required. For instance, our calculation of ${\dot{n}}_{\mathrm{ion}}/{\dot{n}}_{\mathrm{ion}}^{\mathrm{cri}}$ depends on the assumed UV spectral slope of the quasars. The assumed value of αλ = αν − 2 = −1.39 (Lusso et al. 2015) is based on quasars at z = 2.4 and may not represent the UV spectral slopes of z = 5 quasars in this work. For example, Mazzucchelli et al. (2017) found αλ = −1.6 ± 0.1 for $\bar{z}=6.6$ quasars, which is steeper than the Lusso et al. (2015) value. We directly infer the UV slope of our sample using the spectral energy distribution fitting result of a subsample of our z = 5 quasars in K19. Using the values presented in Table 5 of K19, we find αλ = −1.9 ± 0.1, which is the steepest UV slope among other results from various quasar samples (Laor et al. 1997; Vanden Berk et al. 2001; Telfer et al. 2002; Stevans et al. 2014; Selsing et al. 2016). If we adopt this rather extreme slope of −1.9, the exponent in Equation (6) changes to 0.1. However, the UV emissivity only increases by a factor of 1.27. So, the maximal UV ionizing photon fraction changes from 45% to 57%, but this can be considered only a modest increase.

5. Summary

We present the advanced results of our z ∼ 5 quasar survey with IMS (K19). Our findings are as follows.

  • 1.  
    Based on the follow-up spectroscopy carried out with GMOS on the Gemini-South 8 m telescope, we newly identified eight z ∼ 5 quasars in the IMS survey area. Using our high-redshift quasar model, we measured their redshifts and magnitudes in the ranges of 4.71 ≤ z ≤ 5.15 and  −26.2 ≤ M1450 ≤ −23.3.
  • 2.  
    Considering the survey completeness with our selection criteria, we derived the binned and parametric z ∼ 5 QLFs. The selection criteria are considered with either only broadband colors (case 1; 43 quasars) or broadband and medium-band colors (case 2; 32 quasars). Including the SDSS bright quasar sample of Y16, the parametric QLFs in both cases are well determined without any fixed parameters.
  • 3.  
    We find a relatively flat faint-end slope of −1.2 compared to previous studies at z ∼ 5, although our 1σ limit allows steeper slopes down to α ∼ −2. We calculated a low ionizing emissivity of epsilon912 = 5.0 × 1023 erg s−1 Hz−1 Mpc−3 and a number density of UV ionizing photons of $\dot{n}=4.0\times {10}^{49}$ Mpc−3 s−1. This implies that the quasars do not produce all of the ionizing photons at z ∼ 5.

Our z ∼ 5 QLF is well defined at M1450 < −23 mag with a better parameter estimation than previous surveys, but our imaging survey depth limits us from determining the QLF at M1450 > −23 mag. Hence, our conclusion regarding the contribution of quasars to the IGM ionizing photons relies on the uncertain extrapolation of our QLF to M1450 > −23 mag. The above conclusion may change significantly if there is an abrupt increase in the number of quasars at the faintest limit, such as a large number of obscured quasars at high redshifts (e.g., Aird et al. 2015). Deeper imaging data are necessary to settle this issue and could come from the Legacy Survey of Space and Time (LSST) and future space telescope missions. Reliable identification of these faint quasars may be challenging even with future 30 m class telescopes. But even in such a challenging regime, we expect that our medium-band technique will be able to identify faint high-redshift quasars if used on 4–8 m class telescopes.

This work was supported by the National Science Foundation of China (11721303, 11890693), a National Research Foundation of Korea (NRF) grant (2020R1A2C3011091) funded by the Korean government (MSIP), the K-GMT Science Program (PID: GS-2018B-Q-217, GS-2019A-Q-218) of the Korea Astronomy and Space Science Institute (KASI), and the National Key R&D Program of China (2016YFA0400703). Y.K. acknowledges support from the China Postdoc Science General (2020M670022) and Special (2020T130018) Grants funded by the China Postdoctoral Science Foundation. S.L. acknowledges support from a National Research Foundation of Korea (NRF) grant (2020R1I1A1A01060310) funded by the Korean government (MIST). H.D.J. was supported by the Basic Science Research Program through the National Research Foundation of Korea (NRF) funded by the Ministry of Education (NRF-2017R1A6A3A04005158). We thank Jinyi Yang for providing the bright z ∼ 5 quasar sample and the completeness functions described in Y16.

This paper includes data obtained at the Gemini Observatory, acquired through the Gemini Science Archive and processed using the Gemini IRAF package, which is operated by the Association of Universities for Research in Astronomy, Inc., under a cooperative agreement with the NSF on behalf of the Gemini partnership: the National Science Foundation (United States), the National Research Council (Canada), CONICYT (Chile), the Australian Research Council (Australia), Ministério da Ciência, Tecnologia e Inovação (Brazil), and Ministerio de Ciencia, Tecnología e Innovación Productiva (Argentina). This paper includes data obtained with MegaPrime/MegaCam, a joint project of the CFHT and CEA/IRFU, at the Canada–France–Hawaii Telescope (CFHT), which is operated by the National Research Council (NRC) of Canada, the Institut National des Science de l'Univers of the Centre National de la Recherche Scientifique (CNRS) of France, and the University of Hawaii. This work is based in part on data products produced at Terapix, available at the Canadian Astronomy Data Centre as part of the Canada–France–Hawaii Telescope Legacy Survey, a collaborative project of the NRC and CNRS. The United Kingdom Infrared Telescope (UKIRT) is supported by NASA and operated under an agreement between the University of Hawaii, the University of Arizona, and Lockheed Martin Advanced Technology Center; operations are enabled through the cooperation of the Joint Astronomy Centre of the Science and Technology Facilities Council of the U.K. This paper includes data gathered with the 6.5 m Magellan telescopes located at Las Campanas Observatory, Chile. This paper includes data taken at the McDonald Observatory of the University of Texas at Austin. We would like to thank Editage (www.editage.co.kr) for English language editing.

Facilities: UKIRT (WFCAM) - United Kingdom Infrared Telescope, Struve (SQUEAN) - McDonald Observatory's 2.1m Otto Struve Telescope, Magellan:Baade (IMACS) - Magellan I Walter Baade Telescope, Gemini:South (GMOS-S) - Gemini South Telescope, CFHT (MegaCam) - Canada-France-Hawaii Telescope, Sloan - Sloan Digital Sky Survey Telescope.

Appendix A: Additional Spectroscopy Results

Here we describe the optical spectra of our quasars/candidates, which are not included in the analysis in this paper. The observations are summarized in Table 7, and their spectra are shown in Figure 13.

Figure 13.

Figure 13. Left: IMACS optical spectra of two of the IMS z ∼ 5 quasars that were newly discovered in this work; IMS J021507−051849 was not detected with IMACS. Right: GMOS-S optical spectra of two nonquasars. They have no Lyα break with continuum emissions. The shaded regions represent the bad columns, hot pixels, CCD gaps, or wavelength ranges that are not covered by the observational configuration.

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Table 7.  Spectroscopic Observations of Quasars and Nonquasars

ID Telescope/Instrument Date Exposure Time (s) Seeing (arcsec)
Confirmed z ∼ 5 Quasars
IMS J021507−051849 Magellan/IMACS 2018 Sep 10 1200 0.8
IMS J221055+013430 Magellan/IMACS 2018 Sep 9 1800 0.8
Nonquasars
IMS J090540−011038 Gemini/GMOS 2019 Jan 13 605 1.1
IMS J090540−025524 Gemini/GMOS 2019 Feb 11 4356 1.1

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Of the eight newly discovered z ∼ 5 quasars, IMS J021507−051849 and IMS J221054+013430 were also observed with the Inamori–Magellan Areal Camera and Spectrograph (IMACS; Dressler et al. 2011) on the Magellan Baade 6.5 m telescope. The observing configuration was set to follow that used in K19: using a grating of 150 lines mm−1 with a resolution of R ∼ 600, OG570 filters to avoid a zeroth-order overlap, and spectral/spatial binning of 2 × 2. We followed the general steps for spectral reduction, except for the flux calibration with standard stars. Instead, we scaled the fluxes with their i'-band magnitudes. These are excluded in the main text because the GMOS with which our fiducial spectra were obtained is more sensitive than IMACS.

We also present the two candidates that were identified as nonquasars with GMOS-S: IMS J090540−011038 and IMS J090540−025524. The observing configurations were as described in Section 2 and K19. In their 1D and 2D spectra, there is no Lyα break but rather continuum emission across the whole wavelength range, meaning that they are not high-redshift quasars.

Appendix B: Nonparametric Determination of QLF

The QLFs determined in the main text are based on the small number statistics, so the methods we used could affect the exact QLF estimations. For instance, the $1/{V}_{\max }$ method critically depends on how we bin the sample, especially in the case with a handful of quasars. In this section, we describe the nonparametric determination of QLF using Lynden-Bell's C method (Lynden-Bell 1971) that requires no assumption of the distribution for the one-side-truncated data sets. Thus, it is suitable for our quasar samples and the survey limits; the brightest quasar in our sample (IMS J220107+030208; $i^{\prime} =19.1$ mag) is much fainter than the saturation limit of the CFHTLS ($i^{\prime} \sim 17$ mag).

The QLF is canonically described in the form of a bivariate function of magnitude and redshift, e.g., Φ(Mz). However, our IMS quasars are in the narrow redshift range of 4.7 < z < 5.4, so what we actually derived in Section 3.4 is similar to the univariate function of magnitude at the specific redshift of z = 5. Hence, in this narrow redshift range, the marginal distribution of the bivariate QLF in the magnitude direction, ψ(M), can be approximated by ψ(M) ≈ Φ(Mz). Note that we performed the standard correlation test between the magnitude and redshift of our sample with Kendall's τ statistic (see details in Efron & Petrosian 1992; Fan et al. 2001b; Schindler et al. 2018, 2019), giving τ = 0.04, which means that they are uncorrelated at the  ∼1σ level.

With Lynden-Bell's C estimator (Lynden-Bell 1971), the cumulative luminosity function Ψ(M) = ∫ψ(M)dM can be recovered,

Equation (B1)

for the sample sorted by magnitude (M1 < ... < Mi−1 < Mi < ... < MN). The estimator C(Mi) indicates the total number of objects of which magnitudes are brighter than Mi (but the object i itself is omitted). But the problem is that this direct usage of C(Mi) can be applied to a sample with a sharp boundary for selection, while our selection probability has a smooth boundary in the magnitude direction. Instead of C(Mi), Fan et al. (2001a) generalized the total weighted number of quasars Ni for arbitrary selection functions (see also Schindler et al. 2018, 2019). Given a selection probability function p(Mz), one can construct the quantity Ni,

Equation (B2)

where the sum extends over Mj < Mi. Using the quantity Ni instead of C(Mi) in Equation (B1), we evaluate Ψ(M1450) for the 43 IMS quasars (case 1). Considering the discontinuity of Ψ(M1450), we calculate ψ(M1450) = ΔΨ/ΔM1450 in the magnitude bins whose size ΔM1450 is identical to that of the binned QLF in Section 3.4. Given the edges of each bin, (Ml, Mu), where Mu − Ml = ΔM1450, we evaluate ΔΨ = Ψ(Mu) − Ψ(Ml) using the linear interpolation on Ψ(M1450) at the edge magnitudes. We note that the ψ(M1450) of the faintest bin (−23.5 ≤ M1450 < −23.0) could be overestimated in this linear interpolation process, because the faintest object in our sample has M1450 = −23.3 mag, brighter than the bin's edge.

Figure 14 shows the ψ(M1450) of the IMS quasars from the 100 bootstrap samples. While the C method can recover the shape of the marginal luminosity function, it does not provide any information related to its normalization. Therefore, the marginal distribution is normalized by the total number of quasars expected, ${\rm{\Psi }}({M}_{1450}\lt -23)={\int }_{-\infty }^{-23}\psi ({M}_{1450}){{dM}}_{1450}$. We also plot our binned and parametric QLFs, also normalized by the cumulative luminosity function of the parametric QLF at M1450 < −23 mag. They are consistent with the marginal distribution ψ(M1450) within 1σ errors. Therefore, we can confidently say that our binning for the binned QLF is reliable, and the fitting for the parametric QLF is as well.

Figure 14.

Figure 14. Nonparametric QLF derived using Lynden-Bell's C estimator (Lynden-Bell 1971). The gray circles denote the marginal distributions of ψ(M1450) in each magnitude bin from the 100 bootstrap samples, and their median values with 1σ errors (16th and 84th percentile values) are shown as blue circles with error bars. The red circles denote the binned QLF for the case 1 sample, shifted horizontally by −0.1 mag for easy comparison. The parametric QLF with its 1σ confidence level (case 1) is shown as the red solid line with the shaded area. All QLFs are normalized by the total number of quasars expected at M1450 < −23 mag. The vertical dashed lines indicate the magnitude bins' edges.

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Footnotes

  • 14 
  • 15 

    The total number of broadband-selected candidates is decreased from 70 in K19 because of the miscoded procedure. Four candidates, including two spectroscopically identified nonquasars, are rejected, and three candidates without medium-band observations are included instead.

  • 16 
  • 17 

    M18 adopted $i{{\prime} }_{\mathrm{AUTO}}-i{{\prime} }_{\mathrm{PSF}}\gt -0.15$, which showed high completeness of  ∼98% for $i^{\prime} \lesssim 23$ mag sources, where $i{{\prime} }_{\mathrm{AUTO}}$ is the automatic aperture magnitude (MAG_AUTO) from SExtractor (Bertin & Arnouts 1996) and $i{{\prime} }_{\mathrm{PSF}}$ is the magnitude based on the point-spread function (PSF). From our broadband-selected sample, only three candidates did not satisfy the criteria due to adjacent object(s) or subtle elongation. Two of them were identified as high-redshift quasars (IMS J022113−034252 at z = 5.02 and IMS J085028−050607 at z = 5.36), while the other was identified as a nonquasar object (IMS J090540−011038; see Appendix A). The exclusion of these targets does not affect the QLF determination.

  • 18 

    We also tested for k = −0.7 calibrated from the bright quasars at 5 ≲ z ≲ 6 (Jiang et al. 2016). There is no significant change in the resultant parameters within the 1σ errors at this narrow redshift range.

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10.3847/1538-4357/abc0ea